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Prosecuting War Crimes in the Former Yugoslavia: an Update
Thursday, June 01, 1995

This memorandum is part of a continuing series of reports prepared by the staff of the Helsinki Commission on the conflict in the former Yugoslavia. In the summer of 1991, Members of Congress and representatives of non-governmental organizations began to call for the establishment of a war crimes tribunal that would hold those responsible for war crimes in the former Yugoslavia personally and individually accountable for their actions. As atrocities mounted over that summer and information about concentration camps became public, these calls began to reverberate at on-going meetings of the Conference on Security and Cooperation in Europe (CSCE) then being held in Prague, Vienna and Helsinki.

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  • Report on Human Rights and the Process of NATO Enlargement

    The Commission held a series of three public hearings on “Human Rights and the Process of NATO Enlargement” in anticipation of the summit of Heads of State and Governments of Member States of the North Atlantic Treaty Organization to be held in Madrid, Spain, on July 8 and 9, 1997. The emergence of new democracies in Central and Eastern Europe and the demise of the Warsaw Pact created a security vacuum in the territory between the current eastern frontier of NATO and the Russian border. The first attempt to address the new security realities in the region occurred at the end of 1991 with the establishment of NATO’s North Atlantic Cooperation Council (NACC) as a forum for the evolution of a new relationship based on constructive dialogue and cooperation. In early 1994, the Partnership for Peace (PfP) was launched with the aim of providing a practical program to transform the relationship between NATO and states participating in PfP, moving beyond dialogue and cooperation to forge a genuine security partnership. (All 27 states of the Partnership for Peace (PfP) are OSCE participating States.) Simultaneously, NATO began to consider the possibility of enlarging the Alliance. The result was the 1995 Study on NATO Enlargement which addressed practical steps and requirements candidates for membership would have to satisfy. In December 1996, NATO foreign ministers called for a NATO summit at which one or more countries that wanted to join NATO would be invited to begin accession negotiations. The U.S. Congress was instrumental in stimulating the debate through several legislative initiatives. The NATO Participation Act of 1994 (PL 103-447) provided a reasonable framework for addressing concerns about NATO enlargement, consistent with U.S. interests in ensuring stability in Europe. The law lists a variety of criteria, such as respect for democratic principles and human rights enshrined in the Helsinki Final Act, against which to evaluate the suitability of prospective candidates for NATO membership. The Act stipulates that participants in the PfP should be invited to become full NATO members if they... “remain committed to protecting the rights of all their citizens....” Under section 203, a program of assistance was established to provide designated emerging democracies with the tools necessary to facilitate their transition to full NATO membership. The NATO Enlargement Facilitation Act of 1996 (PL 104-208) included an unqualified statement that the protection and promotion of fundamental freedoms and human rights are integral aspects of genuine security. The law also makes clear that the human rights records of emerging democracies in Central and Eastern Europe interested in joining NATO should be evaluated in light of the obligations and commitments of these countries under the U.N. Charter, the Universal Declaration of Human Rights, and the Helsinki Final Act.  

  • Report on the April 1997 Parliamentary, County, and Municipal Elections in Croatia

