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The Mediterranean Dimension Today: Seeds of Hope
Tuesday, January 18, 2005

By Chadwick R. Gore, CSCE Staff Advisor

Recent events across the Mediterranean region, previously unheralded and unappreciated by both governments and their citizens, are heartening signs of the growing interest in democracy and concomitant human rights at the highest levels of these societies.  Various meetings and seminars held in Egypt, Morocco, Jordan and elsewhere indicate the fading away of the previously long-held belief that democratic values and international human rights standards are “Western” values.  Participants have shown a growing acceptance that these values are universal, and that inculcating them into the non-democracies of the region ultimately will result in security and prosperity within and among these states. Similar democratic evolutionary steps occurred in Eastern Europe and the Soviet Union starting with glasnost and “new thinking.”

With time there has been the growing sense of the possible acceptance by some Middle Eastern governments and non-governmental organizations, especially academics, of a regional security system not unlike the Helsinki model. Commentary across the Middle East, Europe and the United States now suggests that the time is ripe for such a clear-cut progressive step for the good of the region and adjoining areas.  However, for any such process to be successful, it must be accepted by the regional actors as genuine and indigenous. Western involvement should collegial and not dogmatic.

The Mediterranean Dimension

The importance of Mediterranean concerns has been widely recognized from the outset of the Helsinki process. Issues relating to the Mediterranean were included in the negotiations that produced the 1975 Helsinki Final Act, resulting in a section of the Act on “Questions relating to Security and Cooperation in the Mediterranean.”  The so-called “non participating Mediterranean countries,” Algeria, Egypt, Israel, Lebanon, Libya, Morocco, Syria and Tunisia, participated on the margins in the 1973-1975 Conference on Security and Cooperation in Europe discussions regarding security in recognition of the relationship between security across Europe, the Soviet Union and in the Mediterranean region--including its southern shore.

The Mediterranean dimension of the OSCE was reformulated in the mid 90s as “Mediterranean Partners for Cooperation” to include Algeria, Egypt, Israel, Morocco and Tunisia. It should be noted that such “partner” status does not require commitment to Helsinki principles by these countries. In 1998, Jordan was accepted as a Mediterranean Partner, and Afghanistan, which many consider to lie within the broader Middle East region and which borders the Central Asian states of the OSCE, was accepted as a Partner in 2003.

In an effort to broaden and intensify this Mediterranean relationship, the OSCE, including the Parliamentary Assembly, has convened numerous seminars, conferences and forums emphasizing the issues of the Mediterranean and allowing full participation of representatives from Partner countries from the region. Additionally, a contact group exists within the OSCE to provide an ongoing opportunity for participating States and the six Mediterranean Partners to maintain dialogue on pertinent Mediterranean issues. Periodic meetings of the group are typically held at the ambassadorial level.

While this formal relationship between the OSCE and the Mediterranean Partners has been evolving, the looming question remains about the applicability of the Helsinki process to the Mediterranean region and beyond.  In other words, would such a multidimensional process work specifically within the region to reduce tensions and advance human rights and democracy? If so, how best should such a process evolve, especially considering the cultural determinants of the region?  Which countries should be involved in such a process?

Regional Efforts toward Acceptance of Democracy

Public expressions of the progress toward acceptance of these universal values within the non-European portion of the Mediterranean region have been best expressed throughout 2004 at the: OSCE Mediterranean Seminar held November 18-19, Sharm El Sheikh, Egypt; Priorities and Mechanisms of Reform in the Arab World Conference, Cairo, Egypt, July 5-7; First Civil Forum in Beirut, Lebanon, March 19-22; and, the Arab Reform Issues Conference, March 14, Alexandria, Egypt.

During the OSCE Mediterranean Seminar in Sharm El Sheikh, several participating States, including the United States, supported the proposal from the Algerian delegation that the OSCE provide election observers for the January 9, 2005, Palestinian elections. Subsequently, on November 27, the Palestinian Central Elections Commission formally invited the OSCE to observe the elections, citing, in part, the OSCE’s “wealth of experience in electoral observation.” While a full-fledged observation mission was not sent due to the crush of end-of-year activity, especially the Ukrainian elections, the OSCE Office for Democratic Institutions and Human Rights (ODIHR) was represented by a smaller election delegation. The Council of Europe and the European Union, as well as other international NGOs, also sent teams of observers. The Palestinian Authority (PA) has also requested OSCE Partner status. There is no consensus on this issue, with some participating States questioning whether the PA constitutes a state.

What is most notable about both of these requests is that they are from one of the West’s shrillest critics, the Palestinian Authority. To request a seat with other states endeavoring to adhere to OSCE commitments, and to submit an election to the critique of the OSCE, may indicate the acceptance by the PA of universal standards and the realization that these are not “Western” values being imposed on the organization’s participants.

