Report on Human Rights and the Process of NATO EnlargementSunday, June 01, 1997
The Commission held a series of three public hearings on Human Rights and the Process of NATO Enlargement in anticipation of the summit of Heads of State and Governments of Member States of the North Atlantic Treaty Organization to be held in Madrid, Spain, on July 8 and 9, 1997. The emergence of new democracies in Central and Eastern Europe and the demise of the Warsaw Pact created a security vacuum in the territory between the current eastern frontier of NATO and the Russian border. The first attempt to address the new security realities in the region occurred at the end of 1991 with the establishment of NATOs North Atlantic Cooperation Council (NACC) as a forum for the evolution of a new relationship based on constructive dialogue and cooperation. In early 1994, the Partnership for Peace (PfP) was launched with the aim of providing a practical program to transform the relationship between NATO and states participating in PfP, moving beyond dialogue and cooperation to forge a genuine security partnership. (All 27 states of the Partnership for Peace (PfP) are OSCE participating States.) Simultaneously, NATO began to consider the possibility of enlarging the Alliance. The result was the 1995 Study on NATO Enlargement which addressed practical steps and requirements candidates for membership would have to satisfy. In December 1996, NATO foreign ministers called for a NATO summit at which one or more countries that wanted to join NATO would be invited to begin accession negotiations. The U.S. Congress was instrumental in stimulating the debate through several legislative initiatives. The NATO Participation Act of 1994 (PL 103-447) provided a reasonable framework for addressing concerns about NATO enlargement, consistent with U.S. interests in ensuring stability in Europe. The law lists a variety of criteria, such as respect for democratic principles and human rights enshrined in the Helsinki Final Act, against which to evaluate the suitability of prospective candidates for NATO membership. The Act stipulates that participants in the PfP should be invited to become full NATO members if they... remain committed to protecting the rights of all their citizens.... Under section 203, a program of assistance was established to provide designated emerging democracies with the tools necessary to facilitate their transition to full NATO membership. The NATO Enlargement Facilitation Act of 1996 (PL 104-208) included an unqualified statement that the protection and promotion of fundamental freedoms and human rights are integral aspects of genuine security. The law also makes clear that the human rights records of emerging democracies in Central and Eastern Europe interested in joining NATO should be evaluated in light of the obligations and commitments of these countries under the U.N. Charter, the Universal Declaration of Human Rights, and the Helsinki Final Act.
The Present Situation in AlbaniaFriday, May 23, 1997
This briefing, moderated by the Honorable Eliot Engel, Co-Chairman of the Albanian Issues Caucus, examined the international response to the crisis in Albania since the collapse of the pyramid schemes in the beginning of the year, which led to protests, rebellion, and political stalemate. The need for free and fair elections was emphasized in light of a political impasse over the holding of elections in June. Witnesses testifying at the briefing – including Julius Varallyay, Principle Country Officer for East Central Europe for the World Bank, Stefano Stefanini from the Italian Embassy, and Avni Mustafaj, former Director of Open Society Foundation for Albania – discussed the previous efforts that had been made to encourage political reforms and steps that needed to be taken in the future. The need for a comprehensive donor assistance program to complement international assistance was specifically address, as was the political reform on which this program would depend.
U.S. Statements on the Human Dimension, 1996 OSCE Vienna Review Conference and Lisbon SummitFriday, November 01, 1996
This compendium of statements illustrates the U.S. perspective that one of the key and distinguishing features of the OSCE is the interlocking framework of critical, politically binding commitments which provide a common set of principles to which all participating States can aspire. The OSCE draws its real strength and practical flexibility from participating states' commitments to the values of the original Helsinki Act, rather than from a legalized, treaty-based institutional structure. A fundamental strength of the OSCE is the review process, which provides a regular opportunity to assess a participating states' efforts to further the realization of the Helsinki Accords within its own borders, and in its relations with other OSCE states. The OSCE is increasingly a pillar of European security. By facilitating honest implementation review the OSCE can strengthen security links based on common values.