    On April 13, 1997, Croatia held its fifth set of elections since political pluralism was introduced in the former Yugoslav republic in 1989, and the fourth since achieving independent statehood in 1991. These were the first elections, however, held throughout the entire country in 7 years, signaling Croatia’s normalization after years of conflict, displacement and uncertainty. Seats were contested for the upper chamber House of Counties of the parliament, or Sabor, and for municipal and county councils. The very holding of elections in Eastern Slavonia—the one region forcibly taken by Serb militants in 1991 and yet to be reintegrated into the country—produced positive signs for reintegration through peaceful means and without another tragic mass exodus of ethnic Serbs. The results countrywide set the stage for presidential elections later in the year, and indicate Croatia’s overall political trends as the country moves beyond the turmoil associated with Yugoslavia’s violent disintegration, including the massive displacement of the population as territory was taken in 1991 and then retaken in 1995. The turmoil served to narrow the country’s overall political spectrum with a nationalist tinge, and the ruling Croatian Democratic Union (HDZ) has relied on this situation to enhance its power. The fundamental question now is whether the party will accept defeat at the ballot box if the support of the population shifts as priorities change. As with previous elections in Croatia, the degree to which these elections could be considered free and fair was limited by the clear bias of the state-run broadcast media in its news coverage and by the effect of regular attempts to limit the diversity of the print media. Some administrative decisions regarding the elections seemed to be designed to benefit the ruling party, although the nature of these elections precluded the blatant stretching of what is legally permissible which had been evident in earlier elections. One decision prevented a domestic, civic-oriented non-governmental organization (NGO) from observing the polling, even from outside the confines of the polling station. People were generally permitted to vote freely and privately throughout Croatia on election day, except in Eastern Slavonia. There, a surprisingly strong turnout combined with the inadequate delivery of ballots and documents to polling stations, among other problems, causing the voting to be extended for an extra day. While there were some improvements over prior elections, these elections fell short of Croatia’s potential, especially as the country should now move more rapidly toward democracy. As more critical elections approach, it remains unclear whether the Croatian authorities will permit elections that could be considered free and fair if the result threatens their rule. The HDZ did retain its comfortable majority in the House of Counties and won most of the county and town councils, but opposition coalitions won outright, or at least enough to challenge the HDZ, in some of the bigger cities. The results in Eastern Slavonia, meanwhile, produced victories for a Serb coalition in just over one third of the municipalities, with the HDZ taking the remainder, a fairly predictable result that advances the issue of the region’s reintegration into the rest of Croatia. Croatia’s willingness to reconcile with its Serb population and to respect the human rights of its members, however, remains an open question.    

  • The Present Situation in Albania

    This briefing, moderated by the Honorable Eliot Engel, Co-Chairman of the Albanian Issues Caucus, examined the international response to the crisis in Albania since the collapse of the pyramid schemes in the beginning of the year, which led to protests, rebellion, and political stalemate.  The need for free and fair elections was emphasized in light of a political impasse over the holding of elections in June. Witnesses testifying at the briefing – including Julius Varallyay, Principle Country Officer for East Central Europe for the World Bank, Stefano Stefanini from the Italian Embassy, and Avni Mustafaj, former Director of Open Society Foundation for Albania – discussed the previous efforts that had been made to encourage political reforms and steps that needed to be taken in the future. The need for a comprehensive donor assistance program to complement international assistance was specifically address, as was the political reform on which this program would depend.

  • The Current Situation in Croatia

    This briefing addressed the political situation in Croatia in the context of impending elections for offices at the municipal and county levels, as well as for seats in the Chamber of Counties of the Croatian Sabor, that would be an important step in the process of reintegrating Easter Slavonia. Some issues that had been noted during past election monitoring operations, such as problems with the development of the independent media, a lack of transparency in the electoral system, and a tendency for decisions to favor the ruling party, were discussed. Witnesses testifying at the briefing – including Jonas Rolett of the National Democratic Institute; Vesna Pusic, a professor for the University of Zagreb; Milbert Shin of Human Rights Watch; and Nenad Porges, Deputy Chief of Mission for the Croatian Embassy – evaluated the opportunity for improvement in the elections, and the role that nongovernmental organizations like NDI and Human Rights Watch would play in this process. Several tactics for improving the electoral process in Croatia, including strengthening political parties and providing neutral, accessible information, were topics of discussion.

  • The Future of Chechnya

    Former senatosr and commissionesr chaired this hearing, which focused on the efforts of the citizens in Chechnya to free themselves from Russian power. Russia’s “transgressions” against the Chechnyan populace entailed lack of recognition of international principles. More specifically, the 1994 OSCE Budapest Document, with which the Russians agreed, stipulates that each participating state will ensure that its armed forces are commanded in a way that is consistent with the provisions of international law. Moreover, even when force cannot be avoided, each state will ensure that its use must be commensurate with the needs.  At the time of this hearing, anywhere between 30,000 and 80,000 people had been killed because of the conflict in the territory, and tens of thousands of men, women, and children had been driven from their homes. In addition, there had been a cease-fire in Chechnya. However, the dangers had not recently ended.