The “Priorities and Mechanisms of Reform in the Arab World Conference,” sponsored by the Cairo Institute for Human Rights Studies (CIHRS), Egyptian Organization for Human Rights and Al Siyassa Al Dawlia Journal was arguably one of the most notable pro-democracy and reform meetings in the Arab sector of the Mediterranean region. The conference, convened in Cairo July 5-7, 2004, was attended by 100 participants from 15 Arab states who discussed international reform initiatives in the Arab world arising from the recent G-8, EU-US and NATO summits. They also evaluated the Alexandria Document produced at the March “Arab Reform Issues” meeting, and the “Second Independence” initiative produced earlier in Beirut. They also discussed and critiqued the pretexts under which Arab governments refuse reform, setting forth schemes for follow up and government accountability.  The Conference in addition discussed visions and priorities for political reform in eight Arab countries:  Egypt, Syria, Tunisia, Jordan, Bahrain, Saudi Arabia, Iraq and Algeria and gave particular attention to the Moroccan experience.

As important as these discussions were, the recognition by conference participants that while democratic and intellectual forces in the Arab world have constantly pushed for reform since 1967, the collective responsibility for the failure of such reform rests with the Arab governments was most important. This was made shockingly evident at the Arab League Summit in May.  There the majority of Arab governments outright rejected calls for reform while issuing a statement that linked reform with resolution of the Palestinian problem. Thus the attendees of the Cairo “Priorities” conference concluded that human rights would continue to be suppressed regardless of statements such as thiers, and that such statements by the Arab League and other joint-government declarations were only issued to placate the West.

Earlier, in response to the Broader Middle East and North Africa (BMENA) initiative of the United States, the First Civil Forum was organized by the CIHRS in Beirut, Lebanon, March 19-22, 2004, in cooperation with the Association for Defending Rights and Freedoms (ADL), Palestinian Human Rights Organization (Rights) and in coordination with the Euro-Mediterranean Human Rights Network (EMHRN) and International Federation for Human Rights (FIDH). Eighty-seven participants representing 52 NGOs from 13 Arab states issued “Second Independence: Towards an Initiative for Political Reform in the Arab World, The recommendations of the First Civil Forum Parallel to the Arab Summit.” This initiative contains sections with recommendations addressing: fundamental principles for reform; fundamental demands for reform; nationalities and minorities; renewing religious discourse; women’s rights; rights of migrant laborers and refugees; reform priorities in states in transition (which addresses Sudan and Iraq); the Palestinian issue; which charter for human rights and peoples in the Arab world is best to be considered (such as, among others, the Regional Security Charter for the Middle East developed by the Regional Security Charter Working Group); civil society and reforming the regional regime; and, new responsibilities for the human rights movement. This is a comprehensive anti-statist approach to reform across the Arab world, recognizing for the first time in a major document that the primary responsibility for such problems as economic stagnation, poverty and illiteracy, coupled with systemic human rights abuses, lie with each and every government in the region--NOT an outside boogeyman, i.e. the West.

Just a week earlier, the “Arab Reform Issues” conference was held in Alexandria, Egypt, March 12-14. Their final product is called the “Alexandria Document” which calls upon Arab governments’ reform in four areas: political reform including power sharing, respect for human rights, free media, independent political parties, and constitutional separation of powers; economic reform including privatization programs in banking and property rights, empowerment of women, and small business development; social reform that reevaluates values that have a negative effect on Arab life; and, cultural reform that uproots fanaticism from some religious curricula, mosque sermons and official and non-official media.

In the past, any one of these meetings would have been noteworthy.  But here three were convened in a nine-month period--Cairo, Beirut and Alexandria--each of which puts forth significant plans for reform in the future of the Arab world. These plans share common objectives, are built upon each other in some ways, and are basically arising from outside of governments.  These efforts are somewhat similar to the Helsinki Monitoring Groups of the 70s and 80s which called upon governments to adhere to their international obligations and monitored their compliance.

Helsinki Commission Initiatives

In November 1995, the Commission publicly explored questions concerning the region through a two-day seminar:  “The OSCE at Twenty: Its Relevance to Other Regions.” Periodic contacts with representatives of Mediterranean Partners at various OSCE meetings, such as Human Dimension Implementation Meetings, Ministerial Meetings and various seminars, indicated that any progress in the region along the Helsinki model, or any other “western” security framework, was inexorably tied to resolution of the Palestinian-Israeli conflict. Additionally, however, Arab representatives, most notably from Egypt and Morocco, expressed irritation at what they described as “conflicting signals” from the West, especially the United States. They viewed the simultaneous approaches across the region from different Western organs, i.e. NATO, the EU (through the Barcelona Process and the Euro-Mediterranean Partnership) and the OSCE as working at cross purposes by approaching the regional security issue with differing proposals and expectations.  The view from Cairo and other capitals was that since these approaches were neither coordinated nor consistent, none of them should be taken seriously--a view that unfortunately came to be shared across much of the region.

Most recently, the Helsinki Commission held a hearing June 15, 2004, addressing possible roles of the OSCE in the Middle East, and, more importantly, examining the applicability of the Helsinki model writ large in the region. Witnesses included Ambassador Max Kampelman, former Ambassador to the Conference on Security and Cooperation in Europe; Natan Sharansky, Israeli Minister of Diaspora Affairs; Dr. Peter Jones, Research Associate at the Munk Center for International Studies, University of Toronto, and project leader of the Middle East Security and Arms Control Project at the Stockholm International Peace Research Institute; and, Ambassador Craig Dunkerley (ret.), Distinguished Visiting Professor; and Professor Michael Yaffe, both of the Near East-South Asia Center for Strategic Studies, National Defense University.

