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The Future of an Efficient Eurasian Transit System Stopped Dead in Its Tracks? A Report on the 18th Economic and Environmental Forum and the Future of Central Asian Road and Rail Transport
Monday, August 02, 2010By Josh Shapiro, Staff Associate The 18th Economic and Environmental Forum (EEF) was held this year on May 24-26, 2010, in Prague, Czech Republic with the theme of promoting good governance at border crossings, improving the security of land transportation, and facilitating international transport by road and rail in the OSCE region. The Forum brought together 42 of the 56 OSCE participating States, four Partners for Cooperation, multiple international organizations including the United Nations Economic Commission for Europe (UNECE) and the International Road Transport Union (IRU), and several business, academic, and non-governmental organizations. The EEF is annually the central event of the Organization for Security and Cooperation in Europe’s economic and environmental activities. The Forum gives political impetus to dialogue in this area and provides recommendations for future follow-up activities. The EEF takes place in two parts, of which this meeting in Prague is the second; the first part was held on February 1-2, 2010 in Vienna, Austria. Two preparatory conferences for the Forum have also been held, the first in Astana, Kazakhstan on October 12-13, 2009 and the second in Minsk, Belarus on March 15-16, 2010. The 18th Economic and Environmental Forum in Review Transport is a crucial factor, not only between Asia and Europe, but around the world. The need for simplified systems, which can cut down transit times and costs for products, will enable countries to thrive from the revenue and job creation that it possesses to affected countries. Along with these positive factors comes the downside of such a new system. More corruption, environmental pollution, and the need for more security measures will all become new factors. The road to implementation of a fully integrated Eurasian transit system will be long and tough. A slew of major bumps along the way will surely slow the progress of long-term execution, which includes, but is not limited to, revising visa and customs procedures, rule of law issues between neighboring countries, smuggling of weapons and drugs, human trafficking concerns, and private and public sector corruption. Concerns about the increase of prices of goods due to delays from the aforementioned issues and improving customs systems have arisen, given that many neighboring countries have complex differences between them. Enhancement of cooperation between these participating States will be a critical test to the vitality of this proposed transit network and whether it will survive the many problems it faces. Prospects for the further development of efficient and secure transit transportation between Asia and Europe Improving Eurasian transport links can promote mutual economic growth and help overcome the current global economic recession. Further development will help facilitate positive partnerships between participating States, and will help stabilize the region. Additionally, landlocked countries will benefit greatly from the new trade routes built with their neighboring transit countries. The current state of transport links is in dire need of improvement. According to Russian Railways, building a 1520 millimeter gauge railway in Slovakia from Bratislava to Vienna, as well as associated logistics infrastructure, may be a breakthrough in developing the transport link from Europe through Central Asia to China. This proposed railway will attract freight traffic from numerous countries including Austria, Slovakia, the Czech Republic, Hungary, Germany, Switzerland, Italy, Slovenia, Serbia and Croatia. By building a new system, it will take approximately one-third of the transit time currently in place, helping move current maritime transport practices to more efficient and cost-effective road and rail transport. Rises in global economy are determined by transport, energy, climate, and water security. Building a new ground system will not, however, provide for a perfect method of transport, as an infrastructure without security is useless. Review of the implementation of OSCE commitments in the economic and environmental dimension The United Nations Economic Commission for Europe (UNECE) prepared a Review Report focused on the facilitation of international transport and the security of inland transport. In the report, there is discussion of the many challenges that an integrated Eurasian transport system faces. For example, road traffic safety, border crossing challenges, capacity and quality of road and rail infrastructure are just a few of the obstacles. There must be a shift from a national transit perspective to a regional perspective. Once integrated, there must be a shift from a regional to an inter-continental approach. Additional challenges include a development gap between countries, as some do not have the resources to build such an infrastructure. Investment in transport is a question of priority within a country, as some give precedence to other issues, regardless of what a neighboring participating State might do. CO2 abatement, traffic safety, and trade and transport facilitation need to be compared to security concerns. The lack of a current unified rail law is a major issue, and land transport security is currently well underestimated. According to the UNECE, road safety should be given priority when looking at security issues. In fact, more people have been killed since World War II on the roads than in the War itself. Currently, road and rail networks are not integrated fully, especially in Central Asia, and the need for an adequate and coherent system will be challenging. According to Ms. Eva Monár of UNECE, inland water transport is currently operable; however, efficient integration into the modern day system is lacking because not all countries border a body of water. The environmental impact of an expansion is of major concern, as air pollution causes health hazards and harms our atmosphere. The need for more efficient ‘green’ vehicles is recommended in some UNECE countries, as well as proposed paths around urban areas, reducing noise nuisance and smog. Promoting Good Governance in International Transportation and at Border Crossings Many barriers are faced in international transportation, including issues at border crossings. Approximately 40% of transit time is lost at border crossings as a result of bad governance and the lack of a simplified visa and customs process. Based off of numerous presentations, the need for cooperation between countries is a must and a proactive approach must be made. Procedures need to be modified so that freight traffic can move in a secure and regulated manner, and contractual frameworks need to be in place for joint liability between carriers and its customers. According to the International Rail Transport Committee (CIT), the OSCE could also play a role in locating and identifying efficient trade routes and motivate participating States to conduct pilot projects to check for potential issues. An example was given at the Forum of a demonstration train that the Economic Cooperation Organization (ECO) ran from Islamabad, Pakistan to Istanbul, Turkey in the fall of 2009. The run proved to potential private investors to take another look at its promise for faster and efficient trade, and this example particularly demonstrated the importance of political will from the States that took part. Regarding customs issues, The Arusha Declaration, adopted by the World Customs Organization in 1993 and revised in 2003, outlines a way forward to enhance integrity in the Customs environment. The revised Kyoto Convention is also key to implement, which harmonizes the customs clearing process. The major concern is the lack of integrity within the customs community and the strong need for governments to be fully committed to reduce corruption. For example, according to a representative of Azerbaijan, modernization of its procedures is already taking place and the amount of waiting time during its customs process has decreased ten-fold. Simplifying the documentation system and implementing a single window structure is the key, as well as training border patrol agents correctly on following up-to-date procedures. The United Nations Conference on Trade and Development suggests that the implementation of existing conventions should be given priority and that public-to-public and public-to-private sector relations are both very important. The Rotterdam Rules were brought up, which were the result multilateral negotiations that took place within the United Nations Commission on International Trade Law for seven years starting in 2002. The Convention, signed by 21 countries including the United States, describes who is responsible and liable for what, and brings clarity under a single contract of carriage. Ireland, which will chair the OSCE in 2012, noted that the EU’s single window market took more than 40 years to implement and the longer term benefit of such a system far outweighs the potential loss of sifting through free trade agreements. Transport facilitation and Security in Central Asia and with Afghanistan Afghanistan currently faces numerous challenges when trading with its neighboring countries and the world. According to Mr. Ziauddin Zia, Adviser to the Minister of Commerce and Industry of Afghanistan, the obstacles include implementing second-generation policy reforms, the exorbitant cost of doing business, a weak-knowledge economy, and poor infrastructure. Tremendous progress has been made in Afghanistan, though, which has recently been torn with violence and corruption. There was a mention by Mr. Zia of the ‘World Bank’s Doing Business’ report, which lists economies on their ease of doing business, of which Afghanistan is ranked last out of 183 countries for the ease of trading across its borders. Poor road conditions hinder efficient trade, and the lack of access to Central Asia by rail limits the possibility of trade with neighboring States. In the long term, if reform in Afghanistan can be achieved in such challenging conditions, other countries can certainly do it as well. Mr. Thomas M. Sanderson, Deputy Director and Senior Fellow at the Center for Strategic and International Studies (CSIS), stressed the economic significance and geopolitical importance of Afghanistan due to its strategic location as the land bridge between the subcontinent, Central Asian states, and the Persian Gulf. Legal frameworks and capacity building through the OSCE could place an added value to the region as well. The Impact of Transportation on Environment and Security Many risks are associated with transcontinental transport, including shipping hazardous waste and dangerous goods. There was a focus on many instances where these materials are shipped through non-EU countries, which do not have to adhere to guidelines already in place. The need to adopt legislation for a single method system to then work with prior European legislation was a discussion topic, as well as the need for construction of secure railcars and subsequently a study of accident prevention. International training of monitoring personnel and trainers were brought to light, and the idea of translating more training manuals was suggested. Unfortunately, security is a major factor that is holding up talks to build an intercontinental rail transport system. Air transport is now secure but rail is certainly not. There are countless access points to terrorize a rail system, as opposed to scanning cargo and passengers in a secure arena such as an airport. Initial costs may increase to prevent terrorism and provide a more secure system, but the long-term economic benefits will make the venture worthwhile. Specific Transport Security Aspects and the Role of the OSCE The importance of land versus maritime transportation is quite evident, as virtually all freight is carried on roads at some point throughout the shipping-to-receiving process. The security aspect of land transportation is much more complex than that of sea, as there is much more potential of terrorist acts being carried through over such a vast area. Some argue, though, that there is an unwillingness of governments to compromise sovereignty in favor of international frameworks and measures. Enhancing inland transport security is key, though currently it appears to be under-protected, especially in the international law perspective. ‘Good practice’ sharing is an effective and inexpensive way to enhance transport security. The United Nations Economic Commission for Europe has organized an ‘Inland Transport Security Discussion Forum’ to provide dialogue on inland transport security issues. The threat of weapons of mass destruction remains but the need to focus on those areas in which cargo is relatively harder to protect is crucial. Closed methods of transport, including aviation (100% passenger and luggage screening) and maritime transport (almost 100% container scanning), might currently be used for global transit, though more of a look into inland transit needs to take effect. Inland transit remains open and accessible to security threats, and design safety standards on railcars and cargo vehicles need to improve. Current financial uncertainty will place greater scrutiny on the decision-making process, especially in the aspect of security. A look at history and past events, such as the Madrid, London, and Russian train bombings, will need to be integrated into the managerial process; however, there is no existing model that fully meets the need of a counter-terrorism security appraisal. Follow-up to the 18th Economic and Environmental Forum The Eighteenth Economic and Environmental Forum is a clear example that the OSCE is taking efforts to provide dialogue to facilitate and secure road and rail transportation, and an effective Eurasian transport system will be a long-term undertaking. Cooperation from neighboring countries and the perseverance of its people to one day be a part of a larger system than just their own will lead to lower overall priced goods and more security for its citizens. The U.S. welcomes further discussion by Kazakhstan, the current Chair-in-Office of the OSCE, of trade and transport ideas at the upcoming OSCE summit, as Kazakhstan is a land-locked country and could reap significant benefits from freer regional trade. Subsequent peace and stability would have a profound effect in the region, especially in Afghanistan where trade is hindered by corruption and the lack of efficient infrastructure. Although many agreements between participating States exist, overcoming the political and economic hurdles to effective implementation will remain the key impediment to success.
