Title

International Election Observation in the U.S. and Beyond

Wednesday, June 19, 2019
10:00am
Rayburn House Office Building, Room 2200
Washington, DC
United States
Moderator(s): 
Name: 
Alex T. Johnson
Title Text: 
Chief of Staff
Body: 
Commission on Security and Cooperation in Europe
Witnesses: 
Name: 
Gerardo de Icaza
Title: 
Director, Department of Electoral Cooperation and Observation
Body: 
Organization of American States
Name: 
Laura Jewett
Title: 
Senior Associate and Regional Director for Eurasia Programs
Body: 
National Democratic Institute
Name: 
Richard Lappin
Title: 
Deputy Head, Elections Department
Body: 
OSCE Office of Democratic Institutions and Human Rights (ODIHR)
Name: 
Tana de Zulueta
Title: 
Head
Body: 
ODIHR Limited Election Observation Mission to 2018 U.S. Mid-Term Elections

In 1990, the 57 participating States of the Organization for Security and Cooperation in Europe (OSCE) pledged to hold free and fair elections. Election observation is one of the most transparent and methodical ways to encourage countries to uphold their commitment to democratic standards, and is a core element of the OSCE’s efforts to promote human rights, democracy, and the rule of law.  Since the 1990s, the OSCE has been invited to observe approximately 250 elections in countries throughout the OSCE region, including the United States and Russia.

In addition to the OSCE, the United Nations, Organization for American States, European Union, and other multilateral organizations routinely participate in international election observation.  Civil society actors—including U.S.-based organizations like the National Democratic and International Republican Institute, the International Foundation for Electoral Systems, and the Carter Center—also observe elections around the world with the common goal of upholding democratic standards. 

The briefing focused on the benefits and challenges of international election observation, best practices, and emerging issues like voting technology and security.

Leadership: 
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  • Pre-Election Briefing on Russia

    Dorothy Taft, Chief of staff for the Commission on Security and Cooperation in Europe, on behalf of Representative Christopher H. Smith and Senator Alfonse M. D'Amato, the Chairman and Co-Chairman of the commission, presided the pre-election briefing on Russia. This briefing discussed the Duma and the Presidential elections in Russia, that would determinated the direction that the State will take as to European security and cooperation. Ms. Taft was joined by four recognized specialists in Russian affairs and electoral processes that shared with the Commission their insight on the Duma elections and beyond: Mr. Robert Dahl, an elections specialist with the International Foundation for Electoral System; Dr. Leon Aron, professor of post-Communist transition in Russia; Dr. Peter Stavrakis, Director at the Kennan Institute for Advanced Russian Studies; and Mr. Paul Goble, special advisor for Soviet Nationality Problems and Baltic Affairs at the State Department.  

  • Pre-Election Briefing on Russia

    This briefing, which then Commission Chief of Staff Dorothy Taft moderated, focused on the Russian Federation’s upcoming Duma elections in December of the same year. Among the implications of these elections was a potential change in the direction that the Russian Federation would take concerning European security and cooperation. Of course, there was also the possibility that the Duma elections would significantly impact the nature of the U.S.’s and the former U.S.S.R.’s bilateral relations. Considering what was at stake in the Duma’s impending elections, not to mention the former U.S.S.R.’s presidential elections in June of the following year, the Commission, understandably, wanted to hold this briefing in order to be acquainted with Russia’s political leaders and the political landscape upon which they operate.

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 3

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This third section, entitled “Africa: Conflict, Compromise, and Managing Chaos”, was moderated by Ambassador Chester Crocker, former Secretary of State for Africa. Here, panelists identified corruption, weak governance, and ethnic strife as key challenges that could be addressed by an OSCE-like organization. Gabriel Negatu, director of the Federation of African Voluntary Development Organizations, stressed that African governments have to strike a balance between human rights concerns, economic development, and stability. He noted, however, that NGOs had largely been shut out of the multilateral problem solving process. Panelists envisaged a greater role for NGOs, civil society, and business associations in the problem solving process. One suggestion included persuading companies doing business in Africa to develop a code of conduct in conjunction with such organizations as the Africa Business Council.