The objectives of the hearing were to examine the wide range of ideas concerning the OSCE and the broader Middle East region and to seek ideas for processes whereby the states of the Middle East could create an indigenous Helsinki process, to include the human dimension.  This would be especially problematic as none of the regimes in the region currently have committed to the legal reforms necessary for such human rights commitments.  The hearing also considered what role the West should play, especially the United States.

Commission Chairman Rep. Christopher H. Smith (R-NJ) set the tone of the hearing by defining the Middle East as the region from Morocco in the west to Iran in the east, and from Sudan in the south to Turkey in the north, “trapped today in the polar opposite of the OSCE process.  Instead of democratic principles pushing democratic progress, state repression breeds resentment and poverty.”  He pointed out that leaders from Israel, Egypt and other countries in the region had testified before the Commission as early as 1995 on the need for a regional security system like the OSCE, and yet no progress toward such a system was in evidence.

Former Commissioner and current Minority Whip Steny Hoyer (D-MD) reminded all that the Commission first examined the possibility of a Helsinki-type process for the Middle East in an October 14th, 1993, hearing. Since, commissioners have continued to raise this possibility with Middle East leaders, believing such a process was relevant then, and is perhaps even more so now. Mr. Hoyer proposed that the very substantial gulf that existed between the Soviet Union and the West when the Helsinki process began and the existing gulf between many of the countries in the Middle East are analogous.

Hoyer explained that as the West and East were, in 1975, bitterly divided, they came together and agreed on certain principles.  Some, perhaps, agreed on them rhetorically, while some agreed philosophically.  In any event, the agreement had great power and that could apply in the Middle East. Notwithstanding the deep differences that existed then, the process established a regional forum for discussion of certain principles which may not be universally followed, but are now universally accepted. “Clearly, the governments and the peoples of the Middle East must embrace for themselves such a process in order to achieve lasting peace, stability and prosperity,” he said.

Ranking House Commissioner Benjamin Cardin (D-MD) noted the uniqueness of the OSCE working through voluntary compliance to commitments by the participating States, not treaty obligations. He also said in some respects the OSCE is stronger than other multilateral organizations due to the use of consensus which requires active diplomacy for results. Originally Cardin strongly supported the effort to expand the OSCE process in the Middle East, specifically a CSCME (Commission for Security and Cooperation in the Middle East). Over the years when he has raised this with leaders in the region, they have supported such a process for the Middle East, without any reservation at all. They have seen this as the right way to try to resolve regional conflicts by creating a forum in which to discuss differences in an open manner where every state is given equal respect in dealing with the issues.

However, Mr. Cardin’s position has changed, accepting Ambassador Kampelman’s proposal to expand the existing organization to include the Middle East diaspora: since there exists the OSCE, and it could take decades, perhaps, for the different states in the region to develop their own commitments, why not just expand the OSCE with stronger participation from the countries in the Middle East? He noted that the OSCE is looking at ways too expand its Mediterranean partners within the OSCE, using the partnership structure as a framework to deal with regional issues.

Ambassador Kampelman proposed the extension of the existing 55-nation OSCE to include the current Mediterranean Partners, noting that the Helsinki Final Act included several references to Mediterranean states, dealing specifically with the “geographical, historical, cultural, economic, and political relationship between Europe and the Mediterranean.”  He stressed the value of providing Middle Eastern countries with a standard for human rights and democracy through becoming OSCE participating States and voluntarily accepting the considerable body of related Helsinki commitments.

Minister Sharansky also supported extending the OSCE to the Middle East, arguing an analogous comparison between the lack of human rights in the region today and the repression of the Soviet regime during the Cold War.  Sharansky argued that just as the Helsinki process in the Cold War used the spotlight of world opinion to expose Soviet human rights violations and their treatment of political dissidents, a similar approach to human rights abuses in the Middle East which would be focused on specific dissidents and prisoners, as well as the linkage of military and economic aid to human rights issues, would work through the OSCE.

Dr. Peter Jones contended that while the OSCE represents an appropriate model for a Middle Eastern regional security organization, he disagreed with Kampelman and Sharansky.  He argued that the OSCE should not be extended or replicated in the Middle East because the people and governments of the region need to have a significant stake in the establishment of a regional organization, and that stake would not exist in an organization brought in from abroad.  Jones emphasized the need to discuss the meaning of “democracy” and “secularism” given the regional cultural, historical, and political context, suggesting that if such discussions were ongoing, they could eventually result in some form of regional charter laying out the basic “norms of conduct” for governments and civil society in the region.

Ambassador Dunkerley and Dr. Yaffe testified in the same vein as Dr. Jones, each emphasizing different points.  Dunkerley stressed that since organizations imposed from outside the region, or perceived to come from outside the region, would fail, reform must be perceived to be genuinely owned by the people of the Middle East.  Reform in the region, he said, is a long-term prospect and that it would involve both regional and bi-lateral relations.  He also emphasized, as Dr. Jones had, that developments in Iraq and the Palestinian issue would play an important role in the establishment of a regional security organization.