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Copenhagen Anniversary Conference
Tuesday, July 27, 2010By Orest Deychakiwsky, Policy Advisor Representatives from a majority of the 56 OSCE participating States and several dozen non-governmental organizations (NGOs) gathered in Copenhagen on June 10-11 to mark the 20th anniversary of the adoption of the 1990 Copenhagen Document and to assess implementation of key provisions of that landmark document. The anniversary conference, titled “20 years of the OSCE Copenhagen Document: Status and Future Perspectives,” was co-organized by the Kazakhstani OSCE Chairmanship and Denmark, and held at the Eigtveds Pakhus, Danish Ministry of Foreign Affairs. Michael Haltzel led the U.S. delegation, which was joined by U.S. Ambassador to the OSCE, Ian Kelly and representatives from the OSCE Mission in Vienna, the State Department and the Helsinki Commission. Five substantive working sessions, reflecting some of the major themes of the groundbreaking Copenhagen Document, were held: Democratic processes – elections and human rights; Rule of Law; National Minorities; Freedom of Movement; and Measures to improve implementation of the human dimension commitments. Many speakers highlighted the historic importance of the Copenhagen Document, which offered a blueprint for pluralistic democratic development, rooted in the rule of law and protection of human rights, throughout the OSCE region – a revolutionary document at the time and one that remains highly relevant two decades later. The June 1990 Copenhagen Meeting came at a unique time in history when dramatic changes were taking place; the fall of the Berlin Wall and subsequent collapse of one-party regimes in Eastern Europe had taken place only months earlier. And the following year – 1991 -- witnessed the emergence of 15 independent states with the dissolution of the Soviet Union. Truly, those were dynamic days during which sweeping new commitments -- which would have been impossible to garner consensus for years or even months prior -- received universal support. Indeed, it is questionable as to whether consensus to the Copenhagen agreement would be found today, given the democratic and human rights backsliding that has occurred in a number of participating States. The Copenhagen Document underlines the centrality of political pluralism, civil society and human rights as fundamental elements of functioning democracies. As Ambassador Max Kampelman, the head of the U.S. delegation to the 1990 conference summed it up, “In effect, the Copenhagen document represents the first formal proclamation, by the States themselves, of a Europe both whole and free.” It identified the protection of human rights and fundamental freedoms as one of the basic purposes of government and acknowledged that democracy is an inherent element of the rule of law. Among the achievements of the Copenhagen Document were the far-reaching commitments on democratic elections which laid the groundwork for the OSCE’s future activities with respect to election observation. Copenhagen also represented a significant step forward with respect to the protection of minorities, and for the first time there was a direct reference to Roma and to anti-Semitism. While participants at the anniversary meeting underscored the significant progress over the last 20 years, many also called for fuller compliance with the Copenhagen commitments, noting, for instance, backsliding in holding democratic elections in some participating States; suppression of civil society, including independent media, NGOs and human rights defenders; the deficit of impartial and independent justice; and the lack of separation of powers – especially the concentration of power in the executive. The last session of the conference discussed measures to improve implementation of human dimension commitments, including the prevention of human rights violations through the use of reporting before the violations occur; enhancement of standards and commitments; strengthened monitoring mechanisms, including a U.S. proposal to dispatch special representatives to investigate reports of egregious human rights violations and make corrective recommendations before the violations become entrenched; and improved cooperation with, and involvement of, civil society actors in advancing democracy, human rights and the rule of law. Ultimately, however, compliance with existing standards enshrined in the Copenhagen Document, the Helsinki Final Act and all other OSCE commitments remains the primary responsibility of the participating State.
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hearing
A Decade of the Trafficking in Persons Report
Wednesday, July 14, 2010Senator Benjamin L. Cardin convened a standing-room only hearing centered on the diplomatic impact of the Trafficking in Persons (TIP) Report. The hearing focused on the ten years that the annual TIP report has been prepared by the State Department. Improvements to TIP-related efforts were suggested, such as working more closely with the Tier 2 Watch List countries in the OSCE Region, – Azerbaijan, Moldova, the Russian Federation, Tajikistan, Turkmenistan, and Uzbekistan – helping them to implement the changes necessary to meet the minimum standards and to avoid statutory downgrades which will otherwise be required in next year’s TIP report. Witnesses testifying at this hearing – including Luis CdeBaca, Ambassador at Large of the U.S. Department of State Office to Monitor and Combat Trafficking in Persons; Maria Grazia Giammarinaro, Special Representative and Coordinator for Combating Trafficking in Human Beings of the Organization for Security and Cooperation in Europe; Jolene Smith, CEO & Co-Founder of Free the Slaves; and Holly J. Burkhalter, Vice President for Government Relations of the International Justice Mission – explored ways to potentially create extra-territorial jurisdiction for trafficking cases. They also focused on ways to deter demand for trafficking victims in all countries, including Tier 1 countries.
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Global Threats, European Security and Parliamentary Cooperation
Wednesday, June 16, 2010From nuclear security to climate change, global terrorism to anti-corruption efforts, this hearing examined what parliamentarians can do to work together on some of the most significant challenges facing the world. Members addressed European and Central Asian security concerns, including unresolved conflicts in the Balkans and elsewhere, and considered how international parliaments can cooperate to address challenges related to trafficking, tolerance, and democratic development, including elections and media freedom.
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Natural Resource Charter
Tuesday, April 20, 2010Mr. President, I am pleased to report to you and my colleagues on the excellent work that is being done to help developing countries capitalize on their natural resource wealth. This unique initiative is called the Natural Resource Charter, and it is designed to give countries the tools and knowledge they need to develop their natural resources for the good of their citizens in a transparent and accountable manner. As a collective work coordinated by established academics and development experts, the charter provides a set of policy principles for governments on the successful translation of natural resource wealth into fair and sustainable development. At the U.S. Helsinki Commission we monitor 56 countries, including the United States, with the mandate to ensure compliance to commitments made under the Helsinki Final Act with focus on three dimensions: security, economics and the environment, and human rights. The management of extractive industries has broad implications covering all three dimensions of the Helsinki process. We know that oil, gas, and mining are potential sources of conflict and their supply has a direct impact on our national security. The often negative economic consequences for resource rich countries are well documented and we see constant reminders of the environmental impact of extraction both at home and abroad. Finally, the resultant degradation of human rights in countries that are corrupted by resource wealth is a real concern that we must address. When the charter was launched last year, I was struck by how far we have come in terms of bringing the difficult conversation on extractive industries into the lexicon of world leaders. Only a few short years ago, the word "transparency'' was not used in the same sentence with oil, gas or mining revenue. After the launch of the Extractive Industries Transparency Initiative in 2002, we have seen a major shift in attitude. This was followed by G8 and G20 statements in support of greater revenue transparency as a means of achieving greater economic growth in developing countries. But it is clear that given the challenge ahead, more than statements are needed. The Natural Resource Charter is a concrete and practical next step in the right direction. Economists have found that many of the resource-rich countries of the world today have fared notably worse than their neighbors economically and politically, despite the positive opportunities granted by resource wealth. The misuse of extractive industry revenues has often mitigated the benefits of such mineral wealth for citizens of developing nations; in many cases the resources acting instead as a source of severe economic and social instability. In addressing the factors and providing solutions for such difficulties, the Natural Resource Charter aims to be a global public resource for informed, transparent decision-making regarding extractive industry management. The charter's overarching philosophy is that development of natural resources should be designed to secure maximum benefit for the citizens of the host country. To this end, its dialogue includes a special focus on the role of informed public oversight through transparency measures such as EITI in establishing the legitimacy of resource decisions and attracting foreign investment. On fiscal issues, the charter presents guidelines for the systematic reinvestment of resource revenues in national infrastructure and human capital with the goal of diminishing effects of resource price volatility and ensuring long-term economic growth. This week the commission will hold a public briefing on the Natural Resource Charter and I am pleased to say that there was a candid conversation between the audience and the panel that revealed much about how the charter could be used to promote human rights and good governance. The briefing also addressed ways that U.S. support of democratic and economically sensible extractive industry standards could have a powerful effect in securing the welfare and freedoms of citizens in resource-rich countries. In particular, it was noted that the Energy Security Through Transparency Act, S. 1700, a bipartisan bill I introduced with my colleague Senator Lugar and 10 other colleagues is consistent with the principles set out in the Natural Resource Charter. I look forward to working with my colleagues to ensure our continued progress on these issues.
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More Power to More People: Lessons from West Africa on Resource Transparency
Thursday, January 21, 2010By Shelly Han, Policy Advisor In its ongoing effort to fight corruption and increase energy security, the U.S. Helsinki Commission has worked in recent years to help countries fight the resource curse. That is the phenomenon in which countries that are rich in oil, gas or minerals—resources that should be a boon to their economy—suffer lower economic growth and higher poverty than countries without extractive resources. As the Commission’s energy policy advisor, I traveled in September 2009 with other Congressional staff to Ghana and Liberia to see how these two countries are managing their resources. This was an oportunity to compare the experience of these countries with that of resource-rich countries like Azerbaijan, Kazakhstan and Kyrgyzstan, who participate in the Organization for Security and Cooperation in Europe. Specifically, our goal was to study implementation of the Extractive Industries Transparency Initiative (EITI) in Ghana and Liberia, and gauge the impact of corruption in the extractive industries on the political, social and economic climate. EITI is a groundbreaking program because it pierces the veil of secrecy that has fostered tremendous corruption in the extractive industries around the world. At its heart, EITI is a good governance initiative that brings together the companies, the government and civil society to ensure revenue is generated for the benefit of the people, not just hidden in Swiss bank accounts. The meetings in Africa were also part of the Commission’s work promoting the Energy Security Through Transparency Act (S. 1700), a bill designed to increase transparency in the oil and gas industry. The bill, introduced by Commission Chairman Senator Benjamin L. Cardin and Senator Richard G. Lugar (R-IN), expresses support for U.S. implementation of EITI. In Ghana and Liberia, staff met with government officials, non-governmental organizations, civil society leaders, the business community, U.S. Embassy staff and other groups, trying to get as broad a perspective as possible on issues related to energy transparency. Ghana Ghana is a country of 23 million citizens on the west coast of Africa. Considered one of the bright spots in terms of political and economic development in the region, President Obama came here in his first presidential trip to Africa. Known as the Gold Coast in colonial times, gold mining remains one of Ghana’s primary exports. With significant foreign investment from mining, one might think that Ghana had hit pay dirt for its economy, unfortunately, this hasn’t been the case. Almost 80 percent of Ghanaians live on less than $2 a day. Gold mining in Ghana is estimated to contribute about 40 percent of total foreign exchange earnings and 6 percent of GDP. In 2007, the discovery of oil in the offshore Jubilee field launched wild expectations—and fears—for Ghana’s future. The oil and gas could bring in about $1 billion a year for Ghana, which is about 25 percent of the government’s budget. But there are fears that the windfall will increase corruption and do little to help Ghana’s citizen’s rise out of poverty. But there is hope. In 2003 Ghana committed to implementing EITI for its mining sector and Ghana remains a candidate country today. Ghana has an EITI Secretariat and a Multi Stakeholder Steering Group in place. The country has appointed an independent EITI Aggregator/Auditor who has produced three audit reports and Ghana will shortly go through an independent audit process in order to be validated as an EITI country. Most importantly, Ghana has pledged to implement EITI in the oil and gas sectors. During the trip, we met with a number of government officials, including the Minister of Energy and the Minister of Finance. I was impressed with their commitment to establishing an EITI process for the oil and gas revenues. While the process is not complete, and is certainly not perfect, we are optimistic that Ghana will build on the EITI progress they have already made in the mining sector and achieve similar results for the oil and gas sectors. The international community is providing significant assistance. In meetings with U.S. officials, we learned that U.S. aid agencies will begin work in Ghana aimed at strengthening parliamentary oversight, improving regulatory, legal and fiscal management, and helping Ghana develop a workforce to meet the needs of the oil and gas sector. Liberia Our experience in Liberia was more sobering. Five years after a devastating civil war, Liberia struggles to move on. Fourteen-thousand United Nations troops remain in the country as peacekeepers. Eighty percent of the country’s 3.5 million citizens are unemployed. Liberian President Ellen Johnson Sirleaf, a Harvard-trained economist and Africa’s first female president, has worked to stimulate investment and create job opportunities. But this is an uphill battle given the years of education and infrastructure lost during the civil war. Extractive industries such as iron ore, gold, rubber and diamonds do provide some revenue, but the highest hopes for export revenue are placed on Liberia’s extensive forests. Sustainable timber harvesting could provide up to 60 percent of Liberia’s revenue and the international community and Liberia have spent several years and millions of dollars to make the forestry sector sustainable. Liberia joined EITI in 2006, just a couple of years after the end of the civil war that decimated the economy and put Liberia at almost the bottom of the UN Human Development Index. It is the first country to include forestry under the rubric of EITI. On July 10, 2009, the President of Liberia signed into law the Act Establishing the Liberia EITI, making Liberia only the second country in the world (following Nigeria) to pass dedicated EITI legislation. Many implementing countries have issued presidential or ministerial decrees or have amended existing legislation to establish a legal framework for the initiative. The legislation goes beyond the core EITI requirements because it covers the forestry and rubber sectors, as well as oil, gas and mining. But contract disputes and the economic downturn have hindered the resumption of large-scale logging in Liberia. We met with logging companies, government officials and civil society to hear the problems and were discouraged by the lack of progress. It is clear that while tremendous strides have been made in transparent reporting of revenues, there is precious little revenue to report. We spoke with some groups who were hopeful that with a strong focus on improving governance, it is possible that Liberia could develop forestry projects eligible for international carbon offsets. These offsets could generate revenue for Liberia and help meet global climate change goals at the same time. Conclusion In contrast with other EITI countries such as Azerbaijan and Kazakhstan, we were struck by the comparatively good relations the Ghana and Liberia government ministries enjoy with civil society, and the clear desire they have shown to work together. Citizen participation was very strong in both African countries, perhaps due to the extensive public awareness campaigns that have educated citizens on their right to follow the money trail from extractive revenues. EITI is far from the magic bullet to solve corruption problems in West Africa or elsewhere. But Ghana and Liberia show that incremental progress is possible, and that transparency in the extractive industries can build a foundation for good governance in other sectors as well.