  • Treaty on Conventional Armed Forces in Europe (CFE)

    This briefing focused on the topics of European security and NATO enlargement, specifically in terms of the Treaty on Conventional Armed Forces in Europe. Elements of the treaty that remained especially important, including the goal of avoiding destabilizing concentrations of forces in Europe and the goal of creating greater transparency and promoting information exchange among governments in Europe, were discussed. Witnesses testifying at this briefing spoke to the need for amendments and changes to the CFE, but maintained the relevance of the treaty to international security. Different strategies for making these changes related to Russian pressure and NATO involvement were presented. 

  • Political Turmoil in Serbia

    In this hearing, Rep. Chris Smith (NJ-04) discussed, with witnesses, the developments in Serbia and what opposition forces had to say about the future of the country. Witnesses present included Miodrag Perisic, co-founder and vice president of Serbia’s first political opposition party (the Democratic Party); Branislav Canak, the president of a confederation of independent trade unions that wanted to organize workers throughout Serbia (the Independents); Veran Matic, Editor-In-Chief of B92, Belgrade’s independent radio station; and Obrad Kesic, program specialist for the Professional Media Program at the International Research and Exchanges Board. More specifically, Smith and witnesses discussed popular unrest against Milosevic’s refusal to accept election results regarding the ruling Socialist Party and its allies, underscoring more general displeasure with the Serbian government’s track record regarding the economy, human rights, and a lack of confidence that Serbians’ children would have a democratic and prosperous future.  

  • Brcko and the Future of Bosnia

    The briefing was introduced by Robert Hand, policy advisor at the Commission , who addressed the status of Brcko. Both a city and a district in northern Bosnia-Herzegovina along the Sava River, Brcko borders on the Slavonian region of Croation. Prior to the conflict in Bosnia-Herzegovina in 1992, Brcko had a mixed population, but this was destroyed by the ethnic cleansing.  Hand then discussed the strategic importance of Brcko, often called the Posavina Corridor, as it serves as a corridor by which the Serb-held region of western Bosnia is linked to Serbia and to eastern Bosnia. Witnesses - Frank McCloskey, Special Counsel to the Bosnian Federation; Susan Woodward, Senior Fellow, Foreign Policy Studies, the Brookings Institution; Soren Jessen Petersen, Former UNHCR Special Envoy for the Former Yugoslavia; and Carol Schlitt, Attorney, National Defense University - highlighted the importance of Brcko, which was made evident by the fact that its status could not be agreed upon at the Dayton negotiations. This diverse group of experts concluded by commenting on the future of the region, and on Bosnia-Herzegovina in general.

  • U.S. Statements on the Human Dimension, 1996 OSCE Vienna Review Conference and Lisbon Summit

    This compendium of statements illustrates the U.S. perspective that one of the key and distinguishing features of the OSCE is the interlocking framework of critical, politically binding commitments which provide a common set of principles to which all participating States can aspire. The OSCE draws its real strength and practical flexibility from participating states' commitments to the values of the original Helsinki Act, rather than from a legalized, treaty-based institutional structure. A fundamental strength of the OSCE is the review process, which provides a regular opportunity to assess a participating states' efforts to further the realization of the Helsinki Accords within its own borders, and in its relations with other OSCE states. The OSCE is increasingly a pillar of European security. By facilitating honest implementation review the OSCE can strengthen security links based on common values.

  • Civil Implementation of the Dayton Peace Accords in Bosnia

    Robert Hand, staff advisor at the Commission, led the discussion as part of a series of briefings on the situation in Bosnia-Herzegovina. This briefing focused on Bosnia-Herzegovina’s September elections, for which the Commission sent six observers. Hand was joined by Ambassador Robert Frowick, who was part of the Provisional Election Commission that organized the September elections. Ambassador Frowick spoke of the new institutions and their newly elected officials, but also addressed the internal divisions and outside pressures he had to combat when organizing the elections.