Yaffe shared some of the insights he had gained from his previous work on regional security in the Middle East.  Yaffe argued against a broad regional organization because not all of the countries in the region are focused on the same issues.  In particular, he said, a pan-regional approach would mean that the Israeli-Palestinian issue would dominate the new organization’s agenda, perhaps at the expense of progress on less polemical issues.

Besides a sub-regional approach, Dr. Yaffe also urged that bilateral programs tailored to support civil society and democracy in individual countries served as perhaps the best means to advance reform.  Finally, he suggested, as Jones and Dunkerley had, that “Middle East ownership” of the security and development process was extremely important.  The success of that process also depended, he added, on a comprehensive approach to other regional problems, such as the Israeli-Palestinian issue.

In conclusion, Chairman Smith voiced concern about possible isolation of Israel within a strictly Middle Eastern organization.  Dr. Jones responded that Israel might be rhetorically isolated in a regional security system, but in terms of actual security concerns, would not.  Dunkerley added that if the Middle East were simply added to the OSCE in order to prevent Israel’s isolation, the Israeli-Palestinian question would bog down progress on other issues central to the work of the current OSCE, especially given the consensus rule.  Yaffe seconded those thoughts and emphasized that progress throughout the region depends on the ebb and flow of the peace process.

An October 23, 2003, Commission briefing “Democracy and Human Rights in the Mediterranean Partner States of the OSCE: Algeria, Egypt, Israel, Jordan, Morocco and Tunisia” with presentations by experts from the Committee to Protect Journalists, Amnesty International and Human Rights Watch set the tone for future Commission efforts in the region. Expert panelists participating in the briefing were: Frank Smyth, Washington Representative for the Committee to Protect Journalists; Karen Hanrahan, Director of Advocacy for Middle East and North Africa, Amnesty International USA; and, Joe Stork, Washington Director for the Middle East and North Africa division of Human Rights Watch.

Unfortunately the general outcome of the briefing was rather negative. Torture and ill treatment of detainees were described as serious problems within the Mediterranean Partners, as well as arbitrary detentions, lack of due process, and limits on religious practice. Such restrictions have been exacerbated in the name of anti-terror initiatives since the attacks of September 11. It was reported that unrest in the Mediterranean region, as well as repression, had given rise to an increase in human rights violations, with torture in varying degrees remaining a problem in all six countries. Journalists attempting to work in the region faced difficulties as well with several in jail.

The briefing pointed out the stark reality that Mediterranean Partners are not  participating States of the OSCE and have not accepted the OSCE commitments. This picture had several present wondering if there could ever be a Helsinki process with governments so far from accepting basic human rights criteria.

The Broader Middle East and North Africa (BMENA) initiative

Coincidentally, two weeks after the Commission briefing on the Mediterranean Partner States, President Bush delivered what many consider a clarion call for reform in the Middle East in his November 6, 2003 speech on the 20th anniversary of the National Endowment for Democracy. Rejecting the common western cultural condescension of many who believe that democracy and representative government cannot succeed in Islamic Arab States, the President pointed out that champions of democracy in the region understand that while democracy is not perfect nor a path to utopia, it is the only path to national success and dignity.  After delineating the details of successful democracies, President Bush announced the United States had adopted a new policy, a forward strategy of freedom in the Middle East. This Greater Middle East Initiative, which has become the Broader Middle East and North Africa Initiative (BMENA) was at first viewed skeptically by the region and much of Europe. The initial practical application of the BMENA was to be the Forum for the Future which first met in December, 2004.

European and OSCE Initiatives

The European Union’s European Neighborhood Policy (ENP), announced on November 10, 2004, invites adjacent states of the EU to share peace, stability and prosperity, with the aim of creating a secure ring of friendly States around the borders of the newly enlarged EU.  Specifically, for the Mediterranean neighbors the ENP is to build on the 10-year experience of the Barcelona process, thereby continuing to emphasize economic integration and deepening political cooperation.

Europeans have also accepted the June, 2004, G-8 summit declaration titled “Partnership for Progress and a Common Future with the Region of the Broader Middle East and North Africa” regarding the BMENA with commitments to pursue political, economic and social reform in the BMENA. The EU will support it on a dual track with the ENP.  The G-8 Forum for the Future, held in Rabat, Morocco, December 10-11, at the ministerial level, is the first step in the development of the BMENA.

Previously, in October 2003, the Regional Security Charter Working Group met in Copenhagen to discuss a Draft Regional Security Charter for the Middle East. This experts group has convened periodically for several years under the direction of Dr. Peter Jones.  The Middle East is defined for purposes of this Charter as the States of the Arab League; the Islamic Republic of Iran; the State of Israel; and Turkey.  The Charter is an evolving document which is being developed on a Track 2, i.e. non-governmental, level for eventual consideration by the states involved.

The OSCE Parliamentary Assembly on October 1, 2004, and the OSCE on November 18-19 held Mediterranean Seminars in Rhodes, Greece and Sharm El Shiekh, Egypt, respectively.