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2008 Human Dimension Implementation Meeting
Tuesday, November 18, 2008The OSCE’s 2008 Human Dimension Implementation Meeting offered an opportunity to review compliance on a full range of human rights and humanitarian commitments of the organization’s participating States. Tolerance issues featured prominently in the discussions, which included calls for sustained efforts to combat anti-Semitism and other forms of discrimination. A U.S. proposal for a high-level conference on tolerance issues in 2009, however, met with only tepid support. Core human rights issues, including freedom of speech and freedom of religion, continued to draw large numbers of speakers. Throughout the discussions, non-governmental organizations (NGOs) expressed concern about Kazakhstan’s failure to implement promised reforms and questioned its readiness to serve as OSCE Chair-in-Office in 2010. Greece, slated to assume the chairmanship in January, came under criticism for its treatment of ethnic minorities. As in the past, the United State faced criticism for retaining the death penalty and for its conduct in counter-terrorism operations. Belarusian elections, held on the eve of the HDIM, came in for a round of criticism, while Russia continued to advocate proposals on election observation that would significantly limit the OSCE’s independence in such activities. Finally, discussion of the Russia-Georgia conflict was conspicuous by its near absence, though related human rights and humanitarian concerns will likely receive more prominence in the lead up to and during the December OSCE Ministerial in Helsinki. Background From September 29 to October 10, 2008, the OSCE participating States met in Warsaw, Poland, for the annual(1) Human Dimension Implementation Meeting (HDIM). The HDIM is Europe’s largest human rights gathering, convened to discuss compliance by the participating States with the full range of human dimension commitments they have all adopted by consensus. The meeting was organized by the OSCE Office for Democratic Institutions and Human Rights (ODIHR), according to an agenda approved by consensus of all 56 participating States. The HDIM is the only multinational human rights meeting in Europe where representatives of NGOs and government representatives have equal access to the speakers list. Indeed, over half of the statements delivered at this year’s HDIM were made by NGO representatives. Such implementation review meetings are intended to serve as the participating States’ principal venue for public diplomacy and are important vehicles for identifying continued areas of poor human rights performance. Although the HDIM is not tasked with decision-making responsibilities, the meetings can provide impetus for further focus on particular human dimension concerns and help shape priorities for subsequent action. Coming in advance of ministerial meetings that are usually held in December, the HDIMs provide an additional opportunity for consultations among the participating States on human dimension issues that may be addressed by Ministers. (This year, for example, there were discussions on the margins regarding a possible Ministerial resolution on equal access to education for Roma and advancing work in the field of tolerance and non-discrimination, including the possibility of convening a related high-level meeting in 2009.) OSCE rules, adopted by consensus, allow NGOs to have access to human dimension meetings. However, this general rule does not apply to “persons and organizations which resort to the use of violence or publicly condone terrorism or the use of violence.”(2) There are no other grounds for exclusion. The decision as to whether or not a particular individual or NGO runs afoul of this rule is made by the Chairman-in-Office. In recent years, some governments have tried to limit or restrict NGO access at OSCE meetings in an effort to avoid scrutiny and criticism of their records. This year, in the run up to the HDIM, Turkmenistan held the draft agenda for the meeting hostage, refusing to give consensus as part of an effort to block the registration of Turkmenistan NGOs which have previously attended the implementation meetings and criticized Ashgabat. Turkmenistan officials finally relented and allowed the adoption of the HDIM agenda in late July, but did not participate in the Warsaw meeting. Along these lines, the Russian delegation walked out in protest when the NGO “Russian-Chechen Friendship Society” took the floor to speak during a session on freedom of the media. At the 2008 HDIM, senior Department of State participants included Ambassador W. Robert Pearson, Head of Delegation; Ambassador Julie Finley, Head of the U.S. Mission to the OSCE; Ambassador Karen Stewart, Principal Deputy Assistant Secretary of State for Democracy, Human Rights and Labor; and Mr. Bruce Turner, Acting Director, Office for European Security and Political Affairs. Mr. Will Inboden, advisor on religious freedom issues, and Mr. Nathan Mick, advisor on Roma issues, served as Public Members. Ms. Felice Gaer, Chair of the U.S. Commission on Religious Freedom, and Mr. Michael Cromartie, Vice Chair, also served as members of the delegation. Helsinki Commission Chief of Staff Fred L. Turner and Senior State Department Advisor Ambassador Clifford Bond also served as members of the U.S. Delegation, along with Helsinki Commission staff members Alex T. Johnson, Ronald J. McNamara, Winsome Packer, Erika B. Schlager, and Dr. Mischa E. Thompson. In comparison with previous HDIMs, the 2008 meeting was relatively subdued – perhaps surprisingly so given that, roughly eight weeks before its opening, Russian tanks had rolled onto Georgian territory. While the full scope of human rights abuses were not known by the time the meeting opened, human rights defenders had already documented serious rights violations, including the targeting of villages in South Ossetia inhabited by ethnic Georgians. Nevertheless, discussion of the Russian-Georgian conflict was largely conspicuous by its near absence. Highlights The annual HDIM agenda provides a soup-to-nuts review of the implementation of core human rights and fundamental freedoms (e.g., freedoms of speech, assembly and association; prevention of torture; right to a fair trial), as well as rule of law, free elections and democracy-building issues. National minorities, Roma, tolerance and non-discrimination are also on the agenda. The United States continued its longstanding practice of naming specific countries and cases of concern. In accordance with OSCE procedures, the agenda included three specially selected topics, each of which was given a full day of review. This year, those subjects were: 1) education and awareness-raising in the promotion of human rights; 2) freedom of religion or belief; and 3) focus on identification, assistance and access to justice for the victims of trafficking. Of the three, the sessions on religious liberty attracted the most speakers with over 50 statements. A large number of side events were also part of the HDIM, organized by non-governmental organizations, OSCE institutions or offices, other international organizations, or participating States. These side events augment implementation review sessions by providing an opportunity to examine specific subjects or countries in greater depth and often with a more lively exchange than in the formal sessions. Along with active participation at these side events, the United States held extensive bilateral meetings with government representatives, as well as with OSCE officials and NGO representatives. At the end of the second week of the HDIM, Human Rights Directors from capitals also held a working meeting to discuss issues of mutual concern, with a special focus on United Nations Security Council Resolution 1325, on women, peace and security. This year, the U.S. Commission on International Religious Freedom also hosted a reception to honor the OSCE Panel of Experts on Freedom of Religion or Belief, as well as the tenth anniversary of the U.S. International Religious Freedom Act and the 60th anniversary of the UN Declaration of Human Rights. Greece, scheduled to assume the chairmanship of the OSCE starting in January 2009, came under particular criticism for its treatment of minorities. Unlike the highly emotional reactions of senior Greek diplomats in Warsaw two years ago, the delegation this year responded to critics by circulating position papers elaborating the Greek government’s views. Greece also responded to U.S. criticism regarding the application of Sharia law to Muslim women in Thrace by stating that Greece is prepared to abolish the application of the Sharia law to members of the Muslim minority in Thrace when this is requested by the interested parties whom it affects directly. Issues relating to the treatment of ethnic, linguistic and religious minorities in the OSCE region are likely to remain an important OSCE focus in the coming period, especially in light of developments in the Caucasus, and it remains to be seen how the Greek chairmanship will address these concerns in light of its own rigid approach to minorities in its domestic policies. Throughout the HDIM, many NGOs continued to express concern about the fitness of Kazakhstan to serve as OSCE Chair-in-Office in 2010 given serious short comings in that country’s human rights record. In particular, Kazakhstan was sharply criticized for a draft religion law (passed by parliament, but not yet adopted into law). One NGO argued that a Kazakhstan chairmanship, with this law in place, would undermine the integrity of the OSCE, and urged participating States to reconsider Kazakhstan for the 2010 leadership position if the law is enacted. Juxtaposing Kazakhstan’s future chairmanship with the possible final passage of a retrograde law on religion, the Almaty Helsinki Committee asked the assembled representatives, “Are human rights still a priority – or not?” (Meanwhile, on October 5, Secretary of State Condoleezza Rice visited Kazakhstan.) On the eve of the HDIM, Belarus held elections. Those elections received considerable critical attention during the HDIM’s focus on democratic elections, with the United States and numerous others expressing disappointment that the elections did not meet OSCE commitments, despite promises by senior Belarusian officials that improvements would be forthcoming. Norway and several other speakers voiced particular concern over pressures being placed on ODIHR to circumscribe its election observation activities. Illustrating those pressures, the Russian Federation reiterated elements of a proposal it drafted on election observation that would significantly limit the independence of ODIHR in its election observation work. The Head of the U.S. Delegation noted that an invitation for the OSCE to observe the November elections in the United States was issued early and without conditions as to the size or scope of the observation. (Russia and others have attempted to impose numerical and other limitations on election observation missions undertaken by the ODIHR and the OSCE Parliamentary Assembly.) Tolerance issues featured prominently during discussions this year, as they have at other recent HDIMs. Forty-three interventions were made, forcing the moderator to close the speakers list and requiring presenters to truncate their remarks. Muslim, migrant, and other groups representing visible minorities focused on discrimination in immigration policies, employment, housing, and other sectors, including racial profiling and hate crimes, amidst calls for OSCE countries to improve implementation of existing anti-discrimination laws. Jewish and other NGOs called for sustained efforts to combat anti-Semitism. Representatives of religious communities expressed concern about the confusion made by ODIHR in its Annual Hate Crimes Report between religious liberty issues and intolerance towards members of religious groups. This year, some governments and NGOs elevated their concerns relating to gay, lesbian, bisexual and transgender persons, increasingly placing these concerns in the context of the OSCE’s focus on hate crimes. A civil society tolerance pre-HDIM meeting and numerous side events were held on a broad range of tolerance-related topics. The United States and several U.S.-based NGOS called for a high-level conference on tolerance issues to be held in 2009. Unlike in prior years, however, no other State echoed this proposal or stepped forward with an offer to host such a high-level conference. In many of the formal implementation review sessions this year, NGOs made reference to specific decisions of the European Court on Human Rights, urging governments to implement judgments handed down in recent cases. During the discussion of issues relating to Roma, NGOs continued to place a strong focus on the situation in Italy, where Roma (and immigrants) have been the target of hate crimes and mob violence. NGOs reminded Italy that, at the OSCE Supplementary Human Dimension Meeting in July, they had urged Italy to come to the HDIM with concrete information regarding the prosecution of individuals for violent attacks against Roma. Regrettably, the Italian delegation was unable to provide any information on prosecutions, fostering the impression that a climate of impunity persists in Italy. As at other OSCE fora, the United States was criticized for retaining the death penalty, contrary to the abolitionist trend among the OSCE participating States. Of the 56 OSCE participating States, 54 have abolished, suspended or imposed a moratorium on the death penalty and only two – the United States and Belarus – continue to impose capital punishment as a criminal sanction. Two side events held during the HDIM also put a spotlight on the United States. The first event was organized by Freedom House and entitled, “Today’s American: How Free?” At this event, Freedom House released a book by the same title which examined “the state of freedom and justice in post-9/11 America.” The second event was a panel discussion on “War on Terror or War on Human Rights?” organized by the American Civil Liberties Union. Speakers from the ACLU, Amnesty International and the Polish Human Rights Foundation largely focused on issues relating to the United States, including the military commission trials at Guantanamo, and official Polish investigations into allegations that Poland (working with the United States) was involved in providing secret prisons for the detention and torture of “high-value” detainees.(3) In a somewhat novel development, Russian Government views were echoed by several like-minded NGOs which raised issues ranging from claims of “genocide” by Georgia in South Ossetia to grievances by ethnic Russians in Latvia and Estonia. Ironically, the Russian delegation, in its closing statement, asserted that this year’s HDIM had an “improved atmosphere” due (it was asserted) to the efforts by both governments and NGOs to find solutions to problems rather than casting blame. As at past HDIMs, some sessions generated such strong interest that the time allotted was insufficient to accommodate all those who wished to contribute to the discussion. For example, the session on freedom of the media was severely constrained, with more than 20 individuals unable to take the floor in the time allotted, and several countries unable to exercise rights of reply. Conversely, some sessions – for example, the session on equal opportunity for men and women, and the session on human dimension activities and projects – had, in terms of unused time available, an embarrassment of riches. Following a general pattern, Turkmenistan was again not present at the HDIM sessions this year.