Russian Media in Light of Upcoming ElectionsTuesday, May 14, 1996
This briefing examined the Russian media in light of the upcoming elections and also with reference towards Russia's obligations to permit and protect the free media in Russia in accordance to the Helsinki Final Act. The true state of the press in Russia and whether the Yeltsin regime is complying or even trying to comply with its internationally recognized obligations were topics of discussion. Witnesses testifying at the briefing – including Elena Masyuk, Reporter for NTV and Catherine Fitzpatrick, Program Coordinator of the Committee to Protect Journalists – illuminated the issues that journalists and the media in general had encountered in recent years, including government sponsored threats and deprivation of accreditation. The Committee to Protect Journalists, in particular, voiced its concerns about the restrictive and even deadly conditions in the Russian republic of Chechnya.
Summary of the OSCE Rule of Law SeminarFriday, December 01, 1995
From November 28 to December 1, 1995, the participating States of the Organization for Security and Cooperation in Europe (OSCE) convened a seminar on the rule of law. The meeting was organized by the Warsaw-based OSCE Office for Democratic Institutions and Human Rights (ODIHR). Thirty-eight of the 53 fully participating States attended, along with representatives from two Non-Participating Mediterranean States, six international organizations, and 25 non-governmental organizations. Over the course of two days, a number of emerging democracies described the constitutions and other legislative provisions that had been adopted in their countries to provide for the rule of law, at least on paper. Western participants, for their part, generally spoke of the specific and concrete challenges faced in their countries in actually implementing safeguards for the rule of law. In general, the participation of East-Central European and former Soviet countries—most of which attended this meeting—was more active than at the 1991 Oslo meeting, and Western participants, for their part, avoided the West-West bickering that marred the earlier seminar. At the end of the meeting, the rapporteurs produced summaries of the discussions.
U.S. Assistance to Central and Eastern Europe and the NIS: An AssessmentFriday, February 17, 1995
This briefing discussed the successes achieved and the difficulties encountered on the road to democratic reform and stabilization are reflected throughout Central and Eastern Europe, and evaluated the impact of these factors in the scope and tenor of U.S. assistance programs. Such programs involve assistance to countries throughout the region in democratic institution building, market reform and restructuring, health care improvement, energy efficiency, environmental policy, and housing sector reform. Witnesses testifying at this briefing addressed the relevance of the crisis in Chechnya, continued conflict in the Balkans, and tensions in various parts of East-Central Europe to United States Interests in the region. They focused on the goals of U.S. assistance to the NIS and East-Central Europe and the effectiveness of current programs in furthering those goals.
Crime and Corruption in RussiaFriday, June 10, 1994
The rationale of this briefing, which Commission Staff Director Sam Wise presided over, was that of a marked increase of crime in Russia. At the time of this briefing, crime had become the dominant subject in Russian politics. Unsurprisingly, the extent of crime in Russia had significant implications for its society, specifically for hte viability of the state. In fact, President Yeltsin had called crime the Russian state’s gravest threat. A question that Wise brought up in the briefing was the possibility of criminals taking over the Russian Federation’s government. Another possibility that Wise mentioned was election of authoritarian, repressive leaders who would make Russia safe. Witnesses in the briefing included Dr. Louise Shelly of American University’s Department of Justice, Law and Society, and Stephen Handelman, Associate Fellow at the Harriman Center of Columbia University.
The Countries of Central Asia: Problems in the Transition to Independence and the ImplicationsThursday, March 25, 1993
This was the first Helsinki Commission hearing held on the Central Asian republics. The Commissioners and witnesses discussed five countries' transitions to independence, which were complicated by the presence of repressive regimes that maintained the old Soviet-style order and economic turmoil. Chairman DeConcini opened the hearing by noting that the presidents of four out of the five new Central Asian countries were former first secretaries of the Communist Party. Dr. Martha Olcott, professor of political science at Colgate University, expressed concern over the rise of extremist ideologies of nationalism and Islam in the region, which were fuelled by economic stagnation. Firuz Kazemzadeh, professor emeritus as Yale University, argued instead that the dominant threat in the region came from the projection of Russian influence. This was corroborated by Micah Naftalin, director of the Union Council for Soviet Jews, who detailed the KGB's role in silencing the press and repressing opposition in Turkmenistan, and the growth and diffusion of anti-semitism from Russia into Central Asia. A final testimony was offered by Adbumannob Pulatov, chairman of the Uzbekistan Society for Human Rights. Pulatov decried the lack of press freedom in Uzbekistan and urged Congress to continue its monetary support of Radio Liberty. In the end, all four witnesses cautioned that human rights concerns often take a back seat to other issues, and that doing so could jeopardize progress in the field.