The October 1 Parliamentary Forum, led by OSCE PA President and U.S. Helsinki Commissioner Rep. Alcee Hastings (D-FL),  focused primarily on combating terrorism in the Mediterranean, although economic security, trade and co-operation in the region were discussed by some speakers. Speakers included: Special Representative for the Mediterranean and recent-past OSCE PA President Bruce George, M.P.; OSCE Secretary General Jan Kubis, and Chairman of the OSCE Mediterranean Contact Group Janez Lenarcic.  Particularly poignant remarks were delivered by Dr. Thanos P. Dokos, Director of Studies at the Hellenic Foundation for European and Foreign Policy, Athens, and Mr. Sotiris Roussos, Lecturer, Institute of International Relations, Panteion University of Athens.  Both discussed the role of Islam in the region, Dokos from the historic perspective, Roussos the economic. In both cases cause for concern about radical Islam was shown to be well founded, yet Islamic States were shown, in the long term, to be necessary and acceptable.  And yes, each believed, democracy was the road these states need to follow in the future.  While some important points were presented, the seminar would have benefited by the broader participation of representatives of Mediterranean Partners.

The well-attended Sharm El Shiekh seminar produced some very positive results for the future. There was a welcome addition of members of the civil society, including a senior Egyptian general and a female parliamentarian.

As previously mentioned, Algeria suggested that the OSCE observe the January 9 Palestinian elections, a move that immediately gained widespread support. Not only would this help to insure a free election but could show the region how an organization like the OSCE might be a positive security structure.  Along the same vein, Ambassador Craig Dunkerley proposed linking OSCE conflict prevention and human dimension resources with regional institutions that are beginning to explore the development of civil society--such as the Cairo Institute for Human Rights Studies (CIHRS), Egyptian Organization for Human Rights, Association for Defending Rights and Freedoms (ADL), Palestinian Human Rights Organization (Rights)--reinforcing local efforts rather than superimposing European institutions.

Most of the discussions concerned threats to security, confidence and security-building measures (CSBM) and migration.

A key address from Mohamed Kadry Said of the Al-Ahram Center for Political and Strategic Studies, Cairo, laid out the current situation and where the region needs to head for security.  After describing the deterioration of mutual security in the region as the fault of both the northern and southern shores of the Mediterranean, he called for the Mediterranean Partners to redefine cooperation, threats and the Mediterranean, rejecting unilateral action in the meantime.  His emphasis on cooperation in the region, and the need for expanding the region’s security space to include Afghanistan and possibly beyond laid a basis to consider security architecture for the area.  He also described an evolving Arab-Islamic-Western-Global anti-terrorism perspective, which could be part of the basis for such architecture.

Conclusion

For more than a decade, the lack of and need for a regional security structure in the Middle East has been examined and discussed, primarily outside the region yet focused inward to the Arab states. Momentum toward such a framework seems to be gaining strength, both in the West through NATO, the G-8, EU, and OSCE and through the actions of certain governments willing to fund and act upon such initiatives.  Notably, regional civil society actors are engaged in Track 2, and regional governments are slowly being included in such discussions.

Regarding BMENA and ENP, however, there may be room for concern.  This duality of mutual effort between the United States and the European Union potentially presents a cross-Atlantic confrontation, and not unlike the confusion of multiple regional approaches from the West in the past as cited by the representatives of Mediterranean Partners.  Since the goals of the BMENA are to bring about regional political and economic reformation versus the intent of the ENP, which is to build accommodation with existing regimes for economic and political stability, the two approaches are in conflict.  The Europeans and the Americans need to agree to some common standards regarding regional stability while encouraging political change.  At the same time, the governments of the region will need to strive to be flexible and perceptive enough for both initiatives.  The alternatives to such cooperation are either for little or no progress to be made, or for the competition in the region between the United States and the EU to become the Great Game of the 21st century.

It is clear that there is much ongoing effort on which to build.  However, two points must be made concerning the situation today.  First, the West must be aware of the potential conflict between BMENA and ENP.  Second, regional governments must become the primary actors in their own interest.

When discussions concerning the broader Middle East region take place in forums such as the OSCE, every effort must be made to significantly expand the number and role of speakers and attendees from the region. The day of talking at, instead of listening to, is passé.

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    This report results from an investigation directed by the Commission on Security and Cooperation in Europe into the attempted defection of Miroslav Medvid and other similar incidents of involuntary repatriation of Soviet and Soviet-bloc nationals, with recommendations for any appropriate changes in US law. This investigation began in July 1986, with research into available public source background material. By September 1986, fieldwork commenced, consisting primarily of witness interviews, records reviews, and search for other evidentiary materials. More than 200 interviews and 100 informal contacts were conducted by CSCE investigators. A few investigative initiatives were hampered by foreign government and Executive Branch decisions to deny access to certain witnesses and records. However, the effect of the omissions was minimized by the preponderance of other available evidence on the issues. This report presents a narrative story of The Medvid Incident, followed by the factual and legal issues raised by the events (Part I). The second section examines other incidents of repatriation cases, including case studies and analyses, and a statistical examination of deserting crewmen and apprehensions.