(4) In all, 53 participating States were represented at the meeting. At the closing session, the United States raised issues of particular concern relating to Turkmenistan under the “any other business” agenda item. (This is the sixth year in a row that the United States has made a special statement about the situation in Turkmenistan, a country that some view as having the worst human rights record in the OSCE.) For the past two years, there has been a new government in Turkmenistan. The U.S. statement this year noted some positive changes, but urged the new government to continue the momentum on reform by fully implementing steps it already has begun. In addition, the United States called for information on and access to Turkmenistan’s former representative to the OSCE, Batyr Berdiev. Berdiev, once Turkmenistan’s ambassador to the OSCE, was reportedly among the large number of people arrested following an attack on then-President Niyazov’s motorcade in 2002. His fate and whereabouts remain unknown. OSCE PA President João Soares addressed the closing plenary, the most senior Assembly official to participate in an HDIM meeting. The Russian-Georgian Conflict With the outbreak of armed violence between Russia and Georgia occurring only two months earlier, the war in South Ossetia would have seemed a natural subject for discussion during the HDIM. As a human rights forum, the meeting was unlikely to serve as a venue to debate the origins of the conflict, but there were expectations that participants would engage in a meaningful discussion of the human dimension of the tragedy and efforts to stem ongoing rights violations. As it turned out, this view was not widely shared by many of the governments and NGOs participating in the meeting. The opening plenary session foreshadowed the approach to this subject followed through most of the meeting. Among the senior OSCE officials, only High Commissioner on National Minorities Knut Vollebaek squarely addressed the situation in the south Caucasus. Vollebaek condemned the19th century-style politicization of national minority issues in the region and the violation of international borders. At the time of the crisis, he had cautioned against the practice of “conferring citizenship en masse to residents of other States” (a reference to Russian actions in South Ossetia) and warned that “the presence of one's citizens or ‘ethnic kin’ abroad must not be used as a justification for undermining the sovereignty and territorial integrity of other States.” Sadly, that sound advice went unobserved in Georgia, but it is still applicable elsewhere in the OSCE region.(5) The statement delivered by France on behalf of the countries of the European Union failed to address the conflict. During the plenary, only Norway and Switzerland joined the United States in raising humanitarian concerns stemming from the conflict. In reply, the head of the Russian delegation delivered a tough statement which sidestepped humanitarian concerns, declaring that discussion of Georgia’s territorial integrity was now “irrelevant.” He called on participating States to adopt a pragmatic approach and urged acknowledgment of the creation of the new sovereign states of Abkhazia and South Ossetia, terming their independence “irreversible” and “irrevocable.” Perhaps more surprising than this Russian bluster was the failure of any major NGO, including those who had been active in the conflict zone collecting information and working on humanitarian relief, to take advantage of the opportunity to raise the issue of South Ossetia during the opening plenary. As the HDIM moved into its working sessions, which cover the principal OSCE human dimension commitments, coverage of the conflict fared better. The Representative on Freedom of the Media remarked, in opening the session on free speech and freedom of the media that, for the first time in some years, two OSCE participating States were at war. During that session, he and other speakers called on the Russian Federation to permit independent media access to occupied areas to investigate the charges and counter-charges of genocide and ethnic cleansing. The tolerance discussion included calls by several delegations for Russia to cooperate and respond favorably to the HCNM’s request for access to South Ossetia to investigate the human rights situation in that part of Georgia. Disappointingly, during the session devoted to humanitarian commitments, several statements, including those of the ODHIR moderator and EU spokesperson, focused narrowly on labor conditions and migration, and failed to raise concerns regarding refugees and displaced persons, normally a major focus of this agenda item and obviously relevant to the Georgia crisis. Nevertheless, the session developed into one of the more animated at the HDIM. The Georgian delegation, which had been silent up to that point, spoke out against Russian aggression and alleged numerous human rights abuses. It expressed gratitude to the European Union for sending monitors to the conflict zone and urged the EU to pressure Russia to fully implement the Six-Point Ceasefire agreement negotiated by French President Sarkozy. The United States joined several delegations and NGOs calling on all parties to the conflict to observe their international obligations to protect refugees and create conditions for their security and safe voluntary return. In a pattern observed throughout the meeting, the Russian delegation did not respond to Georgian charges. It left it to an NGO, “Ossetia Accuses,” to make Russia’s case that Georgia had committed genocide against the people of South Ossetia. A common theme among many interventions was a call for an independent investigation of the causes of the conflict and a better monitoring of the plight of refugees, but to date Russian and South Ossetian authorities have denied both peacekeeping monitors and international journalists access to the region from elsewhere in Georgia. A joint assessment mission of experts from ODIHR and the HCNM, undertaken in mid-October, were initially denied access to South Ossetia, with limited access to Abkhazia granted to some team members. Eventually, several experts did gain access to the conflict zone in South Ossetia, though to accomplish this they had to travel from the north via the Russian Federation. One can only speculate why Georgia received such limited treatment at this HDIM. The crisis in the south Caucasus had dominated OSCE discussions at the Permanent Council in Vienna for weeks preceding the HDIM. Some participants may have feared that addressing it in Warsaw might have crowded out the broader human rights agenda. Others may have felt that, in the absence of a clear picture of the circumstances surrounding the conflict and with so many unanswered questions, it was best not to be too critical or too accusatory of either party. The EU (and particularly the French) were, at the time of the HDIM, in the process of negotiating the deployment of European observers to the conflict zone, and may have feared that criticism of Russia at this forum would have only complicated the task. In fact, the EU’s only oblique reference to Georgia was made at HDIM’s penultimate working session (a discussion which focused on human dimension “project activity”) in connection with the work of High Commissioner for National Minorities. (One observer of this session remarked that there seemed to be a greater stomach for dinging the OSCE Office for Democratic Institutions and Human Rights for shortcomings in its work than for criticizing Russia for invading a neighboring OSCE participating State.) Finally, other participants, particularly NGOs, seemed more inclined to view human rights narrowly in terms of how governments treat their own citizens and not in terms of how the failure to respect key principles of sovereignty and territorial integrity are invariably accompanied by gross violations of human rights and can produce humanitarian disasters. Amid simmering tensions between Russia and Georgia which could erupt into renewed fighting, and completion of a report requested by the Finnish Chairmanship in time for the OSCE’s Ministerial in Helsinki in early December, Ministers will have to grapple with the impact of the south Caucasus conflict and what role the OSCE will have. Beyond Warsaw The relative quiet of the HDIM notwithstanding, French President M. Nicolas Sarkozy put a spotlight on OSCE issues during the course of the meeting. Speaking at a conference in Evian, France, on October 8, he responded to a call by Russian President Dmitri Medvedev, issued in June during meetings with German Chancellor Angela Merkel, for a new “European Security Treaty” to revise Europe’s security architecture – a move seen by many as an attempt to rein in existing regional security organizations, including NATO and the OSCE. President Sarkozy indicated a willingness to discuss Medvedev’s ideas, but argued they should be addressed in the context of a special OSCE summit, which Sarkozy suggested could be held in 2009. The escalating global economic crisis was also very much on the minds of participants at the HDIM as daily reports of faltering financial institutions, plummeting markets, and capital flight promoted concerns over implications for the human dimension. Several delegations voiced particular concern over the possible adverse impact on foreign workers and those depending on remittances to make ends meet. Looking Ahead The human rights and humanitarian concerns stemming from the war in South Ossetia will likely come into sharper focus in the lead up to the December OSCE Ministerial in Helsinki as talks on the conflict resume in Geneva, and OSCE and other experts attempt to document the circumstances surrounding the outbreak of fighting and current conditions. The coming weeks can also be expected to bring renewed calls for an overhaul of the human dimension and the ODIHR by those seeking to curb attention paid to human rights and subordinate election monitoring activities. It remains to be seen whether Kazakhstan will fulfill the commitments it made a year ago in Madrid to undertake meaningful reforms by the end of this year. There is also the risk that a deepening economic crisis will divert attention elsewhere, even as the resulting fallout in the human dimension begins to manifest itself. It is unclear what priorities the Greek chairmanship will be set for 2009, a year that portends peril and promise. Notes (1) OSCE Human Dimension Implementation Meetings are held every year, unless there is a Summit. Summits of Heads of State or Government are preceded by Review Conferences, which are mandated to review implementation of all OSCE commitments in all areas (military-security, economic and environmental cooperation, and the human dimension). (2) Helsinki Document 1992, The Challenges of Change, IV (16). (3) Interestingly, at the session on human rights and counterterrorism, moderator Zbigniew Lasocik, member of the United Nations Subcommittee on Prevention of Torture, noted that Poland’s Constitutional Court had, the previous day, struck down a 2004 law that purported to allow the military to shoot down hijacked commercial aircraft – even if they were being used as weapons like the planes that killed thousands of people on 9/11. The Court reportedly reasoned that shooting down an aircraft being used as bomb would infringe on the constitutional protection of human life and dignity of the passengers. (4) Turkmenistan sent a representative to the HDIM in 2005 for the first time in several years. While responding to criticism delivered in the sessions, the representative appeared to focus more on monitoring the activities of Turkmen NGOs participating in the meeting. Turkmenistan subsequently complained that certain individuals who had been charged with crimes against the State should not be allowed to participate in OSCE meetings. Turkmenistan officials did not participate in the 2006 or 2007 HDIMs. Participation in the 2008 meeting would have been a welcome signal regarding current political developments. (5) The HCNM had previously expressed concern regarding Hungary’s overreach vis-a-vis ethnic Hungarian minorities in neighboring countries. In 2004, Hungary held a referendum on extending Hungarian citizenship to ethnic Hungarians abroad – an idea that still holds political currency in some quarters of Hungary – but the referendum failed due to low voter turnout.
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press release
OSCE 101: Briefing for Civil Society
Monday, August 11, 2008Please join the U.S. Helsinki Commission for OSCE 101: BRIEFING FOR CIVIL SOCIETY Thursday, September 4, 2008 10:00 a.m. - 12:00 p.m. Rayburn House Office Building B318 For those in need of a refresher course and those interested in becoming involved. Learn about the Organization for Security and Cooperation in Europe and the Role of Civil Society For those planning to travel to Warsaw, Poland, remember to register to participate in the OSCE’s Annual Human Rights Meeting: What: Human Dimension Implementation Meeting (HDIM) When: September 29 – October 10, 2008 Where: Warsaw, Poland Why: Annual 2-week human rights conference What is the HDIM? The term "human dimension" describes the set of norms and activities related to human rights, the rule of law, and democracy that are regarded within the OSCE as one of the three pillars of its comprehensive security concept, along with the politico-military and the economic and environmental dimensions. Every year in Warsaw, the OSCE's Office for Democratic Institutions and Human Rights (ODIHR) organizes a two-week conference, the Human Dimension Implementation Meeting (HDIM). The HDIM is a forum where OSCE participating States discuss the implementation of human dimension commitments that were adopted by consensus at prior OSCE Summits or Ministerial Meetings. These commitments are not legally binding norms; instead, they are politically binding - a political promise to comply with the standards elaborated in OSCE documents. Follow-up meetings to review the implementation of the commitments are based on the principle that the commitments undertaken in the field of the human dimension are matters of direct and legitimate concern to all participating States and do not belong exclusively to the internal affairs of the state concerned. A comprehensive, 2-volume compilation of the OSCE human dimension commitments (available in English and in Russian) can be ordered free of charge through the ODIHR website: Volume 1: Thematic Compilation and Volume 2: Chronological Compilation.
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hearing
Combating Sexual Exploitation of Children: Strengthening International Law Enforcement Cooperation
Tuesday, June 17, 2008The hearing examined current practices for sharing information among law enforcement authorities internationally and what concrete steps can be taken to strengthen that cooperation to more effectively investigate cases of sexual exploitation of children, including child pornography on the Internet. Despite current efforts, sexual exploitation of children is increasing globally. The use of the Internet has made it easier for pedophiles and sexual predators to have access to child pornography and potential victims. In May, the Senate Judiciary Committee passed the Combating Child Exploitation Act of 2008 (S.1738), which will allocate over one billion dollars over the next eight years to provide Federal, state, and local law enforcement with the resources and structure to find, arrest, and prosecute those who prey on our children.