  • Serbia and Montenegro: The Prospects for Change

    A staff delegation of the Commission on Security and Cooperation in Europe (Helsinki Commission) traveled to Serbia and Montenegro for one week in April 1996 to assess the situation in these republics in light of changes in the region resulting from the implementation of the Dayton Agreement and the end of the conflict in neighboring Bosnia-Herzegovina. In addition to meetings in the Federal and Serbian capital, Belgrade, and the Montenegrin capital Podgorica, the delegation traveled to Vojvodina, Kosovo and the Sandzak, where large non-Serb/Montenegrin populations reside. A seminar on refugees in the former Yugoslavia, held in Kotor, Montenegro, was also attended. The delegation met with federal, republic and regional officials, as well as representatives of independent media, opposition political parties, and human rights or humanitarian groups in each location. Upon the conclusion of their visit, the staff reported the delegation's findings and recommendations to the countries belonging to the Organization for Security and Cooperation in Europe (OSCE) and gave a public briefing immediately upon its return to Washington. Serbia's President, Slobodan Milosevic, has been viewed as largely responsible for the conflict associated with former Yugoslavia's demise, especially in Croatia and Bosnia-Herzegovina, and for un- democratic and ethnically intolerant conditions within Serbia itself. Montenegro, having some cultural af- finities with Serbia but also a desire for distinctness, is viewed as Serbia's reluctant accomplice, especially when the two proclaimed a new Federal Republic of Yugoslavia in 1992. The new, or "rump," Yugoslavia has largely been isolated by the international community as far as bilateral relations and multilateral activity. After almost four years of conflict in Bosnia-Herzegovina, however, the signing of the Dayton Agreement in December 1995 changed the regional environment in southcentral Europe significantly. Not only did the Agreement propose a settlement for Bosnia-Herzegovina, which is now being implemented, but it also created a more positive regional environment in which other problems plaguing the region might be resolved. Dayton could not have been achieved without the international community again working with the Serbian regime.

  • Bosnian Elections III: Representatives of Bosnian Political Parties

    Robert Hand led the discussion on the upcoming Bosnian elections, which were scheduled for mid-September later that year.  He was joined by representatives of political parties from Bosnia-Herzegovina, a rather diverse group of individuals - some of them represented parties in powers and others that are not and from various ethnic constituencies. The witnesses - Ljilana Bubic of the Republican Party of Bosnia-Herzegovina; Adnan Jahic, President of the Party for Democratic Action in Tuzla; Hasib Salkic, Secretary General of the Liberal Party of Bosnia-Herzegovina; Zdenko Kubicek of the Executive Board of the Croatian Party of Rights; Mirjana Malic of the Social Democratic Party of Bosnia-Herzegovina; and Zoran Tomic of the Croatian Democratic Union - introduced their parties’ histories, issues, and goals. They then focused more specifically on how they see the Bosnian elections unfolding and their thoughts about having them in the upcoming fall.

  • Bosnia: Should the OSCE Certify Conditions Exist for Free and Fair Elections?

    The Helsinki Commission is focusing on what it considers one of the most important international events of this year, the elections in Bosnia-Herzegovina. The Commission has held several briefings on this topic already with election experts from the United States, with members of the Provisional Election Commission from Bosnia, with representatives of political parties from that country, and most recently, with persons close to the situation in Banja Luka. Human rights organizations and others following the situation in Bosnia have warned that conditions for a free and fair election simply do not exist; and yet, the U.S. Government and some European governments have pressured the OSCE to certify nonetheless. A robust discussion on curbing rampant political gerrymandering and obstructions to free and fair elections will be underscored in the hearing.