  • The Miroslav Medvid Incident - Findings, Conclusions and Recommendations (Part 1)

    This report results from an investigation directed by the Commission on Security and Cooperation in Europe into the attempted defection of Miroslav Medvid and other similar incidents of involuntary repatriation of Soviet and Soviet-bloc nationals, with recommendations for any appropriate changes in US law. This investigation began in July 1986, with research into available public source background material. By September 1986, fieldwork commenced, consisting primarily of witness interviews, records reviews, and search for other evidentiary materials. More than 200 interviews and 100 informal contacts were conducted by CSCE investigators. A few investigative initiatives were hampered by foreign government and Executive Branch decisions to deny access to certain witnesses and records. However, the effect of the omissions was minimized by the preponderance of other available evidence on the issues. This report presents a narrative story of The Medvid Incident, followed by the factual and legal issues raised by the events (Part I). The second section examines other incidents of repatriation cases, including case studies and analyses, and a statistical examination of deserting crewmen and apprehensions.

  • The Vienna Review Meeting of the CSCE - Compilation of Speeches (Jan-Apr 1987)

    On November 4, 1986, the 35 signatory nations to the Helsinki  Final  Act convened in Vienna for the third follow-up meeting of the Conference on Security and Cooperation in Europe. During the six weeks that followed the opening of the Conference, there was a thorough exchange of views on the implementation of the provisions of the Helsinki Final Act and the Madrid Concluding Document, along with discussion about the next phases of review of the Helsinki process. The United States delegation to the Vienna Review Meeting made significant contributions in detailing the human rights abuses of the Soviet Union and the Eastern Bloc countries in their many speeches in both the plenary sessions and in various subsidiary working groups.

  • Documents of the Helsinki Monitoring Groups in the U.S.S.R. and Lithuania (1976-1986), Vol. 3 - Ukraine

    November 9, 1986, marked the 10th anniversary of the largest and, in terms of prison sentences, the most repressed of the Soviet Helsinki Groups--the Ukrainian Helsinki Group. Founded by Ukrainian writer and World War II veteran Mykola Rudenko, the group produced extensive documentation on violations of the Helsinki Accords in Ukraine, such as persecution of individual dissent, suppression of the Ukrainian language and culture, and religious persecution. The Soviet Government was determined to deny this group any public voice. Of the 38 members of the Ukrainian Helsinki Group, all but one have been imprisoned at one time or another. Fourteen Ukrainian Helsinki Monitors and one Estonian human rights activist who joined the group while in a labor camp, are currently serving lengthly sentences. Since May 1984, three members have died in camps. All three men had been ill and denied adequate medical care. Oleksa Tykhy, Yuriy Lytvyn and Vasyl Stus all died for their beliefs. Prior to his death, Stus had written "Moscow has given the camp authorities complete power, and anyone harboring the illusion that our relations with /the camp authorities/ are regulated by some sort of law is sadly mistaken." His words were tragically prophetic. We are concerned that the same fate awaits others, including Lev Lukianenko, Mykola Horbal, Ivan Kandyba, Vasyl Ovsienko and Vitaly Kalynychenko. It is vital that we remember the courageous members of the Ukrainian Monitoring Group and their eloquent call for compliance with the ideals of Helsinki. In fact, the Congress recently passed a resolution commemorating the anniversary of the founding of the Ukrainian Helsinki group and honoring the members of all the Soviet Helsinki Monitoring Groups. At the ongoing Vienna CSCE Follow-up Meeting, the United States and other Western delegations are speaking out on behalf of the imprisoned members of the Ukrainian and other Helsinki Groups. We hope that the documents contained in this volume will help to ensure that the Ukrainian Group and its message are not forgotten.

  • Report: Vienna Review Meeting of the CSCE - Phase I

    At the initial session of the third CSCE follow-up meeting held in Vienna from November 4 to December 20, 1986, the Soviet Union and a number of its Warsaw Pact allies came under the most concentrated and concerted attack for human rights abuses since the beginning of the Helsinki process in 1975. In some ways the barrage of criticism directed at the East during the implementation phase of the Vienna Conference was more remarkable for the fact that the Soviet Union for the first time offered a series of gestures, promises and public relations maneuvers specifically designed to soften or mute negative Western assessments of its performance. Partly out of underlying distrust for Soviet motives and partly because of Soviet bumbling or callousness in the death of imprisoned Helsinki Monitor Anatoly Marchenko and the agonizingly delayed departure of cancer patient Rimma Bravve, Western as well as neutral and nonaligned (NNa) participants joined together to mount an unprecedented indictment of Soviet and East European violations of the human rights provisions of the Helsinki Final Act. As a result, the calculated Soviet effort under General Secretary Gorbachev to project a new, more open and humane image remained at best open to doubt and at worst suffered a serious loss in credibility.

  • The Vienna Review Meeting of the CSCE - Compilation of Speeches, Nov-Dec 1986

    On November 4, 1986, the 35 signatory nations to the Helsinki  Final  Act convened in Vienna for the third follow-up meeting of the Conference on Security and Cooperation in Europe. During the six weeks that followed the opening of the Conference, there was a thorough exchange of views on the implementation of the provisions of the Helsinki Final Act and the Madrid Concluding Document, along with discussion about the next phases of review of the Helsinki process. The United States delegation to the Vienna Review Meeting made significant contributions in detailing the human rights abuses of the Soviet Union and the Eastern Bloc countries in their many speeches in both the plenary sessions and in various subsidiary working groups.  