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briefing
Hate in the Information Age
Thursday, May 15, 2008The briefing provided an overview of hate crimes and hate propaganda in the OSCE region, focusing on the new challenges posed by the internet and other technology. Mischa Thompson led the panelists in a discussion of the nature and frequency of hate crimes in the OSCE region, including the role of the internet and other technologies in the training, recruiting, and funding of hate groups. Panelists - Rabbi Abraham Cooper, Mark A. Potok, Christopher Wolf, Tad Stahnke – discussed how best to combat hate crimes and hate propaganda and highlighted internet governance issues in the United States and Europe and how the internet extensively contributes to hate propaganda. Issues such as free speech and content control were at the center of the discussion.
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hearing
Clearing the Air, Feeding the Fuel Tank: Understanding the Link Between Energy and Environmental Security
Tuesday, May 06, 2008Congress has an obligation to work to ensure a healthy and safe environment for the benefit of current and future generations. To reduce our dependence on fossil fuels and achieve a healthier environment, we need a multi-faceted approach that addresses the tangled web of issues involved. We need to foster both energy independence and clean energy. Given rising sea levels, the increasing severity of storm surges, and higher temperatures the world over, the impact of global climate change is undeniable. Unless we act now, we will see greater and greater threats to our way of life on this planet.
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hearing
Crossing Boarders, Keeping Connected: Women, Migration and Development in the OSCE Region
Thursday, April 24, 2008The hearing will focus on the impact of migration on family and society, the special concerns of migrant women of color, and the economic contributions of women migrants to their home country through remittances. According to the United Nations, women are increasingly migrating on their own as main economic providers and heads of households. While the number of women migrants is on the rise, little is known about the economic and social impact of this migration on their home country.
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hearing
Freedom of the Media in the OSCE Region Part 2
Thursday, December 13, 2007Freedom of media is one of the cornerstones of democracy, and recognized as such under international human rights law and in numerous OSCE commitments. Moreover, a free and independent media is not only an essential tool for holding governments accountable; the media can serve as an agent of change when it shines a light into the darkest crevices of the world (examining environmental degradation, corporate or government corruption, trafficking in children, and healthcare crises in the world's most vulnerable countries, etc.) Freedom of the media is closely connected to the broader right to freedom of speech and expression and other issues including public access to information and the conditions necessary for free and fair elections. The hearing will attempt to illustrate the degree in which freedom of the media is obstructed in the greater OSCE region.
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hearing
Combating Hate Crimes and Discrimination in the OSCE
Tuesday, November 06, 2007Congressman Alcee L. Hastings (D-FL), Chairman of the CSCE, held a briefing on hate crimes and discrimination in the OSCE region. Joining Chairman Hastings at the dais were Helsinki Commissioners Senator Gordon Smith (R-OR) and Congresswoman Hilda Solis (D-CA). The briefing focused on intolerance and discrimination within the 56 countries that make up the Organization for Security and Cooperation in Europe (OSCE). Congressman Hastings emphasized the discrimination against the Roma and other minorities of Turkish, African, and south Asian descent when they attempt to apply for jobs, find housing, and get an education The panel of speakers – Dr. Dou Dou Diene, United Nations Special Rapporteur on contemporary forms of racism, racial discrimination, xenophobia, and related intolerance; Dr. Tiffany Lightbourn, Department of Homeland Security, Science & Technology Directorate; and Mr. Micah H. Naftalin and Mr. Nickolai Butkevich, UCSJ: Union of Councils for Soviet Jews – spoke of the rising popularity of right-wing extremist party, who espouse vicious anti-Semitic slogans and appeal to a 19th century form of European ethnic identity. In addition, Urs Ziswiler, the Ambassador of Switzerland, attended the briefing and commented on the rise in xenophobic views in Switzerland.
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press release
Hastings and Cardin Link U.S. Energy Security to Need for Democracy in Oil-Rich Countries
Monday, July 23, 2007Today, Congressman Alcee L. Hastings (D-FL), Chairman of the Commission on Security and Cooperation in Europe (U.S. Helsinki Commission) and Co-Chairman Senator Benjamin L. Cardin (D-MD), made the following statements at a U.S. Helsinki Commission hearing entitled “Energy and Democracy: Oil and Water?” The hearing examined whether the development of democracy is incompatible with the development of a country’s energy resources. The hearing further addressed the issue of how energy kleptocracy impacts U.S. energy security. Six of the top ten oil-exporting countries to the United States are ranked by Transparency International as some of the world’s most corrupt countries. Corruption and kleptocracy often lead to political instability and subsequently higher oil prices, which have the potential to impact the economic and national security interests of the United States. Congressman Alcee L. Hastings Statement: “Today’s hearing is the second of three hearings the Commission is holding on the topic of energy security, an issue that spans the security, economic and environmental, and human dimensions of the Helsinki process. This hearing series is designed to give the Commission a comprehensive picture of this complex issue and highlight areas where the Commission, the U.S. Government and the OSCE can take effective action. “At today’s hearing we are going to hear from our distinguished panelists about the development of democracy and civil society in countries with abundant energy resources—and why that matters to U.S. energy security. I mentioned at the last hearing the remarkable fact that only two of the world’s top 10 oil exporters are established democracies—Norway and Mexico. What is wrong with this picture? Top World Oil Net Exporters 2006 1 Saudi Arabia 2 Russia 3 Norway 4 Iran 5 United Arab Emirates 6 Venezuela 7 Kuwait 8 Nigeria 9 Algeria 10 Mexico Source: EIA: International Energy Annual (2000-2004), International Petroleum Monthly (2005-2006). “When we look at countries that are situated on oil and natural gas reserves, we think these countries have won the global version of the economic lottery. They have a built-in revenue stream that can fuel not only their own economy but also be an export commodity. But what economists have found by studying these resource-rich countries is that they often do worse than their resource-poor neighbors, both economically and politically. This problem is often referred to as the “resource curse.” “Each of the countries we are focusing on today—Russia, Kazakhstan, Turkmenistan, Uzbekistan and Azerbaijan—face some aspect of this resource curse. And while the situation in each country is unique, we can generalize and say that the lack of transparency in politics, and in oil and gas deals, is at the root of the problem. “It’s a well-known, and well-bemoaned, fact that the United States is becoming more and more reliant on imported energy to fuel our economy. We are the world’s largest consumer of oil—we account for an astounding 25 percent of global daily oil demand—despite having less than 3 percent of the world’s proven reserves. And we source that oil from some unstable and unfriendly places in the world such as Nigeria and Venezuela. “In the context of today’s hearing some of you may wonder why the United States should care what is happening in Turkmenistan or Kazakhstan, when we actually don’t rely on these countries for a significant portion of our energy supplies. Russia is only number nine on our list of oil suppliers and Kazakhstan, Turkmenistan, Uzbekistan and Azerbaijan don’t event make it into the top twenty. “The answer is that unlike natural gas, oil is a commodity, so regardless of where we source our oil, what happens in other oil-rich countries impacts the stability of our price and our supply as well. As the National Petroleum Council reported last week, “There can be no U.S. energy security without global energy security.” “Oil is the tie that binds us all and threatens to choke us at the same time. “So take a minute to think about how drastically different our interactions with these countries would be if we did not rely so heavily on these countries’ resources. I think it goes without saying that we would have more leverage to promote democracy and civil society. Clearly oil constrains, if not drives, our foreign policy. “So while it is imperative that we work to limit our dependence on foreign oil and change the dynamic of supply and demand, it is just as important to create more stable and reliable sources of energy. One of the key ways the international community has sought to counteract the political and economic instability inherent in the resource curse is through programs that seek to instill transparency and accountability into the resource payment system,” said Hastings. Senator Benjamin L. Cardin’s Statement: “I am pleased that the Commission is now turning its focus to the nexus of energy and democracy. As the States of the Organization for Security and Cooperation in Europe (OSCE) pursue energy security, we must address why it is that so many of the resource-rich countries in the world are not democratic and whether development of both democracy and energy resources is an incompatible goal. “In the search for energy security in the OSCE region and beyond, democracy is an important contributing factor. Endemic corruption is an impediment to democracy. Last year the OSCE Parliamentary Assembly adopted a resolution I authored on limiting immunity for parliamentarians in order to strengthen good governance, public integrity and the rule of law in the OSCE region. Just recently Chairman Hastings and I met with the President of Ukraine who told us that this was one of the first things he would like to see accomplished once a new parliament is elected this September. This is an important step forward for Ukraine. “Broad immunity for parliamentarians can serve as a cover for corruption. I believe that good governance is the key to a properly functioning democracy. In many of the oil-exporting states, corruption and kleptocracy have become the norm and prevent democratic ideals from flourishing. The United States must consider the impact of its dependence on these types of states for energy security. “Countries that are mired in corruption are not reliable sources of energy. According to Transparency International, six of the top ten oil-exporting countries to the United States are among the most corrupt countries in the world. A lack of transparency within governments and the energy sector poses both a threat to energy exports and the ability of governments to properly manage revenue for their citizens. These governments are not accountable to their citizens and have taken advantage of the resources of the nation in pursuit of the self-interest of a few corrupt leaders. The result has been increasing political instability, and in some cases violent attacks on pipelines and refineries. “Not only does political instability threaten the physical ability to export oil and gas, but it also has created a poor investment climate. If we are to support development of energy resources, U.S. policy should certainly take into account the investment incentives in these countries. Corruption not only weakens those incentives, but also prevents those investments from producing real results in terms of security of supply. There is clearly a positive link between development of democracy and development of energy resources, which can be seen in some of the recent improvements to both in countries such as Azerbaijan. Additional steps are absolutely necessary to increase transparency in oil-exporting governments, but initiatives such as the “Extractive Industries Transparency Initiative,” and “Publish What You Pay,” are moves in the right direction and need U.S. support. “In order to achieve energy security, not only must we work towards our own energy independence, for which I have introduced legislation, but we must also ensure that the countries from which we import oil and gas are reliable sources. Combating corruption and increasing transparency are part of the process of democratic development and must be supported by U.S. policy if we are to attain long term energy security,” said Cardin. The Commission on Security and Cooperation in Europe, also known as the Helsinki Commission, is a U.S. Government agency that monitors progress in the implementation of the provisions of the 1975 Helsinki Accords. The Commission consists of nine members from the United States Senate, nine from the House of Representatives, and one member each from the Departments of State, Defense and Commerce.
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hearing
Energy and Democracy: Oil and Water?
Monday, July 23, 2007As the States of the Organization for Security and Cooperation in Europe (OSCE) pursue energy security, the Commission will address why it is that so many of the resource-rich countries in the world are not democratic and whether development of both democracy and energy resources is an incompatible goal. Countries that are mired in corruption are not reliable sources of energy. According to Transparency International, six of the top ten oil-exporting countries to the United States are among the most corrupt countries in the world. A lack of transparency within governments and the energy sector poses both a threat to energy exports and the ability of governments to properly manage revenue for their citizens. These governments are not accountable to their citizens and have taken advantage of the resources of the nation in pursuit of the self-interest of a few corrupt leaders. The result has been increasing political instability.