Podcast: Damocles' Sword
The upcoming Tokyo Olympics, slated to take place late July after a one-year postponement, will be the first international athletic event since the passage of the Rodchenkov Anti-Doping Act (RADA) in December 2020, which established criminal penalties on individuals involved in doping fraud conspiracies affecting major international competition. The law, named after Russian doping whistleblower Dr. Grigory Rodchenkov, empowers the U.S. Department of Justice for the first time to investigate and prosecute these rogue agents who engage in doping fraud, provide restitution to victims, and protect whistleblowers from retaliation. In his first public interview since RADA became law, Dr. Rodchenkov speaks about the impact of the legislation that bears his name, as well as the blatant corruption that exists in the world of international sport, the vital role of whistleblowers, and more. He is joined by Helsinki Commission policy advisor Paul Massaro, who sheds light on the game-changing new tools created by the legislation and its importance to the U.S. fight against corruption worldwide. "Helsinki on the Hill" is series of conversations hosted by the U.S. Helsinki Commission on human rights and comprehensive security in Europe and beyond. The Helsinki Commission, formally known as the Commission on Security and Cooperation in Europe, promotes human rights, military security, and economic cooperation in 57 countries in Europe, Eurasia, and North America. Transcript | Episode 15 | Damocles’ Sword: The Impact of the Rodchenkov Anti-Doping Act
Justice at Home
Promoting human rights, good governance, and anti-corruption abroad can only be possible if the United States lives up to its values at home. By signing the Helsinki Final Act, the United States committed to respecting human rights and fundamental freedoms, even under the most challenging circumstances. However, like other OSCE participating States, the United States sometimes struggles to foster racial and religious equity, counter hate and discrimination, defend fundamental freedoms, and hold those in positions of authority accountable for their actions. The Helsinki Commission works to ensure that U.S. practices align with the country’s international commitments and that the United States remains responsive to legitimate concerns raised in the OSCE context, including about the death penalty, use of force by law enforcement, racial and religious profiling, and other criminal justice practices; the conduct of elections; and the status and treatment of detainees at Guantanamo Bay and elsewhere.
Human rights within states are crucial to security among states. Prioritizing respect for human rights and fundamental freedoms, defending the principles of liberty, and encouraging tolerance within societies must be at the forefront of America's foreign policy agenda. Peace, security, and prosperity cannot be sustained if national governments repress their citizens, stifle their media, or imprison members of the political opposition. Authoritarian regimes become increasingly unstable as citizens chafe under the bonds of persecution and violence, and pose a danger not only to their citizens, but also to neighboring nations. The Helsinki Commission strives to ensure that the protection of human rights and defense of democratic values are central to U.S. foreign policy; that they are applied consistently in U.S. relations with other countries; that violations of Helsinki provisions are given full consideration in U.S. policymaking; and that the United States holds those who repress their citizens accountable for their actions. This includes battling corruption; protecting the fundamental freedoms of all people, especially those who historically have been persecuted and marginalized; promoting the sustainable management of resources; and balancing national security interests with respect for human rights to achieve long-term positive outcomes rather than short-term gains.
Putting Kleptocracy in the Crosshairs
At a virtual event on Thursday June 10, Congress launched the bipartisan Caucus against Foreign Corruption and Kleptocracy. Helsinki Commission leadership, caucus founders, and a panel of civil society experts in anti-corruption and kleptocracy joined the launch event.
The new caucus will focus on fighting kleptocracy, an authoritarian governance model in which political leaders routinely engage in illicit self-enrichment, maintain power through corrupt patronage networks, exploit rule of law jurisdictions to conceal and protect stolen assets, and use strategic corruption as a tool of foreign policy.