  • Rebuilding Bosnia-Herzegovina: Strategies and the U.S. Role

    The Helsinki Commission addressed the status of the ongoing rehabilitation efforts in Bosnia-Herzegovina following the conclusion of the war that took place between 1992 and 1995. Amidst lasting tensions, the Commission emphasized the need for reconciliation and for civilians to actively participate in this process. The primary witness, J. Brian Atwood, administrator of the Agency for International Development, emphasized several goals for moving forward in Bosnia-Herzegovina such as addressing the issue of displaced persons by repairing housing infrastructure, encouraging economic activity through international cooperation with the central bank, and initiating elections under free and fair conditions. 

  • Report: Prosecuting War Crimes in the Former Yugolsavia, An Update

    In early 1996, with little fanfare, the U.N. Security Council quietly and quickly selected Canadian Judge Louise Arbour to succeed Justice Richard Goldstone, the first chief prosecutor for the International Criminal Tribunal for the Former Yugoslavia. The relative ease with which a replacement was chosen -- in contrast to the prolonged, relatively public, and embarrassing manner in which the Security Council members fought among themselves for nearly a year over the selection of the first prosecutor -- reflects the dramatically changed circumstances in which the Yugoslav War Crimes Tribunal now finds itself. At the time of Goldstone’s appointment in 1994, most observers of the Yugoslav conflict seemed to fall into one of two categories: those that thought war crimes trials should be held, but did not believe the Tribunal would ever indict anybody above the rank of private (let alone hold an actual trial), and those who believed that the mere discussion of war crimes trials undermined peace negotiations. Under Goldstone’s able stewardship, the Tribunal has developed a full complement of staff, including prosecuting attorneys and investigators; issued more than fifty indictments, including for the two highest ranking Bosnian-Serb political and military leaders and three members of the Yugoslav People’s Army; obtained custody of three men; and begun the Tribunal’s first trial. Goldstone has deftly managed a multitude of political crises, successfully traversed the treacherous waters of the U.N. bureaucracy, and, thus far, helped safeguard the legal integrity and credibility of the Tribunal. All of these factors, combined with the achievement of a tenuous peace agreement in Dayton in November 1995,2 now make the possibility of war crimes trials seem, to many, more real than ever before. This memorandum outlines the basic structure of the Tribunal and the most recent developments with respect to investigations and trials, cooperation by U.N. member states with the Tribunal, and funding.

  • Report: US Helsinki Commission Delegation to Georgia and Azerbaijan

    From April 22-26, 1996, Commission staff attended, along with 30 media professionals, the International Conference on Conflict in Trans-Caucasus [sic] and the Role of Mass Media, held in Kobuleti, Ajaria (an Autonomous Republic in Georgia). The conferences organizers were the OSCE Office of Democratic Institu- tions and Human Rights (ODIHR), the OSCE Mission to Georgia, the Council of Europe and the Tbilisi-based Black Sea Press Information Agency. The project was co-sponsored by the U.S. Agency for International Development, through the Eurasia Foundation. Participants came from Baku, Tskhinvali (South Ossetia), Stepanakert (Nagorno-Karabakh), Tbilisi and Yerevan. Organized by the ODIHR as a follow-up to the 1995 Human Dimension Implementation Review Meeting in Warsaw, the conference was one in a series on the role of the media in conflict situations and in systems undergoing the transition from communism. The stated aim of these conferences is to develop aware- ness of and working recommendations for the journalists working in conflict regions on the role the media can play in preventing and resolving conflicts. A secondary goal is to give journalists from states or regions in conflict the opportunity to meet, discuss common problems and establish personal contacts to promote the exchange of information. Other scheduled conferences examine the role of the media in the former Yugoslavia (June 1996) and the situation of the media in Uzbekistan (October 1996). One important reason conference organizers chose Kobuleti was that Ajaria has managed to avoid the destruction and disruption visited upon the rest of Georgia in the last several years by ethnic conflicts and by gangs of marauding criminals associated with various paramilitary groups. Under the iron grip of Aslan Abashidze, the Chairman of Ajarias Supreme Soviet, Ajaria has been relatively calm, and has taken in refugees from Georgias ethnic-separatist conflicts in Abkhazia and South Ossetia. Since these conflicts are technically unre- solved, Tbilisi, the capital, would have been problematic for Abkhaz and South Ossetians, whereas Ajaria seemed a more neutral site.