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speech
Remarks by the Hon. Alcee L. Hastings at the Conference on 21st Century Threats to Media Freedom
Tuesday, May 01, 2007Ladies and Gentlemen, As Chairman of the Commission on Security and Cooperation in Europe, I appreciate this opportunity to address threats to media freedom in the expansive OSCE region stretching from Vancouver to Vladivostok. While the now 56 signatories to the Helsinki Final Act have accepted a series of specific commitments on media and working conditions for journalists, the difficulty remains translating words on paper into deeds in practice. Before turning to concerns of the 21st century, let me recall Thomas Jefferson’s observation from 1787: “were it left to me to decide whether we should have a government without newspapers or newspapers without a government, I should not hesitate a moment to prefer the latter.” In a subsequent elaboration, he explained why: “The only security of all is in a free press. The force of public opinion cannot be resisted when permitted freely to be expressed.” You don’t have to be one of our own Founding Fathers to grasp the idea. Leaders the world over who are determined to remain in office by any means necessary understand perfectly the power of the press. That is precisely why they and their associates strive so vigorously to control the media. In Aleksandr Lukashenka's Belarus, for example, media freedoms are systematically stifled and have deteriorated over the past few years. Investigations of suspicious deaths of two journalists in 2004 and 2005 have gone nowhere. And just a month ago opposition activist Andrei Klimau was arrested under a vague article of the Criminal Code. Meanwhile, the Lukashenka regime maintains a virtual monopoly on television and radio broadcasting. Last November, Lukashenka himself unabashedly admitted to reporters that his government uses “serious pressure” to control the media and that he is in charge of this process. In another context, that acknowledgment might be described as admirable candor – and certainly more than could be had in Russia. I’m sure all of you have read the obituaries for the late Boris Yeltsin. Russia’s first freely elected president made many mistakes. But all commentators have stressed that throughout his two terms, he protected the media. You may recall a TV show in Russia called Kukly which satirized politicians with hand-puppets. The show’s writers savaged their targets, including the head of state, and this in a country where the Tsar or the General Secretary could never be criticized. Yet Boris Yeltsin, who must have been chagrined, did not order Kukly off the air. That was left to his successor, whose minions made sure that Kukly never again darkened the airwaves. In fact, contrast the era of Kukly to the situation in Russia today: According to a Radio Free Europe/Radio Liberty report last year, 79 percent of the population gets its news from the three national TV networks, which are either directly or indirectly controlled by the government. And it shows. You have to look long and hard for criticism of President Putin. You all saw, I suspect, the press report that employees of Russia’s largest independent radio news network have been told that at least 50 percent of the reports about Russia must be “positive,” that opposition political leaders may not be mentioned on the air and that “the United States was to be portrayed as an enemy.” The first impulse is to laugh at this absurdity of such policies. But journalism in Russia is a very serious business. Even before the assassination of prominent investigative journalist Anna Politkovskaya last October and the mysterious death of reporter Ivan Safronov earlier this year, the Committee to Protect Journalists cited Russia as the third-deadliest country in the world for journalists over the past 15 years, with 42 journalists killed since 1992. The vast majority of these crimes remain “unsolved.” Only last week we learned that a former Kremlin reporter has felt it necessary to seek political asylum in the United Kingdom. Russia tends to be a trendsetter for its neighbors. But there are various degrees of media freedom in the former USSR. In Ukraine, since the 2004 Orange Revolution, media freedom has opened up and the egregious government instructions to the media are a thing of the past. Yet even in Ukraine, anonymous threats and attacks against journalists, especially those in the regions who expose corruption, still occur too frequently, and the 2000 murder of prominent journalist Georgiy Gongadze remains “unresolved.” Elsewhere, freedom of the press is only a cherished dream of human rights activists. Soviet-era censorship survives in Uzbekistan and Turkmenistan, which, not coincidentally, ban all political opposition. The death of a Radio Free Europe journalist while in custody in Turkmenistan demonstrates starkly how dangerous the journalist’s profession can be. In Kazakhstan and Tajikistan, electronic media are tightly controlled. Print media enjoy more latitude but their grounds for maneuver are also limited. A reporter in Kazakhstan who wrote articles implicating local officials and businessmen in the recent clashes between Kazakhs and Chechens has been missing for about a month. Kyrgyzstan is more difficult to characterize, because the state has been weaker than elsewhere in Central Asia and less capable of asserting its control of the media. But since the Tulip Revolution, restrictions on the free flow of information have loosened and I would say that free media have developed farther in Kyrgyzstan than anywhere else in Central Asia. Still, it is very disturbing that Kyrgyz authorities raided publishing houses last week, as the confrontation between the government and protesters heated up. In Armenia and Azerbaijan, according to reports by the State Department and OSCE’s Representative on the Media, the government seeks to control free media, especially television. In Armenia, for example, independent TV station A1+ has never been allowed back on the air since it was closed down. As for Azerbaijan, just last week, the State Department criticized Baku for the jailing of a journalist on libel charges and expressed concern about the deteriorating media situation. The use of criminal defamation and insult laws has long been used against those who criticize the government or officials, and I commend the OSCE Representative on Freedom of the Media for his consistent, principled focus on this area of abuse. Georgia is a particularly interesting case. Throughout the 1990s, leaders of most former Soviet states reined in the media that had blossomed under glasnost. A historic turning point came in fall 2003, when the Rose Revolution was gathering force in Georgia. Opposition leaders who refused to accept another rigged election led throngs of protesters against Eduard Shevardnadze’s government. You will recall that at a crucial moment, the Rustavi-2 TV station aligned itself with the opposition Troika and played a critical role in galvanizing the public to reject the official election results. In short order, this resistance movement mushroomed into peaceful regime change that sparked similar events in Ukraine and Kyrgyzstan. The lesson was not lost on leaders of other post-Soviet states. Shevardnadze’s counterparts in other CIS capitals were determined to avoid his fate and they resolved that no analogue to Rustavi-2 would arise on their turf. For the most part, I must say, they have pulled it off: outside Ukraine and to some degree Kyrgyzstan, nothing of the sort is permitted. In Georgia today, opposition figures maintain that Rustavi-2 has become a pro-government station. But other TV stations air broadcasts critical of President Saakashvili. Today, Russian and Uzbek media excoriate the United States for allegedly plotting more “color revolutions.” To stem the tide, a broad panoply of tactics has been deployed. Prominent among them have been the expulsion of democracy-promoting NGOs, including many U.S.-based organizations, and the throttling of media outlets. What lessons should we draw from this state of affairs? The first is that most governments of the post-Soviet states understand Thomas Jefferson quite well. They see freedom of the media as a threat which they are determined to neutralize. Second, they have been rather too successful in this endeavor. Even outside the extreme cases of Turkmenistan and Uzbekistan, certain topics remain taboo in most countries, specifically criticism of the head of state or revelations about high-level corruption. This is particularly true of electronic media, and first and foremost TV. However, there is some reason for hope. I believe that pressure exerted by outside forces, including foreign capitals and international organizations, including the OSCE, can have an impact. For example, last week, Kazakhstan’s Culture and Information Minister announced that in response to OSCE criticism, the government has withdrawn a bill that would have imposed licensing requirements on publishing houses. Proposed legislation to regulate the Internet has been withdrawn and he said the authorities are ready to introduce a moratorium for “distorting the truth,” to free journalists from criminal persecution. At least under certain circumstances, then, and over the longer term, outside pressure and suasion can have a positive impact – even if gradually. But this also strengthens my conviction that now is not the time cut back on U.S. broadcasting to the post-Soviet republics. Freedom of the media is in real danger there, and those seeking alternative sources of information need our help. I am determined to make sure they get it. Let me conclude by quoting a heroic Russian journalist who understood the real meaning of Thomas Jefferson’s words over two centuries ago: Anna Politkovskaya. “My job is simple: to look around and write what I see.” That is how she described her task in accepting the OSCE Parliamentary Assembly 2003 Prize for Journalism and Democracy for her investigative reporting on developments in war-torn Chechnya. Last October, an assassin’s bullet brought her brilliant career and life to a sudden end. Anna knew the risks, given the death threats against her, but this courageous professional would not be deterred. Her murder is a reminder of the tremendous risks journalists take for daring to look and report on events that others prefer remain hidden.
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Russia and Central Asia: the Growing Policy Challenges for the International Community
Monday, March 12, 2007Johns Hopkins School of Advanced International Studies Distinguished Speakers and Guests, Ladies and Gentlemen, I would like to thank Freedom House for inviting me to speak at this important event. Freedom House has well earned its reputation as one of the foremost democracy-promoting organizations in the world. Moreover, Nations in Transit – whose 2007 edition this conference is launching – has become an indispensable source of information, measuring the advance of democratization around the globe. Thanks also to SAIS for co-hosting and my congratulations to you on the success of your Russia and Eurasian Studies Program. As Paula said, I Chair the Helsinki Commission, which Congress created in 1976 to monitor and promote implementation of the Helsinki Final Act in all the participating States. Moreover, I have recently completed two years as president of the OSCE Parliamentary Assembly – the only American to ever hold that post. In that capacity, I visited 31 OSCE states, including Russia and all the Central Asian countries. In my travels and in Washington, I have met with presidents and foreign ministers, with parliamentarians, opposition leaders and dissenters, and with journalists and human rights activists. In these remarks, I would like to give you my assessment of where I see democratic governance and human rights trending in the region, more than 15 years after the collapse of the Soviet Union. But first, I want to state that we need to take back the moral high-ground that we once stood on. This starts by holding ourselves accountable when human rights issues arise here at home. Not that we have anything to be afraid of. But we must take away the credibility of those who would accuse us of double standards. As Chairman of the Helsinki Commission, this will be one of my priorities. Let me now talk about Russia. You are all surely familiar with President Putin’s speech in Munich last month, and how pundits have characterized U.S.-Russian relations these days. It’s a bad sign when our Secretary of Defense has to note that “one Cold War was enough.” Actually, one Cold War was more than enough. Now, I understand that Russians remember the 1990s very differently than we do. Despite what many viewed from abroad as a “springtime” of freedom for Russia and the territory of the former Soviet Union, many citizens of Russia remember the nineties as a period of tremendous economic dislocation, rampant crime, chaos at home, and humiliation abroad. The relative order and, at least, superficial international respect that President Vladimir Putin brought to Russia has been welcomed by a majority of the Russian population and seems to be strongly supported by the younger generation. From our point of view, this runs somewhat counter to the assumption that the post-communist generation would yearn for still greater freedom and be less pugnacious. It is necessary that we find a way to come to grips with these divergent views of the recent past as we look to the future. So it’s understandable that today, Russians proudly proclaim that “Russia is back.” This is certainly true, and in no small measure due to high energy prices. Nor is it surprising that a great country with vast human and material resources should rebound from even the disruptions of the last 20 years. What troubles me and many others is what kind of Russia has returned to a leading role on the world stage. Russian officials maintain that their democracy is developing in its own way and in accordance with its own traditions. They accuse the United States of unilateralism in foreign affairs and of seeking to impose the American form of democratic governance on Russia and the rest of the world and hypocritically meddling in the affairs of others. To be sure, our attempts to spread the undeniable benefits of the American experience have not always been distinguished by cultural sensitivity. But I get nervous when I hear the phrase “according to our own traditions and national mentality.” No rational person expects Ivan Ivanov to be a carbon copy of John Johnson. However, there are certain basic shared assumptions about what democratic governance entails: freedom of religion; freedom of speech; freedom of assembly; rule of law; a reasonable distribution of power between the branches of government; an independent judiciary; etc. I would also note that reference to one’s “traditions” as a method of denying rights to others is not solely a Russian phenomenon. There’s little doubt that under President Putin – who is undeniably popular – some people have begun to live better materially. Many Russians are proud of their president, of his sober, disciplined approach to government and his determination to restore Russia’s greatness. But in Russia – and Central Asia – we have witnessed the emergence of super-presidencies, which have overwhelmed the legislative and the judicial branches. For instance, in successfully recentralizing power in the Kremlin, President Putin has turned the Duma into a virtual rubber stamp. True, the Duma was quite complicit in this. And I am aware that American history has also produced “honeymoons” between popular chief executives and a congressional majority representing the same political party. We’ve just finished a six year version right here in Washington. But I hope my colleagues in the Russian Duma would agree that a vital element of representative government is a legislature that acts as a check on executive power. As for judicial independence – a critical component of checks and balances – when was the last time a court in Russia ruled