Hearing :: The Shanghai Cooperation Organization: Is it Undermining U.S. Interests in Central Asia?

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UNITED STATES COMMISSION ON SECURITY AND COOPERATION IN EUROPE 
(HELSINKI COMMISSION) HOLDS BRIEFING: SHANGHAI COOPERATION ORGANIZATION

SEPTEMBER 26, 2006

               COMMISSIONERS:

               U.S. SENATOR SAM BROWNBACK (R-KS)
                         CHAIRMAN
               U.S. SENATOR GORDON H. SMITH (R-OR)
               U.S. SENATOR SAXBY CHAMBLISS (R-GA)
               U.S. SENATOR RICHARD BURR (R-NC)
               U.S. SENATOR DAVID VITTER (R-LA)
               U.S. SENATOR CHRISTOPHER J. DODD (D-CT)
               U.S. SENATOR RUSSELL D. FEINGOLD (D-WI)
               U.S. SENATOR HILLARY RODHAM CLINTON (D-NY)
VACANT

               U.S. REPRESENTATIVE CHRISTOPHER H. SMITH (R-NJ)
                         CO-CHAIRMAN
               U.S. REPRESENTATIVE FRANK R. WOLF (R-VA)
               U.S. REPRESENTATIVE JOSEPH R. PITTS (R-PA)
               U.S. REPRESENTATIVE ROBERT B. ADERHOLT (R-AL)
               U.S. REPRESENTATIVE MIKE PENCE (R-IN)
               U.S. REPRESENTATIVE BENJAMIN L. CARDIN (D-MD)
               U.S. REPRESENTATIVE LOUISE MCINTOSH SLAUGHTER (D-NY)
               U.S. REPRESENTATIVE ALCEE L. HASTINGS (D-FL)
               U.S. REPRESENTATIVE MIKE MCINTYRE (D-NC)


WITNESSES/PANELISTS:
RICHARD BOUCHER,
ASSISTANT SECRETARY OF STATE
FOR SOUTH AND CENTRAL ASIAN AFFAIRS

DR. STEVEN BLANK,
STRATEGIC STUDIES INSTITUTE,
U.S. ARMY WAR COLLEGE

DR. MARTHA OLCOTT,
SENIOR ASSOCIATE,
CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE

DR. S. FREDERICK STARR,
SCHOOL FOR ADVANCED INTERNATIONAL STUDIES,
JOHNS HOPKINS UNIVERSITY,

               The briefing was held at 3:07 p.m. in Room 538 Dirksen Senate 
Office Building, 

Washington, D.C., Senator Sam Brownback (R-KS), Chairman, moderating.

     [*]
BROWNBACK:  The hearing will come to order.  Thank you all for joining me this 
afternoon.  I 

welcome you to the commission's hearing on the Shanghai Cooperation 
Organization.  

Since its inception five years ago, the SCO has been touted by its members, 
Russia, China, 

Kazakhstan, Kyrgyzstan, Tajikistan and Uzbekistan, as a multilateral security 
organization.  The 

SCO's members, which have endured terrorist attacks, have sought to develop a 
unified approach to 

combating terrorism.  The member states have demonstrated a long-term 
commitment to the war on terror 

with the U.S. in this regard.  

The organization's focus has also expanded over time to include military 
security, economic 

development, trade and cultural exchanges. 

The United States is not a member of the organization and has not been invited 
to participate 

in its workings.  On the other hand, Mongolia, Pakistan, India and even Iran -- 
the world's foremost 

state sponsor of terrorism, I might note -- are already observers.  Iran is 
seeking full membership.

Furthermore, the SCO summit in July 2005 called on Washington to set a deadline 
for the 

withdrawal of the U.S. military presence in Central Asia, reinforcing a 
suspicion that one of the 

SCO's underlying purposes is to weaken American influence in the region.  

Perhaps most relevant to this commission are the worrying implications of the 
SCO for 

democratization and human rights in Central Asia.  I raised this point with the 
OSCE's chair in 

office earlier this year when he testified before the commission.  

The Central Asian states are all members of the OSCE and have assumed extensive 
commitments 

under the OSCE's human dimension.  In 1991, all OSCE states accepted that these 
commitments, quote, 

"are matters of direct and legitimate concern to all participating states and 
do not belong 

exclusively to the internal affairs of the state concerned."

By contrast, the guiding principles of the SCO's work is, quote, 
"non-interference in the 

internal affairs of sovereign states," end of quote, and the SCO has vocally 
opposed the exportation 

of democracy.  In a glaring challenge to the aspirations of the region's people 
for freedom and 

representative government, the SCO's executive secretary has been quoted as 
saying, "The time for 

color revolutions in Central Asia is gone."  

In fact, Uzbekistan's president, Islam Karimov, has sought to use participation 
in the SCO as 

a way to overcome isolation and a criticism has experienced over the Andijan 
massacre and its failure 

to cooperate in an international investigation of the incident.

A further rise in SCO influence can only encourage the governments of Central 
Asia in more 

repressive and less reformist policies that will contribute to the growth of 
regional extremism and 

the terrorism that the SCO was founded to combat.  

The United States has a vital interest in the transition of the Central Asian 
states to 

democracy and market economies.  The region is critical in our war on 
terrorism.  We've encouraged 

these states to move in the direction of reform and to adopt open energy and 
economic policies that 

support their independence and long-term stability.  

