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From the Bad to the Worst... Helsinki Commission Hearing Sets Sights on Arms Sales to Rogue Regimes
Monday, July 07, 2003

By Bob Hand
CSCE Staff Advisor

The United States Helsinki Commission held a hearing June 5, 2003, to examine the transfer of arms to rogue regimes by certain participating States of the Organization for Security and Cooperation in Europe (OSCE), in violation of non-proliferation obligations set forth in OSCE commitments.

Helsinki Commission Co-Chairman Rep. Christopher H. Smith (R-NJ) chaired the hearing entitled “Arming Rogue Regimes: The Role of OSCE Participating States.” Under Secretary of State for Arms Control and International Security John Bolton testified on behalf of the Administration. Also testifying were Roman Kupchinsky, editor of Crime and Corruption Watch for Radio Free Europe/Radio Liberty and Terence Taylor, President and Executive Director of the International Institute for Strategic Studies in the United States.

Co-Chairman Smith, in opening the hearing, stressed the importance of examining the capacity and readiness of certain OSCE participating States to be sources of supply. He emphasized the Commission’s desire to focus on the role of suppliers in the effort to curb the spread of dangerous weaponry and militarily significant equipment and technology to rogue regimes around the world.

Mr. Smith noted that, particularly among former Warsaw Pact States, several countries remained vulnerable to the lure of responding to the demand from rogue regimes for weapons of mass destruction (WMD), delivery systems and small arms or light weapons. He cited press articles and official investigations reporting that Belarus, Bosnia-Herzegovina, Bulgaria, Moldova, Russia, Serbia-Montenegro and Ukraine have supplied dangerous regimes and combatants with military equipment or militarily-significant technology and resources. In some cases, these revelations were followed by government efforts to stop the flow and address those responsible. However, in other cases, government officials have attempted to cover-up and deny involvement.

Helsinki Commission Co-Chairman Senator Ben Nighthorse Campbell (R-CO) said, “While some may claim a lack of technical know-how impedes their ability to track arms transfers, we must not lose sight of the important element of political will.” He added that the United States “cannot afford to turn to a blind eye with respect to the complicity of senior civilian and military leaders in transfers that violate international commitments or are otherwise detrimental to the security interests of the United States.” Campbell added, “At a time when the OSCE is assessing ‘new threats’ to security, it would be foolhardy to overlook the multidimensional threats posed by corruption and international crime.”

Commissioner Rep. Zach Wamp (R-TN) stressed his belief in the importance of such a hearing as a forum to learn the hard facts in order to benefit the world community. Commissioner Rep. Benjamin L. Cardin (D-MD) stated that the OSCE has a particular responsibility to make sure that weapons of mass destruction are not made available to rogue regimes and terrorist organizations. Commissioner Rep. Joseph R. Pitts (R-PA) expressed concern as to whether the governments of France and Russia fully understand the implications of doing business deals with rogue regimes.

The three witnesses confirmed that a number of OSCE participating States possess the technology and ability to supply rogue regimes, terrorist groups, and combatants in regional conflicts with militarily significant equipment and know-how. The end of the Cold War left several Warsaw Pact States with huge stockpiles of military hardware, while economic downturns have made their military industries and research institutes desperate for funds.

Under Secretary Bolton asserted that the United States has encouraged these countries to maintain tight control over such facilities and has invested in programs to destroy surplus equipment and convert the factories into industrial production. Still, several countries remain vulnerable to the lure of responding to the demand by rogue regimes for sophisticated weapons systems as well as small arms or light weapons. Organized crime and widespread corruption compound the problem, as well as a widespread attitude that what the purchasers do with arms they buy is neither the concern nor the responsibility of the supplier.

Among specific OSCE countries cited was Belarus, where the Lukashenka regime threatens the security of others by facilitating the proliferation of arms and militarily significant equipment to rogue regimes and conflict areas around the world. “Belarus is one of the least responsive OSCE members states, and has done little to show it is serious about non-proliferation,” Bolton said, adding that since Iraq kept intricate details of all arms transactions, the United States expected to uncover significant details regarding Belarus’ role as a supplier.