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 4

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This fourth panel, entitled “Trade + Democracy = Security & Human Rights?” dealt with Latin America, and was introduced by Senator Bob Graham. Mr. Graham cited three aspects of the Helsinki process with particular relevance in Latin America: the role of NGOs in building civil societ, linkage between security, economics, and human rights; and multilateralization of issues. He believed an OSCE-like process could help counter threats to democratic governments including growing inequality within and between states, unchecked population growth, drug trafficking, and government repression.

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 5

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This fifth panel focused on the Middle East, and framed the discussion on Middle Eastern security as being closely tied to European security by virtue of their geographic proximity. Ambassador Basheer noted several qualitative differences between Europe and the Middle East in terms of the nature of grievances, which in the Middle East often include complicated territorial issues. He noted that NGOs might play a particularly useful role in mediating such conflicts, especially where parties refuse to engage on a government-to-government level. One notable example of this included Israel’s refusal to engage with regional governments on nuclear weapons proliferation. 

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 6

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This sixth panel dealt with future prospects for multilateralism. Drawing from conclusions in previous panels, Professor Zartman stressed that the CSCE model could not be a template imposed on other regions without consideration for regional mores and traditions. He argued that there was no “rich culture” of the respect for human rights outside of Europe. Professor Buergenthal, however, believed that multilateralism was in the interest of the vast majority of states, especially smaller ones. International law and consensus-based decision making procedures coupled with wide ranging membership acts as a hedge against power politics, he argued, which works to the benefit of many states. Ultimately, panelists were optimistic about the future of multilateralism, but conceded that the development of new international organizations across the world would have to develop in a manner that was attuned to the region’s specific resources and needs.  

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 1

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This first panel assessed the strengths and weaknesses of the OSCE model. Helsinki Commission Chairman Chris Smith opened the discussion by pointing to the OSCE’s success in impacting upon multilateral processes in Africa and the Middle East. Most panelists believed that there was a large gap between what the OSCE could do and what its members would allow it to do, especially in areas related to security. As such, they felt that procedural mechanisms were vital to the OSCE because they allowed for the maintenance of equal footing among nations through, among other things, consensus based decision making and rotating chairpersons. An important achievement of the OSCE was, according to the panelists, the linkage between human rights, security, economic, and other issues. They also noted that a key element in the OSCE’s development was the cold war tension, which yielded self-enforcing agreements between states. In this regard, it was pointed out that similar models with non-legally binding provisions might be hard to develop in regions lacking such tension.

  • The OSCE at Twenty: Its Relevance to Other Regions - Part 2

    This two day briefing was a response to legislation that called for the CSCE to conduct an analysis of the OSCE’s strengths and weaknesses and to ascertain the feasibility of creating similar institutions in other geographic regions. The briefing was divided into six panels. This second panel, entitled “Asia: Market Driven Reform or Repression?” was introduced by Congressman Jim Lightfoot. Rep. Lightfoot believed an OSCE-like process should be considered in Asia and that an organization like the Helsinki commission be created to monitor such a process. Other panelists generally agreed that while the OSCE model held some insights for Asia, including an enhanced role for NGOs, it would be difficult to envision its effectiveness in the vast and varied Asia-Pacific region. Mr. T. Kumar of Amnesty International added that it would be helpful to have a more institutionalized role for NGOs, as they have often become victims themselves when confronting rights abuses. On security matters, the panelists agreed that further development of the ASEAN process would be beneficial in maintaining both bilateral and multilateral ties to the U.S. Finally, in the economic sphere, Mr. Kamm of Market Access Ltd. argued that the promotion of human rights has positive implications for productivity, and that it would thus be in the interest of businesses to establish a human rights protection regime.