  • THE CHECHEN CONFLICT AND RUSSIAN DEMOCRATIC DEVELOPMENT

    The hearing addressed the OSCE-brokered military agreement in July 1995 between Russian and Chechen representatives to end ethnic conflict among Chechens, Russians, Ingush, and other ethnic groups caught up in the terror of war. The Commissioners discussed the disappearance of people, including a prominent American humanitarian aid worker and an American freelance journalist.  The witnesses gave testimony on the visible breakdown in law and order which has forced humanitarian organizations, such as Doctors Without Borders, to withdraw to a safer location.

  • Report: 1995 Parliamentary Elections in Croatia

    On October 29, 1995, Croatia held elections for the 127 seats in the House of Representatives, the lower chamber in Croatia's "Sabor," or parliament. The elections were called earlier than required by President Franjo Tudjman in light of the new situation in Croatia created by the retaking of most of the territory occupied by Serb militants since 1991, and the mass exodus of ethnic Serbs from those regions into Serb-occupied parts of neighboring Bosnia-Herzegovina and into Serbia itself Representatives for 80 of the seats were chosen on the basis of a nationwide, proportional vote in which 14 political parties or coalitions of parties participated. Representatives for 28 seats were chosen on the basis of a majority vote in electoral districts established for the elections. Twelve seats were chosen on the basis of a proportional vote of Croatian citizens, the so-called "diaspora" residing outside Croatia's borders, in which seven political parties or coalitions participated. The remaining seven seats were reserved for some of Croatia's national minorities, including three seats in a nationwide ,vote among members of the Serb community, one seat for those of the Italian minority, one for the Hungarian minority, one for the Czech and Slovak minorities, and one for the Ruthenian, Ukrainian, German and Austrian minorities in specified regional districts. The elections demonstrated disappointingly little democratic progress in Croatia since 1990, when multiparty elections were first held. In fact, the apparent unwillingness of the authorities to permit a truly open electoral system in which all had confidence, or a genuinely free media to permit a more competitive campaign period, seemed almost an expression of defiance of any democratic trend that may exist in Croatia at this time. Smaller flaws in polling practices observed on election day also become less excusable in that they indicated no attempt by the authorities to correct problems observed in all past elections. Thus, while the elections generally have been considered to be free in tenns of providing voters with a choice, they were not satisfactorily fair in the way that choice of candidates was presented to the voters.

  • Mass Graves and Other Atrocities in Bosnia

    Rep. Chris Smith (NJ-04) and others discussed the atrocities committed against women, men, and children in the former Yugoslavian country of Bosnia. These atrocities exemplified Bosnia and Herzegovina, as well as the former Yugoslavia at large, as areas where internecine violence and strife seemed to be constant phenomena.

  • Summary of the OSCE Rule of Law Seminar

    From November 28 to December 1, 1995, the participating States of the Organization for Security and Cooperation in Europe (OSCE) convened a seminar on the rule of law. The meeting was organized by the Warsaw-based OSCE Office for Democratic Institutions and Human Rights (ODIHR). Thirty-eight of the 53 fully participating States attended, along with representatives from two Non-Participating Mediterranean States, six international organizations, and 25 non-governmental organizations. Over the course of two days, a number of emerging democracies described the constitutions and other legislative provisions that had been adopted in their countries to provide for the rule of law, at least on paper. Western participants, for their part, generally spoke of the specific and concrete challenges faced in their countries in actually implementing safeguards for the rule of law. In general, the participation of East-Central European and former Soviet countries—most of which attended this meeting—was more active than at the 1991 Oslo meeting, and Western participants, for their part, avoided the West-West bickering that marred the earlier seminar. At the end of the meeting, the rapporteurs produced summaries of the discussions.

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