contrary to government wishes in a politically sensitive case in which the Kremlin or the security forces – some would say they are synonymous – have an interest? Especially alarming is the contraction of freedom of the media. The Kremlin now controls all major TV stations, which parrot the official perspective. As for newspapers, though less popular as a source of information, journalism has become a very dangerous profession. In fact, according to the International News Safety Institute, Russia is the second most dangerous country for journalists in the world – the first is Iraq. Just last week, yet another investigative journalist died under suspicious circumstances. There is a long list of such crimes, which have largely gone unsolved. Obviously, the Fourth Estate is being told to shut its mouth, if it wants to keep its head. Furthermore, I am troubled by the government’s attempts to rein in civil society, at least those elements that the Kremlin views as threatening. Many of you may have read about the judge who recently fined members of a local human rights group for meeting in a school with foreign visitors without notifying the authorities – a mentality that smacks frighteningly of the Soviet era. Russian officials often get irritated when they hear the terms “managed democracy” or “sham democracy.” But I see in Russia a system that attempts to carefully control politics, in which the public has been removed from the political process while the state’s well-connected individuals have taken charge of the country’s most profitable giant companies. And it is hard for me to see how or when this system will open up again. One way the system could open up is through legitimate presidential elections in 2008, when President Putin is expected to retire. But to judge by the current difficulties reported by “outsiders” testing the waters in Russia, there is no reason to expect that opposition candidates can count on an equal playing field. The rise of “illiberal democracy” at home is also reflected in Russia’s behavior abroad. For example, Moscow’s unrelenting pressure on Georgia and Moldova has tarnished Russia’s reputation as a conscientious upholder of international law. Especially worrying for Europe are possible interruptions in oil and gas supplies, as has happened during Russia’s disputes with its neighbors. Not surprisingly, Washington and other capitals – even Minsk – are wondering whether Russia can be a reliable supplier of the energy on which our economies depend. Of course, Russia should be able to enjoy the benefits of its energy resources, which account for fully one-quarter of its GDP. But what will benefit Russia, as well as transit and consumer countries, would be more transparency and predictability in energy supply. Think of Russia moving toward a Canadian or Norwegian model instead of an OPEC model. This would entail the promotion of free-market policies in the energy sector. It would mean the protection of property rights, which ensure fair competition, backed up by a commitment to the rule of law that give these rights some meaning. Such transparency and predictability will help ensure that Russia can rationally exploit its resources and that consuming countries can sleep easy – and warm – at night. And Russia’s leaders must understand that other states have become hypersensitive to the possibility that the Kremlin will exploit its control of hydrocarbons for political gain and draw the appropriate conclusions. Yet I often wonder if they do. Sometimes it seems that oil has simply gone to people’s heads in Moscow. As a senior member of the Intelligence Committee, I am well aware of the gravity of the terrorist threat facing this country as well as Russia. I understand the need for us to work together to confront this danger to the whole world. But the legitimate struggle against terrorism cannot be an excuse for gross violations of international humanitarian law and norms – Chechnya comes to mind in this context. Before moving on to Central Asia, I would just emphasize my sincere belief that we best advance our interests with Russia in an atmosphere of mutual respect and not of mutual recrimination. Knee-jerk Russia bashing may be emotionally satisfying for some and may help bolster budgets for others, but it does little to promote our goals and, in fact, closes many doors for dialogue and understanding. On the other hand, being best friends should not be the measure of successful bilateral relations. We need to focus our efforts more on bolstering Russia’s nascent democratic institutions rather than on the rapidly changing faces of the Russian elite. I would also add that I support granting Permanent Normal Trade Relations to Russia. Russia has complied with our law. We spend millions of dollars promoting rule of law abroad, but we seem unable or too preoccupied to comply with our own legislation and retire this Cold War relic. Let me now turn to Central Asia. Over the last 15 years, we have seen the rise of the familiar “super-president,” the controlled parliament, the supine judiciary and the media under pressure, while the families and cronies of rulers prosper. In Uzbekistan and Turkmenistan, no political opposition has been permitted. Turkmenistan – which is still a one-party state today – has been one of the most repressive countries in the world, virtually a post-Soviet North Korea, with a similar cult of personality. In Kazakhstan and Tajikistan, opposition is tolerated but tightly controlled; there is very little opposition representation in their parliaments. Only Kyrgyzstan has bucked the Central Asian trend to some degree. Former President Akaev did not control the political arena as his counterparts did and civil society was much stronger than elsewhere in the region. So it was not surprising that if an opposition-led protest movement in the region had any chance of toppling a government, it would be in Kyrgyzstan. All this was true even before the 2003 Rose Revolution in Georgia. But that historic event, followed by Ukraine’s Orange Revolution and the March 2005 Tulip Revolution in Kyrgyzstan, upset the rulers of most former Soviet states. Central Asian leaders, especially Uzbekistan’s President Karimov, have moved to preempt similar uprisings in their countries by undercutting opposition activists, NGOs – including foreign ones, like Freedom House and Radio Free Europe/Radio Liberty – and human rights groups. In this campaign they have received backing from Moscow, which has warned of sinister U.S. plots of regime change. Indeed, Moscow unfortunately seems to see democratization as a key weapon in a zero-sum competition for influence with the United States. Russia viewed the revolutions in Georgia, Ukraine, and Kyrgyzstan not only as unwelcome achievements of democracy but as a new, historic Western “incursion” into its own sphere of influence. Its apparent strategy is to build alliances with repressive rulers, while dismissing Western disapproval of their authoritarianism as geo-politically motivated. In fact, an anti-revolutionary alliance of states has emerged, embracing most post-Soviet republics and China as well. And these efforts have borne fruit – since Kyrgyzstan, the wave has receded, at least for now. This situation puts U.S. policymakers in a tough spot. Even before September 11, Washington had struggled to find ways to move Central Asian rulers towards more political openness. But they had already concluded that even if relations with the Americans were not very close, the U.S. interest in security, energy and providing a strategic alternative to Russia meant that Washington might criticize flawed elections or human rights problems but would not level serious sanctions or cut off ties. After September 11, the countries of Central Asia saw the opportunity for closer relations with the United States, which was happy to accommodate them in the name of fighting terrorism. An agreement on strategic cooperation was struck with Uzbekistan. We opened military bases there and in Kyrgyzstan. The Tajiks and even Turkmenistan cooperated in overflights and assistance corridors to Afghanistan. Today, economic concerns have come to equal security priorities: with the price of a barrel of oil down to about $60 from a high in the mid-70s and Kazakhstan’s oil and Turkmenistan’s gas beckoning, how do we influence Central Asia’s leaders to liberalize their political systems? It doesn’t look like they want to and they seem to think they don’t have to. There are no easy answers to this question. Obviously, we cannot compel them to democratize or observe their human rights commitments. We have 150,000 troops in Iraq but we can’t ensure basic order, much less build a democratic state there at this time. Even in the 1990s, when Russia was much weaker and poorer than it is today, our leverage was limited. Today, I have the sense that our criticism has the opposite effect on Russian officials. The countries of Central Asia don’t have issues of superpower rivalry with the United States, and they do want to have good relations with us, which facilitates dialogue with them about democratization and human rights. Still, those in power want to remain there – it is their highest priority and they will resist systemic reforms that could threaten their position. You might infer from this overview that I am a pessimist. Not at all. No black man who grew up during the halcyon days of the segregated south and became a judge and then a Congressman while a black woman from the segregated south is Secretary of State can be a pessimist. But I have become more realistic and pragmatic. Let me share with you some conclusions I have drawn. First, democratic transformations take much longer than we would like. The experience of the former Soviet Union proves that the collapse of communism is necessary but not sufficient. We should understand we are in this for the long haul. Second, repressive leaders often maintain that their people are not ready for democracy. I think, however, that publics are much more ready than governments. People in Russia and Central Asia, who have experienced or witnessed enough disruption for several lifetimes, understandably value stability and predictability. But that does not mean they do not want the basic gifts of democracy and human rights. Everyone wants a say in his or her own government and to be treated with respect. When circumstances permit, those desires, I believe, will come to the fore. Third, we in the West saw the so-called color revolutions as a glorious exercise in popular sovereignty, as people peacefully went to the streets to oust corrupt, unresponsive regimes. But we sometimes forget that revolutions are evidence of failed politics. They reflect a crisis in the relations between state and society when people have no satisfactory methods of influencing policy or seeking redress of grievances, such as recourse to the courts for the impartial administration of justice. So while I welcome the Rose, Orange, and Tulip revolutions, I regret their necessity. Slow, steady progress towards democratic governance would be better for all concerned. It is this goal we should work for, through the building of institutions that promote the rule of law and civil society. Fourth, in the absence of established institutions, the ruler’s character remains critical in such highly personalized political systems. It was clear, for example, that while President Niyazov lived, there was no chance of reform in Turkmenistan. The notion may not be popular among some scholars today, but his long reign clearly demonstrates the power of individuals to shape history, certainly for ill and I hope, for good. Fifth, succession can spark unexpected events and accelerate or slow down institution-building. I suspect the death of President Niyazov in December has got the other Central Asian leaders thinking. They are not young men and they have some serious inheritance issues to consider. Nowhere has there been established any tested method for peacefully transferring power at the top. In Kyrgyzstan, a head of state has been removed, but presidential succession has come to be associated with street politics as much as constitutional requirements. In the other countries…well, we will have to see. But barring dramatic headlines, the first important such decision will come in Uzbekistan. President Karimov’s term runs out this year. He will have to decide whether to step down or resort to some ploy to remain in office. I believe that if he chooses the latter course, he will damage his reputation still further and make instability more likely. Whatever happens, however, I strongly believe that all of Central Asia will be watching how President Putin handles his own succession problem. If he steps down, some may be more inclined to follow his example. Sixth, we must not turn our backs on the region and its people. I know Uzbekistan is a repressive state and I share the widespread revulsion at the slaughter in Andijon, but does it help us not to be engaged with President Karimov? Have we gained anything by these frozen relations – quite apart from the loss of our base at K-2, has democracy advanced in Uzbekistan while we criticize him from afar? At the same time, Tashkent must understand we cannot turn a blind eye to atrocities. I have supported the European Union’s serious effort to restore ties with Uzbekistan based on human rights progress, but I would welcome a good faith gesture from Tashkent. For example, Umida Niyazova, a human rights activist who used to work for Freedom House and Human Rights Watch, is in jail. I call on President Karimov to release her immediately. As for Turkmenistan, President Niyazov’s death offers no guarantees of liberalization. But at least there is reason now to hope for a more rational leadership that will focus on the public good, not the president’s ego. I see mixed messages coming out of Ashgabat. On the one hand, the new president has pledged to broaden internet access and has restored the tenth grade and physical education to the school curriculum. That doesn’t sound like much but when you start from such a low base, it can seem like a huge improvement. I expect that gradually, the more bizarre aspects of President Niyazov’s misrule will disappear. But I hope to see much more – the release of people jailed on political grounds and the beginnings of political pluralism. I expect to travel to Ashgabat to discuss with the new Turkmen leaders the prospects for systemic democratization. We need to engage with them in a process of consultation and give and take. Let me conclude by mentioning a few things we should not do, starting with not shooting ourselves in the foot. I have in mind the Voice of America. As many of you probably know, the American Administration has called for major cuts in VOA broadcasting, including closing down the Uzbek and Georgian Services and ending radio programs while retaining television transmission in Russian and Ukrainian. This, ladies and gentlemen, seems to me to be the height of folly. As I have argued here, the democratic transition in the former Soviet Union is far from secure. VOA broadcasts are one of the most effective, biggest-bang-for-the-buck tools in our arsenal to propagate democratic ideals. And in this connection, I want to associate myself with remarks made on Thursday by my good friend Tom Lantos, Chairman of the House Foreign Affairs Committee, in a hearing on U.S. assistance. Like him, I simply cannot comprehend why we should now cut our funding for democracy promotion – especially to the tune of 40 percent. He called for more aid to NGOs that try, under ever worsening conditions, to promote freedom in Russia. I am in full solidarity with him and together with likeminded Members of Congress, we hope to roll back the VOA cuts and increase assistance for democracy promotion. The same applies to funding for the OSCE, which the budgeters also want to slash. Please be assured that I will fight this. Paula, I’ve gone on for quite some time. I hope I haven’t overstayed my welcome. Thank you once again for inviting me. Let me end here and I look forward to hearing from the other speakers.