  • Religious Liberty in the OSCE: Present and Future

    Speaking on behalf of Congressman Christopher H. Smith and Senator Alfonse M. D’Amato, chairman and co-chairman of the Helsinki Committee, the Committee’s Director for International Policy, Samuel G. Wise, addressed the improvements made by the countries of the OSCE in religious liberty since the demise of communism. Observed deficits in this particular subject were also evaluated, including acts of OSCE governments perpetrating religious intolerance and discrimination against people of faith by passing laws favoring certain religions, turning a blind eye to harassment, and establishing bureaucratic roadblocks to prevent religious minorities from practicing their faith. Each panelist – including Dr. Paul Marshall, Senior Fellow of Political Theory for the Institute for Christian Studies; Dr. Khalid Duran, Senior Fellow for the Institute for International Studies; and Micah Naftalin, National Director for the Union of Councils for Soviet Jews – spoke to the overall factors affecting religious freedom in the OSCE, including: respect for other freedoms such as freedom of speech and religion, ethno-cultural tensions, and the relevance of old prejudices. These ideas were presented in the context of moving towards a more comprehensive respect for religious freedom among OSCE member states in the future.

  • Armenia's Parliamentary Election and Constitutional Referendum

    This report is based on a Helsinki Commission staff delegation trip to Armenia from June 29 to July 6, 1995. Commission staff spoke with Armenian government officials--including President Levon Ter-Petrossyan, Speaker of Parliament Babgen Araktsyan, Foreign Minister Vahan Papazyan, and Senior Advisor to the President, Jirair Libaridian--and interviewed representatives of Armenian political parties, journalists, and candidates, as well as spokespersons of American non-governmental organizations in Yerevan. The Helsinki Commission would like to thank Ambassador Harry Gilmore and the staff of U.S. Embassy Yerevan, and the OSCE Parliamentary Assembly observer delegation, led by Danish Parliamentarian Annette Just. Armenia had, in the most difficult economic circumtances, impressively managed to combine stability, political pluralism and economic reform. But apprehensions grew about realizing the high hopes this success had engendered. Apart from providing humanitarian and technical assistance, the United States was in a good position, through continued close interest, involvement and suasion, to help consolidate the development of democracy in Armenia.

  • Prosecuting War Crimes in the Former Yugoslavia: an Update

    This memorandum is part of a continuing series of reports prepared by the staff of the Helsinki Commission on the conflict in the former Yugoslavia. In the summer of 1991, Members of Congress and representatives of non-governmental organizations began to call for the establishment of a war crimes tribunal that would hold those responsible for war crimes in the former Yugoslavia personally and individually accountable for their actions. As atrocities mounted over that summer and information about concentration camps became public, these calls began to reverberate at on-going meetings of the Conference on Security and Cooperation in Europe (CSCE) then being held in Prague, Vienna and Helsinki.

  • Report on the March 5, 1995 Parliamentary Election in Estonia and Status of Non-Citizens

    The election on March 5, 1995, for Estonia'’s national parliament, the Riigikogu, were conducted normally, without any serious violations of the election law or international standards. A seventeen-member delegation of the Organization on Security and Cooperation in Europe Parliamentary Assembly (OSCEPA) concluded that the election was “free and fair.” The OSCE Office of Democratic Institutions and Human Rights (ODIHR) reported that “[the election was] carried out in accordance with the principles contained in the electoral law and there are no major matters which the representatives wish to highlight.” ODIHR has submitted several suggestions to the Riigikogu and the National Electoral Committee for improving technical aspects of the process. Political party structures are noticeably undeveloped in the northeast, and in none of the polling stations were any local observers encountered. Discussions at the National Electoral Commission in Tallinn and with local precinct officials revealed some disagreement about the procedure for admitting local observers, around 700 of whom had registered with the National Electoral Commission prior to the election. In any case, the lack of local observers probably indicated general confidence by the citizenry that the government was capable of holding an orderly and honest election without the need for monitors. Checks with other international observers indicated that the only local observers noted were in Tallinn, and precious few of these.  