Russia’s role was also discussed, especially in light of concerns about Russian technology and expertise and Iran’s nuclear and missile programs. Under Secretary Bolton underscored his ongoing engagement with Moscow on non-proliferation issues and reported some progress in cooperation with the Russian Government to control exports. At the same time, questions were raised about Russia’s willingness to make greater inroads toward non-proliferation and the possibility of an “oligarch” outside the government who may be in control of deals with Iran concerning that country’s Bushehr nuclear reactor.

While President Vladimir Putin and the Russian Government may at times be very much aware of what is happening, Russian oligarchs are nevertheless a major problem. One alleged arms dealer, Victor Bout, continues to reside in Moscow despite being wanted in Belgium and the United Kingdom on an Interpol warrant, according to Mr. Kupchinsky. He alleged that the protection that Bout has in Russia is “very high-level” and that Russian Interpol has not acted on warrants that have been given to them.

Ukraine remains a major player in arms sales and transfers. Co-Chairman Campbell said President Leonid Kuchma’s personal authorization of the Kolchuga sale “renders him an unreliable partner and casts a shadow over relations with Ukraine as long as he is in power.”

Under Secretary Bolton noted that the Kolchuga incident was duly noted by other governments. “Well, I think certainly the Kolchuga incident got their attention in a major way,” he said. “And I think the Government of Ukraine is still trying to deal with that.”

Bulgaria, slated to take over the chairmanship of the OSCE in 2004 also featured prominently in the hearing. It was noted that Bulgaria had a well-developed arms industry from its days as a Warsaw Pact member that led to significant arms transfers in the 1990s. Mr. Kupchinsky stated that, from his observations, the Bulgarians have not been concerned with the ultimate destination of their arms shipments and that this was an attitude persisting in most of the former Warsaw Pact countries and Soviet successor states.

Mr. Taylor expressed particular concern about individuals in the private sector who are likely to be unaware of the need to protect themselves from those seeking to buy their equipment, resources or technology. Taylor also advocated greater transparency in reporting transfers of militarily-significant items and spoke positively of OSCE efforts in this area, especially with regard to small arms and light weapons.

Commissioner Cardin sought recommendations on how to make transparency laws and controls more effective internationally. Mr. Taylor said that a good framework for dealing with proliferation issues already exists on paper; however, the real challenge is ensuring that states follow through on their commitments by insisting on full compliance, thorough reporting, and accountability.

Strong export controls provide major contributions toward preventing illicit arms transfers. Mr. Bolton said that U.S. export control assistance is largely responsible for over a dozen European and Eurasian countries adopting comprehensive export control laws that meet international standards. This program was created initially to address the proliferation concerns among former Soviet Union states and others. A number of OSCE countries still need additional assistance to develop appropriate legal frameworks and increase enforcement capabilities to combat the transfers of sensitive goods and technologies.

Under Secretary Bolton stressed the top priority given by the Bush Administration to discouraging proliferation of WMD. In this regard the steps that OSCE members take toward their commitments on non-proliferation are especially important. However, as encouraging as OSCE declarations are, they are worthless if the participating States do not take them seriously. It is therefore necessary for the United States to continue its strong leadership role in both bilateral and multilateral fora to stem the proliferation of WMD and the means to deliver them, including robust enforcement of U.S. non-proliferation laws.

The United States Helsinki Commission, an independent federal agency, by law monitors and encourages progress in implementing provisions of the Helsinki Accords. The Commission, created in 1976, is composed of nine Senators, nine Representatives and one official each from the Departments of State, Defense and Commerce.


United States Helsinki Commission Intern Michael Peterson contributed to this article.