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Tajikistan's Presidential Election Falls Short
Wednesday, December 13, 2006By Kyle Parker and Knox Thames On November 6, 2006, Tajikistan held its fourth presidential election, in which incumbent President Emomali Rahmonov easily won over four other competitors. The conduct of the campaign and the Election Day itself provided the international community with an opportunity to gauge Tajikistan’s commitment to democratization – the result was a mixed picture that displayed fundamental problems that must be addressed before Tajikistan can meet OSCE standards of free and fair elections. The final results released by the Central Commission for Election and Referenda (CCER) of Tajikistan showed that President Rahmonov defeated four other candidates with 79 percent of the vote, based on approximately 3 million ballots representing 91 percent of the electorate. The nearest competitor garnered just over five percent. The OSCE’s Election Observation Mission (EOM) reported in its preliminary findings that the elections “did not fully test democratic electoral practices… due to a lack of genuine choice and meaningful pluralism,” and concluded that “the election process also revealed substantial shortcomings.” Tajikistan in Context Tajikistan is located at the heart of the ancient Silk Road traversing the Eurasian landmass, bordering Afghanistan, China, Uzbekistan, and Kyrgyzstan. With about seven million people, Tajikistan has a young, growing population that is largely Sunni Muslim and speaks Tajik, a language closely related to Farsi. Tajikistan has one of the lowest GDP’s of the former Soviet republics; up to one million Tajik citizens are migrant workers abroad, mostly in the Russian Federation. Landlocked and home to the tallest mountains in the post-Soviet space, Tajikistan possesses abundant fresh water resources from glacial runoff. However, only six percent of Tajikistan is arable. Tajikistan also hosts one of the largest and most polluting aluminum smelters in the world. Additionally, since the fall of the Taliban in neighboring Afghanistan in 2001, the cross-border drug trade has dramatically increased, fueling corruption, drug addiction, and HIV/AIDS among the local population. Following the dissolution of the USSR, Tajikistan was the only former Soviet republic to experience a protracted civil war that claimed the lives of at least 40,000 people and displaced nearly a million. Despite extreme poverty, the country has made notable gains since the peace agreement signed almost 10 years ago that ended the civil war. The accord created a power-sharing agreement among the warring parties, including the only legal Islamic party in post-Soviet Central Asia. President Rahmonov was first elected in 1994 and re-elected in 1999. The Constitution of Tajikistan sets a presidential term of office at seven years. In 2003, a referendum amended the constitution to limit the number of consecutive terms an individual could be elected president to two, but allowed him to run again. As a result, President Rahmonov may seek another term in 2013, potentially serving until 2020. Pre-Election Climate As elsewhere in Central Asia, Tajikistan’s political system features top-down rule by the president, whose control of the state apparatus and state-run media greatly enhance his privileged position in any election. Pre-election decrees by the CCER did address some inequities in the election system, and the government provided opposition parties free air time on state television. However, the ability of independent media outlets to operate freely was restricted. And while multiple candidates did participate, the major opposition leaders experienced significant harassment from authorities and did not or could not run. For instance, Muhammadruzi Iskandarov, the former head of the Democratic Party, was sentenced to 23 years in prison in October 2005 under questionable circumstances. This year, authorities repeatedly threatened criminal penalties against the Chairman of the Socialist Democratic Party, Rahmatullo Zoyirov, for statements made regarding the number of alleged political prisoners in Tajikistan. Before his death in August, charges of slander were brought against the late Said Abdullo Nuri, Chairman of the Islamic Renaissance Party, who was arguably the only opposition presidential candidate with a national following. Of these three parties, only the anti-Iskandarov “Vatan” faction of the Democratic Party entered a candidate. Their bid was unsuccessful, as they could not obtain the necessary petition signatures in time to qualify for ballot inclusion. The CCER registered five candidates out of six nominees who submitted signatures for the election: Olimjon Boboev (Party of Economic Reform of Tajikistan); Abdukhalim Gaffarov (Socialist Party); Amir Karakulov (Agrarian Party); Emomali Rahmonov (Peoples’ Democratic Party of Tajikistan); and Ismoil Talbakov (Communist Party of Tajikistan). To run, candidates had to collect signatures representing five percent of registered voters, or approximately 160,000 names. Individuals could not sign more than one petition, and yet remarkably, the six applicants reportedly collected over 1.5 million signatures, equaling roughly half of the electorate in just 20 days. Considering that the pro-government Agrarian and the Economic Reform Parties were both established this year, their ability to set up a network to collect the required signatures was remarkable and implausible. Although roughly one of every two voters signed a petition (based on the claims of the parties), Commission staff did not meet any individual voter who had signed a petition nor did staff hear of any other OSCE observer that met a voter who also signed a petition. Each candidate had up to 30 minutes of free air time on state television and radio. Nevertheless, the OSCE EOM described the campaign period as “largely invisible,” with party platforms that were “similar,” and concluded that “none of the four candidates running against the incumbent offered a credible political alternative.” Furthermore, there was “little media coverage of the election campaign and a high media profile of the incumbent, raising doubts whether voters received sufficient information to make an informed choice.” Violations on Election Day The November 6 election was the first presidential election in Tajikistan observed by the OSCE, as minimum conditions for democratic elections were not in place for previous presidential contests. The EOM deployed 12 experts and 13 long-term observers to the capital city of Dushanbe and five other cities. The Mission was headed by Mr. Onno van der Wind of the Netherlands. Mr. Kimmo Kiljunen, a parliamentarian from Finland, led the observation delegation from the OSCE Parliamentary Assembly, which was integrated into the EOM. On Election Day, the EOM deployed 123 short-term observers representing 31 OSCE participating States. OSCE observers visited approximately 500 of 3,042 polling stations throughout Tajikistan and observed the closing procedures and tabulations in 47 District Election Commissions. Helsinki Commission staff members were accredited as OSCE observers and visited 15 polling stations in the Dushanbe area, ranging from large urban stations to smaller semi-suburban stations and two military precincts. They witnessed the opening and closing of a polling station, as well as tabulation at the District Electoral Commission level. Commission staff witnessed some type of violation in approximately three quarters of the polling stations visited. The most common problem was the appearance of identical signatures on the voter registry, possibly indicating proxy voting. However, proxy voting was only witnessed in one station. Family voting was widespread. In the vast majority of precincts, ballot boxes were not adequately sealed, but there was no visible evidence of tampering. There were no observed instances of voters being denied the opportunity to cast a ballot, nor were any such complaints raised with Commission staff. Commission staff did encounter teams of observers accredited by the Commonwealth of Independent States (CIS), the Russian Federation, and the People’s Republic of China. None of these teams appeared to operate under any kind of election observation methodology, in clear contrast to OSCE observers. As in past elections, the CIS observers drew starkly different conclusions about the electoral conditions than the conclusions of the OSCE EOM. Of the irregularities observed throughout the day, none appeared to be deliberate attempts to skew the final tally in favor of, or against any particular candidate. The infractions appeared to stem from a lack of proper training, old Soviet habits, and/or a general lackadaisical attitude to what was largely seen as an exercise with a foregone conclusion. Still, the vote count monitored by Commission staff at polling station 10 in Dushanbe’s Second District raised questions about the motives of the precinct workers, who appeared determined not to allow a credible observation. Initially, Commission staff were not permitted to enter the station. Once inside, they were not allowed to come within 15 feet of the table where election officials were counting the ballots. In addition, election officials stood in such a way as to block observers from having any view of the tabulations. Precinct staff did not follow closing procedures – counting the blank ballots last rather than first; results were not entered into the protocol as they were established, but rather at the end of the entire count. Staff questions about these concerns directed to the Precinct Election Commission head were unsatisfactorily answered. The EOM preliminary report echoed these findings. Of the polling stations visited by OSCE observers, proxy voting was cited in 19 percent of the stations and identical signatures were observed in 49 percent of the stations. The report cited incidents of security officials interfering in the work of the observers. In addition, the report found that “counting procedures necessary to ensure integrity and transparency of the process were generally not followed.” The report did note some areas of progress, such as the peaceful nature of the voting; CCER training for electoral commissions; provision of free air time for candidates; voter education efforts; ballots in multiple languages; and the availability of polling stations abroad. However, the EOM report concluded that overall the election “did not fully test democratic electoral practices” because of a “lack of genuine choice and meaningful pluralism.” The findings went on to state that “the election was characterized by a marked absence of real competition. Parties that determined themselves as political opposition to the incumbent chose not to contest the election. Thus, voters were presented with a choice that was only nominal.” Other issues of concern were: significant shortcomings in the election legislation; lack of transparency by the CCER; a government-controlled media environment; and an unusually high signature threshold for candidate participation. Post-Election Tajikistan The outcome of Tajikistan’s presidential contest was never in doubt – the only question was whether President Rahmonov’s final tally would be in the 80th percentile (as in Kyrgyzstan last July) or the 90th percentile (typical for Turkmenistan and Uzbekistan, and recently equaled in Kazakhstan). By that standard, the 79 percent that Rahmonov received could be considered modest for Central Asia. Nevertheless, the international community was able to assess Tajikistan’s commitment to democratization through its conduct before and during the election. Overall, the campaign and election presented a mixed, but generally frustrating, picture – while the electoral code reform, the lack of Election Day violence, and the participation of multiple candidates was positive, the prevalence of irregularities and the intimidation or arrest of major opposition leaders call into question President Rahmonov’s commitment to democratic reform. Although there was little question he would win a fair contest, the deck was carefully stacked anyway. Problems with Tajikistan’s electoral conduct are not new, as the OSCE observed their 2000 and 2005 parliamentary elections and found significant violations in both. The conclusions of the 2000 observation mission stated that Tajikistan must do more to “meet the minimum democratic standards for equal, fair, free, secret, transparent and accountable elections.” Despite OSCE engagement in the pre-election period last year, the 2005 parliamentary elections remained problematic, with the OSCE mission stating they “failed to meet many key OSCE commitments and other international standards for democratic elections.” Against that background, the 2006 presidential election was disappointing for not having achieved more and deeper systemic reforms. President Rahmonov, now safely reelected, has consolidated his position. The next real test of his commitment to electoral reform will be the 2010 parliamentary election, specifically, whether independent opposition parties can operate and organize freely. Many observers believe that the electorate’s vivid memory of the civil war has created an appreciation for the stability he represents, despite the country’s democratic shortcomings. However, 60 percent of the population is reportedly under 35 years old and if serious democratic reforms are not entrenched, and the 2010 parliamentary election again falls short of international standards, the political gains achieved since the end of the war may be jeopardized. As Rakhmonov begins a new seven-year term of office, it is critical that reform efforts move forward. A good sense of his government’s direction could come early in his new administration, if problematic draft NGO or religion laws, are reintroduced, since previous versions fell short of OSCE commitments. In addition, continued governmental efforts to close or harass independent media outlets will also indicate whether old policies will hold sway during the new term of office. Conclusion The United States should continue to find ways to help this impoverished nation develop economically and democratically, lending assistance when appropriate, while continuing to hold Tajikistani authorities to the OSCE commitments they freely undertook. The United States would do well to continue to actively encourage those laboring for a stable and open society in this country that has the potential to be a key partner in battling regional threats to U.S. interests. In addition, the growth of democracy and respect for human rights would enable Washington and Dushanbe to deepen their engagement, while cementing the stability and progress achieved in Tajikistan.
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briefing
Democracy in Tajikistan: Preview of the Presidential Election
Thursday, October 26, 2006The briefing addressed the then upcoming presidential election, scheduled for November 6, which was predicted to demonstrate prospects for systemic democratization in Tajikistan. President Imomali Rakhmonov, running for re-election, has been in power since 1994 and could remain in office until 2020 if re-elected. International policy advisor Ronald J. McNamara was joined by Eric M. McGlinchey, Khamrokhon Zaripov, Dennis de Tray, and Anthony C. Bowyer in analyzing the extent of the Tajikistan government’s allowance for an opposition. While there were multiple candidates, the major opposition leaders experienced significant harassment from authorities and most decided not to run.
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Tajikistan
Small, impoverished Tajikistan, which suffered a disastrous civil war in the 1990s, now faces a potentially destabilizing return of thousands of its migrant workers from Russia in the wake of the COVID-19 crisis, as well as a worsening human rights record. Although as part of the settlement of the civil war, Tajikistan became the only country in the region with a registered Islamic political party, the government banned the party in 2015 and jailed many of its members on allegations of ties to terrorism. Countering terrorism has been used as a justification for repressive policies that restrict religious freedom, media freedom, and the space for civil society and human rights activists to function. In 2016, President Rahmon’s rubber-stamp parliament approved legislation allowing him to run for unlimited terms in office. The OSCE established the OSCE mission to Tajikistan in 1993; its mandate has been updated three times, and it is now called the OSCE Programme Office in Dushanbe. The OSCE had observed Tajikistan’s national elections since 2000 and found them not to be conducted in accordance with international standards; in 2020, the OSCE decided not to conduct a full observation of the parliamentary elections as previous recommended changes had not been implemented and the level of respect for fundamental freedoms had declined further.
The Helsinki Commission has closely followed developments in Tajikistan since its independence in 1991, and has held hearings on Tajikistan’s democratic development as well as on regional issues that affect it.
Staff Contact: Janice Helwig, senior policy advisor