  • List of Organizations Involved in Exchange Programs with the Soviet Union and Eastern Europe

    The Commission developed this report to help in­terested persons and organizations participate in exchange pro­grams with the Soviet Union and the countries of Eastern Europe: Poland, East Germany, Czechoslovakia, Hungary, Romania, and Bulgaria. It lists organizations which conduct exchange programs and other contacts with these countries. The parties to the Final Act of the Conference on Security and Cooperation in Europe declared their intention to expand cooperation in security, economic, humanitarian, information, culture, and education affairs and to respect and put into practice certain basic principles, including those of human rights. The Final Act was signed in Helsinki on August 1, 1975, by 35 heads of state or govern­ment, including the United States, Canada, and every state in Europe except Albania. The Commission on Security and Cooperation in Europe (Helsin­ki Commission) was created as an independent government agency in 1976 to monitor compliance with the Final Act and to encourage U.S. governmental and private programs to expand East-West eco­nomic and cultural cooperation and exchange of people and ideas. In the Final Act, the signatories express the view that cultural exchanges and development of relations in education and science contribute to the strengthening of peace, better mutual under­ standing, and enrichment of the human personality. In the Com­ mission's view, exchange programs with the Soviet bloc countries break down barriers and lessen distrust. They help Americans learn about the views and goals of these societies. Such programs help expose the peoples of these countries to the values and goals of our pluralistic society. Critical to such programs is that Americans are given the opportunity to tell the Soviets and their allies on a personal level about their concern for human rights and fundamental freedoms.

  • Stockholm Meeting of the Conference on Confidence and Security Building Measures and Disarmament in Europe (CDE)

    In this hearing, which Rep. Steny H. Hoyer presided over, took place on the heels of the Stockholm Meeting of the Conference on Confidence and Security Building Measures and Disarmament in Europe (CDE). Concerning the conference, Chairman D’Amato stated, “This package of confidence- and security-building measures is designed to bring about greater openness with respect to European security and reduce the risk of war.” One of the main aspects of this “package” was the first inclusion of provisions for onsite inspection in an East-West agreement. The conference had large implications for the Helsinki process. For instance, one named concern was that security could overshadow human rights. The witness (Ambassador Barry) did say, though, that the conference could, if properly implemented, reduce the risk of war in Europe, contribute to greater security and openness, and lead to improved East-West relations. 

  • Vienna Follow-Up Meeting of the CSCE

    This hearing focused on the Vienna Meeting and narratives in previous meetings in Belgrade and Madrid. These meetings centered on the U.S.S.R.’s persistent publicity about the true nature of the Soviet system, in particular regarding the role it played in the reversal of the Soviet image in Western Europe in the early 1980's. Due to Soviet improper compliance with OSCE rules and statues, such as detaining Helsinki monitors, the Vienna Meeting focused on strengthening the relevance and effectiveness of the Helsinki process to improve efficacy on progress.

  • The Miroslav Medvid Incident

    On October 24, 1985, Soviet Seaman Miroslav Medvid jumped from the Marshal Konev (a Soviet grain freighter) while it was docked in New Orleans, LA, and reportedly attempted to request political asylum in the United States. He was interviewed by U.S. Border Patrol agents on that same night and then ordered returned to his ship. U.S. officials from the INS and State Department subsequently boarded the ship, obtained an agreement from Soviet officials that Medvid would be re-interviewed concerning his desire for political asylum, and proceeded to question him over a period of 2 days. Mr. Medvid consistently held that he did not want political asylum during this second interview process, and was finally returned to his ship on October 29, 1985.  The Medvid case has raised many questions concerning the manner in which U.S. Government officials handled the incident and concerning U.S. asylum policy toward Communist-bloc nations in general. The Senate Subcommittee on Immigration and Refugee Policy held a series of hearings and conducted a staff investigation on the matter. This report addresses the facts developed through that hearing and investigation process. This report is divided into 6 sections: (1) a brief summary of the events from the time of Medvid's desertion to his final return to the Soviet ship; (2) a summary of the hearings that the immigration subcommittee held on November 5, 1985, November 7, 1985, February 5, 1986, and March 7, 1986; (3) a review and discussion of the major issues and points of controversy concerning the incident; (4) a description of the roles played by the individuals who had the most contact with Medvid, and their perspectives on the case; (5) a review of the adequacy. of present INS asylum procedures; and (6) conclusions drawn by the subcommittee based on the hearing and investigation process.

  • Transcript: Bern Human Contacts Experts Meeting, March 18 and June 18, 1986

    The Commission met, pursuant to notice, in room 428-A, of the Russell Senate Office Building, at 10 a.m., Senator Alfonse M. D'Amato (chairman) and Representative Steny H. Hoyer (co-chairman) presiding. In attendance: Commissioners and Senators Gordon J. Humphrey and Dennis DeConcini; and Commissioner and Representative Don Ritter. Also in attendance: Michael R. Hathaway, staff director, and Mary Sue Hafner, general counsel of the Commission. This hearing took place before the Human Contacts Experts Meeting which was held in Bern, Switzerland beginning on April 15, 1986. Ambassador Michael Novak was head of the U.S. delegation to the Human Contacts Experts Meeting and testified in this hearing regarding U.S. goals for the meeting.

  • Soviet Violations of the Helsinki Accords in Afghanistan

    The Helsinki Commission held its second hearing on Soviet aggression in Afghanistan six years after Soviet invasion in 1979. The witnesses shed light on the deliberate destruction of the people, culture, and way of life in Afghanistan for the Commissioners present, and considered ways to move forward.