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    For months, watchers of European security have focused unprecedented attention on one, singular scheduled event:  ZAPAD 2017, a Joint Strategic Military Exercise conducted by Russia and Belarus from September 14 to September 20, 2017. The author, the political-military affairs advisor for the U.S. Helsinki Commission staff, attended the final phase of the exercise as a Distinguished Visitor at the invitation of the Government of Belarus.    ZAPAD 2017, the most anticipated—and, in some quarters, feared—military exercise in recent memory concluded on September 20. The extensive maneuvers by Belarusian and Russian forces took place at a number of training ranges in Belarus and on nearby Russian territory and featured a broad range of military capabilities. The planned exercise was in some ways routine; it followed a well-known Russian schedule of readiness-enhancing exercises that rotates among Russia’s military districts on a quadrennial basis (“ZAPAD,” or “West,” takes place in the Western Military District). However, unlike previous exercises, ZAPAD 2017 took place in a strategic context now defined by Russian aggression in Ukraine and Georgia—incursions that were, according to western analysts, facilitated by Russian exercise activity.  The Russian leadership's track record of aggression, dismissiveness towards transparency, and geopolitical unpredictability understandably put its neighbors to the west on edge.  These countries have seen prior Russian exercises serve as cover for force build-ups that enabled, for instance, the illegal attempted annexation of Crimea. Leading officials ranging from Baltic defense ministers, to the Ukrainian President, to the Secretary General of NATO raised concerns about what ZAPAD 2017 might mean for the security of Belarus' neighbors, both before the exercise and during its execution. Download the full report to learn more. Contributors: Alex Tiersky, Senior Policy Advisor

  • Building Cyber Confidence between Adversaries

    State-based cyber threats are an increasingly dominant part of the global security landscape.  The Organization for Security and Cooperation in Europe (OSCE) has, in recent years, sought to play a leading role in the international system by developing confidence building measures between states to reduce the risks of cyber conflict. The cyber diplomacy at the OSCE features discussions and (voluntary) agreements among 57 participating States – including the United States and, crucially, Russia. Advocates of this approach suggest that, in the longer term, it could lead to the development of norms of state behavior in cyberspace – and thus contribute to greater stability and security in the international system. On September 28, 2017, the U.S. Helsinki Commission held a briefing on cyber diplomacy moderated by Global Security and Political-Military Affairs Advisor Alex Tiersky. The panelists—Tim Maurer, co-director of the Cyber Policy Initiative and a fellow at the Carnegie Endowment for International Peace; Jaisha Wray, Acting Deputy Director of the Office of Emerging Security Challenges in the Bureau of Arms Control, Verification and Compliance at the U.S. Department of State; and Alex Crowther, Senior Research Fellow and Director of Research at the National Defense University’s Center for Technology and National Security Policy—discussed how OSCE confidence-building measures (CBMs) might work to decrease the risk of cyber conflict. These CBMs are voluntary in nature and allow states to read one-another’s postures in cyberspace. Mr. Maurer provided the audience an overview of the state-based threats these measures seek to diminish and listed several historical examples, such as the 2007 Distributed Denial of Service (DDoS) attack on Estonia, the offensive cyber activity of the 2008 Russian invasion of Georgia, and the Stuxnet operation. He noted that, in the last decade, there has been a significant uptick in these threats, as there are 30 states that either have or are developing offensive cyber capabilities. Additionally, he applauded the groundwork the United Nations has laid towards addressing this pressing concern. Ms. Wray communicated the U.S. priority of establishing norms of responsible state behavior in cyberspace. In her view, cyber activity has a unique potential to destabilize, because of its few outside observables and distributed vulnerability. She noted that participating States of the OSCE are currently in the process of implementing the CBMs agreed upon last year. Dr. Crowther offered a national security perspective on the topic, emphasizing the importance Russian participation in confidence-building. He attributed much of the progress on this issue to the 2015 decision of the Group of Governmental Experts that existing international law applies to cyberspace. In closing, he warned of the danger that cyber-enabled operations in a world saturated with smart devices.

  • Helsinki Commission to Hold Briefing on Cyber Diplomacy

    WASHINGTON—The Commission on Security and Cooperation in Europe, also known as the Helsinki Commission, today announced the following briefing: “BUILDING CYBER CONFIDENCE BETWEEN ADVERSARIES: CAN THE OSCE HELP ESTABLISH RULES OF THE ROAD?” Thursday, September 28, 2017 2:00 PM Russell Senate Office Building Room 385 Live Webcast: www.facebook.com/HelsinkiCommission State-based cyber threats are an increasingly dominant part of the global security landscape.  The Organization for Security and Cooperation in Europe (OSCE) has, in recent years, sought to play a leading role in the international system by developing confidence building measures between states to reduce the risks of cyber conflict. The cyber diplomacy at the OSCE features discussions and (voluntary) agreements among 57 participating States – including the United States and, crucially, Russia. Advocates of this approach suggest that, in the longer term, it could lead to the development of norms of state behavior in cyberspace – and thus contribute to greater stability and security in the international system. Speakers will describe the state-based cyber threats that the OSCE discussions seek to address; evaluate the development of these confidence building measures; and assess the present value and future potential of these diplomatic discussions. The following experts are scheduled to participate: Tim Maurer, Co-Director and Fellow, Cyber Policy Initiative, Carnegie Endowment for International Peace Alex Crowther, Senior Research Fellow, Center for Strategic Research, National Defense University Jaisha Wray, Acting Deputy Director, Emerging Security Challenges Office, Bureau of Arms Control, Verification and Compliance, U.S. Department of State