In his opening remarks, U.S. Helsinki Commission Chairman Sen. Ben Cardin (MD) congratulated the caucus founders in the U.S. House of Representatives for their leadership and expressed an intention to establish a comparable caucus in the Senate.
“We can act as an independent branch in fighting corruption … giving the executive branch powers that it otherwise could not exercise on its own because of the challenges of diplomacy,” Cardin said. “We need to take advantage of that. This caucus will be the focal point for us in our strategies on how the legislative branch of government can continue to strengthen the tools that are available.”
Caucus Co-Chair and Helsinki Commissioner Rep. Brian Fitzpatrick (PA-01) emphasized the importance of advancing anti-corruption legislation and prioritizing it in U.S. foreign policy through the caucus.
“The fight against corruption really offers the first opportunity in a generation to harmonize our domestic and foreign policy in service of American values,” Fitzpatrick said. “Congress has the ability and the obligation to inspire what they call ‘whole-of-government’ strategies to counter corruption abroad.”
Caucus Co-Chair Rep. Tom Malinowski (NJ-07) praised President Biden’s recent designation of international corruption as a national security priority and announced that the caucus plans to introduce one anti-corruption bill a week over the month of June.
Rep. Malinowski also condemned recent Kremlin activities against anti-corruption activist Alexei Navalny, including his January arrest and the designation of Navalny’s groups as extremist. Rep. Malinowski vowed to work toward sanctioning all 35 members of a Navalny Anti-Corruption Foundation list that designates the most corrupt officials and oligarchs in Russia.
Caucus Co-Chair Rep. John Curtis (UT-03) stressed the impact of corruption on climate change and noted that recent U.S. efforts to reduce carbon emissions have been undermined by foreign corruption, particularly related to China’s Belt and Road Initiative.
Caucus Co-Chair Rep. Bill Keating (MA-09) discussed how the flow of dark money and the restriction of information are foundational to kleptocrats. He emphasized that the United States needs to leverage partnerships and alliances with other democratic nations to fight corruption.
Panelists at the event included Frederik Obermaier, investigative journalist with Süddeutsche Zeitung and co-founder of the Anti-Corruption Data Collective; Nate Sibley, Kleptocracy Initiative research fellow at the Hudson Institute; Elaine Dezenski, senior advisor at the Foundation for the Defense of Democracies; and Gary Kalman, director of Transparency International United States.
Obermaier praised the recent passage of the Corporate Transparency Act and called for further efforts to promote transparency, such as opening beneficial ownership registries to the public.
“There are countless other Mossack Fonsecas [subject of the Panama Papers investigation] still out there,” Obermaier said. “It is financial service providers, consultancy firms, and law firms helping crooks and criminals, autocrats, and dictators to hide their money.”
Sibley highlighted how Congress has acted historically to call out authoritarian abuses through anti-corruption efforts including the Corporate Transparency Act and the Magnitsky Act, along with upcoming legislation from the caucus.
“I hope that parliamentarians in other countries are listening. But there is only one country that can lead the fight against rising authoritarian kleptocracy,” Sibley said. “This caucus will transform dangerous vulnerabilities into powerful leverage over authoritarian adversaries, create a more level playing field for American businesses operating overseas, and re-engage populations worldwide whose impoverishment at the hands of kleptocrats has made them disillusioned with America's promise of democracy.”
Dezenski encouraged the caucus to strengthen commitments with allies to combat global corruption together. She also explained the impact of corruption on ordinary Americans—particularly on the middle class—and called for stronger, more creative structures for enforcing anti-corruption national laws and international frameworks.
Kalman discussed future legislative efforts by the caucus, including the Countering Russian and Other Overseas Kleptocracy (CROOK) Act, which would create an anti-corruption action fund; the Foreign Extortion Corruption Act, which would criminalize the demand side of bribery; and the Justice for Victims of Kleptocracy Act (JVOK), which would shine a light on assets stolen from citizens by corrupt foreign officials seized by the United States.
- Witness Biographies
- Op-Ed: Corruption Is a National Security Threat. The CROOK Act Is a Smart Way to Fight It
- Press Release: Cardin, Wicker Introduce Bill to Counter Corruption and Promote Good Governance