  • The United Nations, NATO and the Former Yugoslavia

    This hearing focused on policy questions related to United Nations efforts and coordinated assistance from NATO in the countries of the former Yugoslavia. The hearing reviewed a historical timeline of the events and atrocities associated with the war. The hearing covered the issue of genocide and the actions in which the United States ought to respond. In relation to the war, the hearing touched based on the effectiveness of the Bosnian arms embargo and whether its intended approached has alleviated the conflict in any matter. The witnesses and the Commissioners touched on the logistical difficulties faced by the United Nations and what the general perspective and desires of the local population.

  • Electoral Reforms in Russia

    John Finerty from the Commission was joined by Richard Soudrette, representative of the International Federation for Electoral Systems, in leading a discussion on the possibility of reforming Russia’s electoral system.  Soudrette focused on the changes that were seen since the previous year’s parliamentary elections and future prospects for change. Panelists - Catherine Barnes, Robert Dahl, Terry Holcomb, Connie McCormack, and Richard Soudrette – spoke of their individual experiences with the Russian electoral system. The highlighted the successes of the International Federation of Electoral Systems programs in Russia, which focused on legal and institutional reform.

  • U.S. HELSINKI COMMISSION DELEGATION TO BOSNIA-HERZEGOVINA

    The Commission delegation travelled to the Bosnian capital of Sarajevo to assess the situation in Bosnia-Herzegovina as the third winter of the conflict in that country approached. Specifically, the delegation was interested in local observations of the prospects for peace, international policies to enhance those prospects quickly and effectively, and the continuing humanitarian crisis that continues in the meantime. These objectives were part of a larger Commission effort to document the tragic events which had transpired in Bosnia-Herzegovina and other parts of the former Yugoslavia since that federation began its violent disintegration, and to raise public awareness of the severe violations of CSCE principles and provisions that resulted. Following its visit to Sarajevo, the Commission delegation travelled to Albania at the invitation of President Sali Berisha. The visit offered the opportunity for the Commission to observe firsthand the vast changes which had taken place in Albania since the elections of 1992, which ousted the communists from power after nearly 50 years of ruthless repression and isolation. It also was intended to show support for Albania during a time of crisis and conflict in the Balkans and, at the same time, to encourage Albania to make continued progress and avoid making mistakes which could damage Albania's image abroad. During the last stop on the trip, the delegation visited Turkey to examine issues of mutual concern to the United States and Turkey, including human rights issues, the Kurdish situation, conflict in the Balkans and the Middle East peace process.  

  • Nagorno-Karabakh

    In this briefing, which CSCE Staff Director Samuel G. Wise chaired, the focus was on the conflict that had then recently transpired between the countries of Armenia and Azerbaijan. More specifically, the two countries had had a territorial dispute regarding the area of Nagorno-Karabakh. This dispute had manifested itself into all-out violence that had claimed around 15 million lives at the time of the briefing, as well as creating well over a million refugees. The briefing was the fifth in a series of briefings and hearings that the Helsinki Commission had held since 1988 regarding Nagorno-Karabakh. Fortunately, also at the time of this briefing, there had been very few armed clashes for a couple of months, and the warring factions had observed an informal cease fire. Actually, just three days prior to the briefing, the Defense Ministers of Armenia, Azerbaijan, and Nagorno-Karabakh jointly noted the success of the cease fire and looked forward to a more comprehensive resolution of the conflict. With this decrease in violence, attention had shifted to the international diplomatic plane. The CSCE and the Russians had put forward at least somewhat similar cease fire plans, albeit with competition for adherence. The ultimate end of both approaches was a broader agreement about the status of Nagorno-Karabakh and making peace in the region. The purpose of the briefing, then, was to discuss the possible framework of a political settlement.