  • The 2017 Human Dimension Implementation Meeting: An Overview

    Each year,1 the OSCE Office for Democratic Institutions and Human Rights (ODIHR) organizes the Human Dimension Implementation Meeting (HDIM) in Warsaw, Poland. As Europe’s largest annual human rights conference, the HDIM brings together hundreds of government and nongovernmental representatives, international experts, and human rights activists for two weeks to review OSCE human rights commitments and progress.  The 2017 HDIM will be held from September 11 to September 22. Human Dimension Implementation Meeting 2017 The HDIM allows participating States to assess one another’s implementation of OSCE human dimension commitments, identify challenges, and make recommendations for improvement. The HDIM agenda covers all human dimension commitments, including freedoms of expression and the media, peaceful assembly and association, and religion or belief; democratic elections; the rule of law; tolerance and non-discrimination; combating trafficking in persons; women’s rights; and national minorities, including Roma.  Each year, three special topics are selected for a full-day review.  2017 special topics will be 1) ensuring “equal enjoyment of rates and participation in political and public life,” 2) “tolerance and nondiscrimination,” and 3) “economic, social and cultural rights as an answer to rising inequalities.”  This year’s meeting will take place at the Warsaw National Stadium (PGE Narodowy), the site of the NATO summit earlier this year. The meeting will be webcast live. Background on the Human Dimension Implementation Meeting When the Helsinki Final Act was signed in Finland in 1975, it enshrined among its ten Principles Guiding Relations between Participating States (the Decalogue) a commitment to "respect human rights and fundamental freedoms, including the freedom of thought, conscience, religion or belief, for all without distinction as to race, sex, language or religion" (Principle VII). In addition, the Final Act included a section on cooperation regarding humanitarian concerns, including transnational human contacts, information, culture and education. The phrase “human dimension” was coined to describe the OSCE norms and activities related to fundamental freedoms, democracy (such as free elections, the rule of law, and independence of the judiciary), humanitarian concerns (such as trafficking in human beings and refugees), and concerns relating to tolerance and nondiscrimination (e.g., countering anti-Semitism and racism). One of the innovations of the Helsinki Final Act was agreement to review the implementation of agreed commitments while considering the negotiation of new ones. Between 1975 and 1992, implementation review took place in the context of periodic “Follow-up Meetings” as well as smaller specialized meetings focused on specific subjects. The OSCE participating States established permanent institutions in the early 1990s. In 1992, they agreed to hold periodic Human Dimension Implementation Meetings” to foster compliance with agreed-upon principles on democracy and human rights. Additional changes to the modalities for the HDIM were agreed in 1998, 2001, and 2002, which included shortening the meeting from three weeks to two weeks, and adding three “Supplementary Human Dimension Meetings” annually on subjects selected by the Chairmanship-in-Office on particularly timely or time-sensitive issues. One of the most notable features of the HDIM is the strong participation of non-governmental organizations. The United States has been a strong advocate for the involvement of NGOs in the HDIM, recognizing the vital role that civil society plays in human rights and democracy-building initiatives. OSCE modalities allow NGO representatives to raise issues of concern directly with government representatives, both by speaking during the formal working sessions of the HDIM and by organizing side events that examine specific issues in greater detail. 1 In exceptional years when the OSCE participating States hold a summit of heads of state or government, the annual review of human dimension commitments is included as part of the Review Conference which precedes the summit, and also includes a review of the political-military and economic/environmental dimensions.