  • Transcripts: Restrictions on Artistic Freedoms in the Soviet Union, October 29, 1985; and the Budapest Cultural Forum, December 11, 1985

    * Public Hearing on Restrictions on Artistic Freedom in the Soviet Union The Commission met, pursuant to notice, in room 210, Cannon House Office Building, at 10 a.m., Senator Alfonse M. D'Amato, chairman, and Representative Steny H. Hoyer, cochairman, presiding. In attendance: Commissioners and Senators John Heinz, Gordon J. Humphrey, and Dennis DeConcini; Commissioners and Representatives Dante B. Fascell, Don Ritter, and Christopher H. Smith. Also in attendance: Michael R. Hathaway, staff director, and Mary Sue Hafner, general counsel of the Commission. This hearing concerned restrictions on creative freedom in the Soviet Union.   Public Hearing on the Budapest Cultural Forum The Commission met, pursuant to notice, in room 538, of the Dirksen Senate Office Building, at 11 a.m., Senator Alfonse M. D'Amato, chairman, and Representative Steny H. Hoyer, cochairman, presiding. In attendance: Senator Malcolm Wallop, Commissioner. Also in attendance: Michael R. Hathaway, staff director, and Mary Sue Hafner, general counsel of the Commission. In this hearing, the Helsinki Commission heard testimony on the most recent international meeting in the Helsinki process, the Budapest Cultural Forum.

  • Baltic Tribunal Against the Soviet Union

    On July 25 and 26, 1985, the Baltic World Conference, representing the three central Baltic organizations in the free world - the Estonian World Council, the World Federation of Free Latvians and the Supreme Committee for Liberation of Lithuania - held a Tribunal against the government of the Union of Soviet Socialist Republics. The purpose of the Tribunal was threefold: to bring to the attention of the world the illegal Soviet occupation of the once free and independent Republics of Estonia, Latvia and Lithuania; to document the atrocities and genocide committed against the Baltic people; and to condemn the Soviet Union for these acts against humanity. As evidenced by the materials presented in this publication, the objectives were accomplished beyond any reasonable doubt. A panel of internationally known authorities in the field of human rights served as judges: Per Ahlmark, the Rev. Michael Bourdeaux, Jean-Marie Daillet, Sir James Fawcett and Dr. Theodor Veiter, who as Chairman presided over the proceedings. After listening to the testimony of sixteen witnesses, the jurists assembled and weighed the evidence and at the conclusion of the Baltic Tribunal issued their verdict: The Copenhagen Manifesto. This publication is the result of numerous requests made by public officials, libraries, journalists, private citizens and others, for the information and testimonies given at the Tribunal. We have included in this publication the indictment, background information, the testimonies of the witnesses, and the Copenhagen Manifesto as well as brief biographies of the jurists and witnesses. It is our hope that this publication will serve not only as an historical document, but also as a source of information to all who are interested in the realization of human rights and freedom for all people.

  • THE OTTAWA HUMAN RIGHTS EXPERTS MEETING AND THE FUTURE OF THE HELSINKI PROCESS

    The commissioners gave testimony on the importance of the 35-nation conference which addressed "respect for human rights and fundamental freedoms, including the freedom of thought, conscience, religion or belief," The discussion centered on inconsistencies between the rhetoric of the United States on the subject of human rights and its actions.  The focus of human rights covered the Soviet Union, Eastern Europe, and also Afghanistan. In response to human rights violations- recognizing the framework provided by the Helsinki accords- the witnesses discussed constructive measures to concentrate on human rights violations that could be corrected with relative ease and without effecting systemic change within the Soviet Union or the other states in the Soviet sphere.

  • GAO Report: Helsinki Commission: The First 8 Years

    This report, which describes and evaluates the work of the Commission on Security and Cooperation in Europe, is in response to Chairman Fascell's request.  The report's conclusions: We believe that the Commission on Security and Cooperation in Europe has helped, through its hearings and reports, to focus public attention and to inform public opinion and has made itself a principal Western source of information on Soviet and East European violations of the Final Act; helped resolve numerous family reunification cases for Eastern victims of Communist repression; played a key role in planning and conducting U.S. Helsinki diplomacy.; and effectively promoted a strong U.S. human rights policy in the East-West dialogue about cooperation, detente, and international security. The Commission has put considerably less emphasis on implementing its second mandate--to monitor and encourage governmental and private programs aimed at expanding East-West economic and cultural cooperation. The Commission's unusual organizational arrangement has worked well, although there were some initial difficulties, and as some observers have pointed out, more orthodox arrangements could also have worked well. Commission-participation in the international conferences has enhanced its ability to carry out its mandate to monitor and report on implementation of the Helsinki accords, and it has increased the ability of the Commission's congressional members to influence U.S. policy in the Helsinki process. Yet it has invited criticism on constitutional grounds relating to the separation of powers because it has, in practice, given executive functions to staff personnel who report to members of Congress. No one we consulted has suggested that this arrangement should be changed with respect to the Helsinki Commission. Some, however, have cautioned against suggestions that such an arrangement might be applied to other areas of U.S. foreign relations.

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