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This report and its findings and recommendations are drawn from material compiled during the Commission's continuing study of Final Act implementation -- with special emphasis on the period since the last report in August 1977. Directed by law to give "particular regard" to the provisions of the Final Act section (Basket III) on Cooperation in Humanitarian and Other Fields, the Commission is: "Further authorized and directed to monitor and encourage the developoment of programs and activities of the United States government and private organizations with a view toward taking advantage of the provisions of the Final Act to expand East-West economic cooperation and a greater interchange of people and ideas between East and West." Guided by its mandate, the Commission has concentrated its attention in this report primarily on the compliance records of the Soviet Union and its Warsaw Pact allies where, with rare exceptions, the level of implementation in many areas has remained appallingly low and, in some cases, has even regressed. By comparison, Western CSCE states generally have maintained relatively high standards of implementation in all areas of the Final Act and, in particular, in those areas such as human rights where the Eastern record has been most dismal. Therefore, in examining the impact of the Final Act -- actions reflecting compliance with or violations of its articles -- the Commission, in this report, has directed the bulk of its research to those nations whose records under the Helsinki Accords stand the greatest need for improvement. 

In May of 1976, a group of Soviet citizens dedicated themselves to promoting compliance by their government with the humanitarian provisions of the Helsinki Final Act. Collecting and disseminating information on violations of those provisions, these human rights activists thereby expressed their stated conviction that "the issues of humanitarianism and free information have a direct relationship to the problem of international security." Respect for human rights in the USSR, they held, is a precondition for the development of a solid East-West detente. After hearing about the work of the Helsinki Groups on foreign radio broadcasts, many ordinary Soviet citizens began sending the Group information on human rights violations in various areas of the USSR. In this way, the Groups became catalysts, drawing together the disparate strands of Soviet dissent. Group reports reflect these varied concerns: conditions in labor camps and psychiatric hospitals; the problems of religious and ethnic minorities; emigration difficulties; and denials of economic rights. The CSCE Commission translates and compiles these Group documents in its series of "Reports of the Helsinki Accord Monitors in the Soviet Union." Encouraged by the success of the first Helsinki Group in Moscow, other such groups were organized in the Ukraine, Lithuania, Armenia, and Georgia. In Moscow, two allied groups were formed to deal with more specific issues: the Working Commission on the Use of Psychiatry for Political Purposes, and the Christian Committee to Defend the Rights of Believers. In recognition of the sacrifice, dedication, and successful work of all these groups, the Commission on Security and Cooperation in Europe nominated all their members for the Nobel Peace Prize in 1978 and 1979. During the past two years, other allied groups have emerged: the Initiative Group for the Defense of the Rights of Invalids in the USSR; the Group for the Legal Struggle and Investigation of Facts about the Persecution of Believers in the USSR of the All-Union Church of the Faithful and Free Seventh-Day Adventists; and the Catholic Committee to Defense the Rights of Believers in the USSR. With the addition of these new committees, an even broader spectrum of human rights issues and interests in the Soviet Union is now represented.  At the present time, there are 66 men and women in the Helsinki Monitoring Groups in Moscow, Ukraine, Lithuania, Georgia and Armenia. Currently, 26 people have joined the Christian, Catholic and Adventist Committees, the Working Con-miission on Psychiatric Abuse and the Initiative Group for Invalids. For this compilation of biographical information on the present members, the Commission is indebted to the following for their assistance: ORGANIZATIONS AND PUBLICATIONS Amnesty International, Bulletin d'Information, Comite pour I'application des accords d'Helsinki en Georgie, Committee for the Defense of Soviet Political Prisoners, ELTA Information Service, Helsinki Guarantees for Ukraine Committee, Keston College, Khronika Press, Lithuanian-American Community of the U.S.A., Inc., Lithuanian Catholic Religious Aid, National Conference on Soviet Jewry, Radio Free Europe/Radio Liberty, Smoloskyp, Student Struggle for Soviet Jewry, the Ukrainian National Information Service, the Union of Councils for Soviet Jews, Washington Street Research Center. INDIVIDUALS Mr. Victor Abdalov, Mrs. Lyudmila Alekseeva, Gen. and Mrs. Pyotr Grigorenko, Ms. Dina Kaminskaya, Mr. Ambartsum Khlagatyan, Mr. Michael Meerson, Rev. Aleksandr Shmeiman, Mr. Konstantin Simis, Ms. Veronika Stein, Mr. Valentin Turchin, and Ms. Lydia Voronina, Ms. Yulya Zaks.

The Commission has three main purposes in preparing this report. First, it hopes to demonstrate the good faith of the U.S. in assessing its Helsinki implementation record in light of criticisms from other CSCE countries and domestic critics. Second, the Commission hopes to stimulate honest implementation evaluations by other CSCE states and thus to lay the groundwork for real progress prior to the next review meeting at Madrid in 1980. Finally, the Commission hopes to encourage improved compliance by the United States. Although the Commission agrees with President Carter that the U.S. record is very good, additional discussion and interaction between responsible government agencies and interested private organizations in a necessary prerequisite to greater progress. This report follows the structures of the Final Act by discussing, in order, each major section or "basket" of the Act. Basket I deals with questions relating to security in Europe which includes Human Rights; Basket II, economic and scientific cooperation; Basket III, cooperation in humanitarian and other fields.