  • Report: The Belarusian Presidential Election

    Belarus, with an area of over 80,000 square miles, is located in east central Europe, between Latvia, Lithuania and Poland on'the West and Northwest, with Russia on the East and Northeast, and Ukraine to the South. Of the approximately 10.3 million population, 78 percent are Belarusian, 13 percent Russian, 4 percent Polish, and 3 percent Ukrainian. A small Lithuanian population is concentrated near the Lithuanian border. Part of the Russian Empire since the second and third partitions of Poland in the latter half of the 18th century, Belarus enjoyed brief independence following the Bolshevik revolution. In November 1918, the Red Army entered Minsk and established the Belarussian SSR. During the Cold War era, Belarus was a quiescent, almost completely Russified Soviet republic. Popular discontent was stirred up in 1986 by the radioactive winds of the Chemobyl nuclear reactor disaster in neighboring Ukraine. and Moscow's incompetence in dealing with the· crisis. A year later, exposure of the mass graves of Stalin's victims at Kuropaty added to anti-Moscow .feelings. Unexpected and uncharacteristic mass strikes and public protests met President Gorbachev's April 1991. prices increases -- only a month after the March 1991 "Referendum on the Union," in which 83 percent of Belarusian voters favored preservation of the USSR.

  • Human Rights and Democratization in Romania

    Romania's ongoing journey toward democracy is generally viewed, even by the government of Romania, as slower and more circuitous than that of its neighbors. Romania has certainly had farther to go; Nicolae Ceausescu's regime was the most repressive and demoralizing of the Warsaw Pact countries. Yet Romania's gloomy distinctiveness carried into the post-Ceausescu era. The Romanian revolution of December 1989 was the bloodiest of the region. The early months of 1990 were marked by confusion and tension, including violent inter-ethnic clashes. The first free elections of May 1990 were tainted by serious irregularities in the campaign period; one month later, thousands of pro-government miners rampaged through Bucharest, bludgeoning anti-communist demonstrators and ransacking opposition party headquarters. This report examines the developments in the areas of human rights and democracy in post-Ceausescu Romania.

  • Russia's Parliamentary Election and Constitutional Referendum

    This report is based on a Helsinki Commission staff delegation to Russia to observe the December 12, 1993 parliamentary election and constitutional referendum. Because of the importance of the event, and because charges had been leveled of improprieties and unfair access to the media, the Commission sent five staff members to Russia to observe the process for a period of more than two weeks. Michael Ochs and Orest Deychak went to Russia two weeks before the voting to monitor the pre-election campaign. The Commission's Senior Advisor, David Evans, and staff members John Finerty and Heather Hurlburt, arrived subsequently and remained through December 12, when they monitored balloting in various cities and regions.  Despite a number of problems and irregularities, both during the campaign and the voting, the Helsinki Commission believes that the Russian voters were able to express their political will freely and fairly. The Russians have made genuine progress in bringing their electoral procedures into conformity with international standards, and the election itself represents a significant step in the ongoing process of democratization in Russia.

  • CSCE Implementation Meeting on Human Dimension Issues

    Against a backdrop of savage conflicts in Bosnia-Herzegovina, Nagorno Karabakh, and Georgia, attendant refugee crises throughout the region, and a wave of sometimes violent racism and xenophobia even in long-established European democracies, the participating states of the Conference on Security and Cooperation in Europe (CSCE) met in Warsaw, Poland in 1993 for the first biannual Implementation Meeting on Human Dimension Issues As specified by the 1992 Helsinki Document, the meeting included a thorough exchange of views on the implementation of Human Dimension commitments, consideration of ways and means of improving implementation, and an evaluation of the procedures for monitoring compliance with commitments. The dramatic unfolding over the course of the meeting of the showdown within the Russian government-- culminating in the shelling of the Russian Parliament building by government troops-- served as a sober reminder to participants of the vulnerability of democracy in transition and the importance of shoring up Human Dimension compliance.

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