  • Muslims & Minorities in the Military

    A demographic shift spanning both sides of the Atlantic has brought the issues of diversity and inclusion to the forefront of the agendas in the public and private sector, including the security sector across the OSCE region.  The OSCE has had a focus on diverse populations, from Roma and Jewish populations to national minorities and migrants in Europe and the United States, since its inception.  This focus has increased in recent years with the demographic shifts being experienced in the US and throughout Europe.  The U.S. Census Bureau predicts that racial and ethnic groups will comprise close to 60 percent of the U.S. population by 2060, and that by the next decade the majority of the U.S. workforce will be people of color – e.g., Asian, Latino, and migrant populations – which will also account for much of the U.S. population growth in years to come.  In Europe, demographers predict that aging and waning birthrates will lead to a decline in workers. Historically, racial, ethnic, religious, and gender minority groups have been under represented in the security sector, yet they hold untapped potential to address the new and complex challenges of the 21st century. Panelists suggested making the military more attractive to all individuals, including from these groups, and addressing barriers of prejudice and bias.  Additionally, panelists recommended leadership in governments and the security sector embrace change efforts through words, actions and policies.  The expertise and experiences of the panelists were broad and included representation from various countries in Western Europe.‎  Rozemina Abbasi from the U.K. Ministry of Defense detailed research and outreach programs being carried out to achieve diversity targets set by military leadership as well as the Prime Minister in the United Kingdom. Dr. Elyamine Settoul, an academic at the French Ministry of Defense, spoke about the historical and present day contributions of muslims in the military, including assisting in the liberation of France during World War II.  Dominik Wullers a procurement spokesman for the Federal Ministry of Defense, explained the struggle to change perceptions and stereotypes of German soldiers, and how he launched the Deutscher.Soldat (German Soldier) initiative to address these issues. Samira Rafaela, the Organizational Strategy Advisor for the Dutch National Police, detailed community policing and other initiatives in the Netherlands to advance diversity in the forces. Helsinki Commissioner Representative Gwen Moore joined the panel and discussed the history of desegregation in the United States and patriotism in response to questions about the President's tweet stating transgender individuals would no longer be able to serve in the military. European panelists also responded to the question detailing diversity policies in their countries. The briefing took place against the backdrop of Helsinki Commissioners Senator Ben Cardin, Ranking Member and OSCE Parliamentary Assembly Special Representative on Anti-Semitism, Racism, and Intolerance, and Representative Alcee Hastings speaking at the German Marshall Fund's conference, "Mission Critical: Inclusive Security: Inclusive Leadership for the Security Sector". Addressing European and American security sector leaders and practitioners on the importance of diversity, Commissioner Cardin told of his work with Republican Senate Foreign Relations Chairman Bob Corker to include diversity provisions for the national security workforce in the State Department Authorization Bill before the Committee that day. Commissioner Hastings spoke of his efforts on the Rules committee to include diversity provisions in the Intelligence Bill being voted on the next day. Both Commissioners spoke at the first Mission Critical conference that took place in 2013. http://bit.ly/mcreport2017

  • Helsinki Commission Announces Briefing on Muslims & Minorities in the Military in the OSCE Region

    WASHINGTON—The Commission on Security and Cooperation in Europe, also known as the Helsinki Commission, today announced the following briefing: MUSLIMS AND MINORITIES IN THE MILITARY Changing Demographics in the OSCE Region and Implications for Europe’s Security Sector Wednesday, July 26, 2017 11:00AM to 12:00PM Dirksen Senate Office Building Room 562 Live Webcast: www.facebook.com/HelsinkiCommission Demographers predict that aging, shifting birth rates, and immigration will change the face of European and North American populations over the next few decades. For example, researchers predict that persons of Muslim origin will make up a quarter of the French and third of the German populations by 2050. At the briefing, European security practitioners will discuss how demographic change is impacting the security workforce, and the subsequent implications for the OSCE region.  Panelists will also highlight the ways in which recruitment, personnel, and other security workforce policies and practices are changing in light of Europe’s increasing ethnic and religious diversity. Speakers include: Dominik Wullers (Germany), Economist, Spokesman of the Federal Office for Federal Ministry of Defense Equipment, and Vice President of Deutscher.Soldat Samira Rafaela (Netherlands), Organizational Strategy Advisor, Dutch National Police  Rozemina Abbasi (United Kingdom), Assistant Head, Armed Forces Targets, Ministry of Defense Dr. Elyamine Settoul (France), Professor, Institute for Strategic Research at the Military College, French Ministry of Defense

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