Created in 1976 as an independent agency to monitor and encourage compliance with the 1975 Helsinki Conference on Security and Cooperation in Europe (CSCE), the Commission has carried out its responsiblities in a variety of ways during the 95th Congress. Primary focus of Commission activity during the past two years was on the Belgrade CSCE review conference which met from June 1977 to March 1978 to review implementation by all signatories of the military and security, economic and scientific, humanitarian and other goals of the Helsinki Final Act. The Commission was instrumental in formulating U.S. policy for the Belgrade meeting and then played an important and active role as part of the U.S. delegation to the review conference. It has also been active in planning for and staffing official U.S. delegations to a subsequent meeting of scientific experts in Bonn, as well as other conferences within the CSCE process. In addition to carrying out its monitoring and informational responsibilities in major international fora, the Commission has been extremely active on a day-to-day basis in promoting implementation of the Helsinki accords. Extensive and continuing hearings during the last two years have provided an important source of information on the state of Helsinki Final Act implementation, particularly in the human rights area. Human rights, especially family reunification, was also the subject of a large number of Commission meetings and staff interviews during the 95th Congress. As a result, the Commission has been able to provide a regular flow of reports and information to the Congress, press and public on human rights and other issues involving Helsinki Final Act implementation. The Commission has a unique role in policy formulation and coordination on CSCE; during the past two years, Commissioners and staff held extensive meetings with officials of the Executive Branch to review and initiate CSCE policy issues. In addition, periodic consultations were held with officials of the other signatory governments. It is likely that this process will intensify and expand in anticipation of the next major review conference at Madrid in 1980.

Between February 3, 1977 and June 1, 1978, twenty Soviet citizens active in the defense of human rights in five different Republics were arrested and imprisoned; two others, traveling abroad on Soviet passports, were stripped of their citizenship and denied the right to return to the USSR. All are members of the Public Groups to Promote Observance of the Helsinki Agreement in the USSR (the Soviet Helsinki Watch) or, in the case of two men, of its subsidiary Working Commission to Investi­gate the Abuse of Psychiatry for Political Purposes. The twenty-one men and one woman are being punished under a variety of different criminal charges. Their "crime," however, is identical: political dissent, ex­pressed in the non-violent, open effort to spur Soviet authorities to implement the human rights and humanitarian undertakings of the August 1975 Final Act of the Conference on Security and Cooperation in Europe (the Helsinki Accord.) The following study by the staff of the U. S. Commission on . Security and Cooperation in Europe examines the workings of Soviet law and criminal procedure as applied in these cases of political dissent. It discusses the guarantees of Soviet law, including international covenants ratified by the USSR, against arbitrary arrest and unfair trial and compares those to the practices used against the Helsinki Watchers. From the study it is evident that those guarantees -- both substantive and procedural -- have been repeatedly violated in the persecution and prosecution of the twenty-two human rights activists. The violations uncovered range from improper conduct of pre-arrest house searches through illegally prolonged pre-trial detention to unlawful denial of the rights of the defense at the trial. This pattern of official conduct toward free, but dissenting political expression is not new in the Soviet Union. In the treatment of the Soviet Helsinki Watch, however, it has been systematic and can be termed, without question, a gross and intentional violation of both the pledges in the Final Act and the safeguards promised by the Soviet Constitution, Criminal Codes and Codes of Criminal Procedure.

During this reporting period, the most-significant development affecting implementation of commitments undertaken at the Conference of Security and Cooperation in Europe (CSCE) was the beginning on October 4 in Belgrade of the first CSCE follow-up meeting. President Carter's appointment of the distinguished American jurist and diplomat, Arthur J. Goldberg, as Chairman of the US delegation and Ambassador-at-large for CSCE demonstrates the importance which the President attaches to the CSCE process and to the Belgrade meeting in particular. This meeting provides the first opportunity to conduct a full review of the understandings contained in the CSCE Final Act, signed by 35 heads of state at Helsinki in August 1975. It also offers a forum to set forth clearly the President's personal commitment to a dialogue on humanitarian matters as one of the fundamental aspects of detente. Ambassador Goldberg leads a delegation which includes all of the Congressional members of the CSCE Commission as well as members of the Commission staff, a number of distinguished public members from business, academia, the labor movement and other walks of life, plus representatives of several government departments and agencies. In preparing for the Belgrade conference, the United States delega-t tion called upon the resources of other government departments and, with the assistance of the CSCE Commission, heard the views of numerous private organizations whose interests are affected by provisions of the Final Act. As a result, Ambassador Goldberg entered the Belgrade meeting with the broad support of the American people for his important task. On instructions approved personally by the President, all delegation members are working to assure that the Belgrade discussions result in an honest and candid review of areas where progress has been made and of areas where greater efforts are needed, especially in the vital field of human rights. The Administration shares the view expressed in the report issued by the CSCE Commission on the second anniversary of the Helsinki Summit that the Final Act offers significant potential for improvement of relations between East and West. We also agree that much of that potential is yet to be realized. The Belgrade meeting has offered a unique opportunity to give new impetus to the longterm process initiated with signature of the Final Act and to ensure that the great potential represented by this process is not left to dissipate. The Belgrade meeting is a new venture in the history of East- West relations. It is not a negotiation as such, and it does not look toward a new agreement or to changes in the Helsinki Final Act. Its task is to conduct an exchange of views on experience gained during the past two years and to examine means of deepening coopera- tion in the future. The experience gained in the course of this exchange will be one of the most important results of the meeting. Based on this experience, the participants should be better able to pursue implementation both in their own countries and in their mutual relations in years to come.