Along with Senators Kyl and Hutchison, I have introduced a bill in Congress to 
follow up on 

the original Silk Road Strategy Act of 1999.  This legislation articulates a 
strong commitment to the 

region and urges the development of close U.S. political, economic and security 
ties with these 

countries.  It would recognize the historic relationship among them and, 
through U.S. engagement, 

encourage their long-standing traditions of moderate Islam and tolerance.

I look forward to hearing from our panelists today on whether the rise of the 
SCO is 

compatible with these goals and what the motivations are of its principal 
members in setting up this 

organization.  

I'm pleased on our first panel is the honorable Richard A. Boucher, assistant 
secretary of 

state.  He is the assistant secretary of state for South and Central Asian 
affairs.  He previously 

served as the Department of State's spokesman or deputy spokesman under six 
different secretaries of 

state and has served as chief of mission twice.  October '93 to 1996, he was 
U.S. ambassador to 

Cyprus.  He was head of the U.S. consulate general in Hong Kong as the consul 
general and as a senior 

foreign services officer with the rank of career minister.

Mr. Boucher, it's a delight to have you here today.  I look forward to your 
statement, and I 

look forward to a discussion with you in a candid forum and format on what we 
anticipate the SCO is 

all about and what it's going to do.  Good to have you here.

BOUCHER:  Thank you very much, Senator.

Mr. Chairman, I want to start off by thanking you for inviting me here today to 
discuss this 

topic of human rights in Central Asia, the Shanghai Cooperation Organization, 
and the other 

relationships and organizations that affect it.  I've prepared a much longer 
written statement, and 

I'd like to ask that that be entered into the record.

BROWNBACK:  Without objection.

BOUCHER:  Let me speak briefly then, and we'll go onto whatever questions are 
on your mind.  

As you know, Central Asia is strategically important region.  It's going 
through a period of 

very tremendous change.  Secretary Rice has articulated a clear vision for 
Central Asia, and we're 

working with the states in the region to try to carry it out.  Simply put, 
above everything else in 

this region, we put Central Asians at the center of our policy.

Our policy is firmly based on the premise that the nations of Central Asia are 
sovereign and 

independent states with whom we need to maintain relations on a broad range of 
issues.  Our overall 

goal is simple:  to support the development of sovereign, stable, democratic 
nations that are 

integrated into the world economy, cooperate with one another, the United 
States and our partners to 

advance regional stability.

Real stability, we believe, requires citizens to have a stake in their 
government.  Long-term 

stability comes from a process of democratic change, and our job is to help the 
countries of Central 

Asia develop their own democracies, as they seek their security and develop 
their economies.  All 

three elements work together.

Central Asian republics are members of several regional organizations whose aim 
is to provide 

multilateral security and economic coordination.  We believe that cooperation 
among the Central Asian 

states with all of their states can be useful via multilateral organizations 
that address the 

concerns of all the member states.

You invited me here today to discuss specifically the Shanghai Cooperation 
Organization.  I'd 

note that, in its early years, the so-called Shanghai Five focused on resolving 
border disputes among 

the members and, in fact, did some good work on that score.  Today, Shanghai 
Cooperation Organization 

still has the potential to advance regional trade and economic development, but 
we believe that it 

needs to be an engine for cooperation and equal partnership among the five 
sovereign states of 

Central Asia.

It should not be a vehicle for exclusion or for domination by its larger 
members.  We have 

problems when it takes excursions into more political areas, like telling the 
states of the region 

what they can and cannot do with third countries, like ourselves.  And we have 
problems when they 

seek security cooperation on a no-questions-asked basis.  We would hope to see 
the organization 

develop in a way that supports broader regional stability and prosperity and 
focuses its energy on 

economic development, not on geopolitical statements.  

 I'd note that, in addition to the Shanghai Cooperation Organization, we 
believe the 

Collective Security Treaty Organization and the Eurasian Economic Community 
should also be much more 

transparent in how they intend to achieve their stated goals.  Like the 
Shanghai Cooperation 

Organization, these other two organizations seem to be sort on a 
no-question-asked membership basis, 

as well.  There's no criteria for human rights standards or other 
participation, and there's no 

effort within the organizations to achieve more stable government or political 
reform.

So the question in the end becomes:  Are they there to strengthen the 
independence and the 

sovereignty of states, give them a better foundation for their future, or are 
they there as a way of 

outside powers trying to exercise some control over what goes on in the region? 
 And when they slip 

into that latter mode, we think that's not good for the region, and that's what 
we've seen happen in 

a few areas.

As we have tried to build new economic links and other ties between Central 
Asian nations and 

South Asia, we've also tried to strengthen the multilateral ties that the 
nations of Central Asia 

have already developed to the West.  So I'd note that the North Atlantic Treaty 
Organization, NATO, 

is very involved in this region, and especially for the Organization for 
Security and Cooperation in 

Europe is very involved, and the European Union is involved, as well.  

All of these organizations, while they might focus on economics or military 
security or 

reforms of various kinds, they all have a basic structure that involves all 
three elements of a good, 

stable future for these countries, security, economics, and democracy, and 
political reform.

All five Central Asian republics are participating states in the OSCE, and they 
host field 

missions from the OSCE.  And as this committee knows very well, the OSCE is a 
tremendous asset and 

platform for cooperation on security, economic and environmental development, 
and especially 

democratization and human rights.  

We believe that NATO plays an important role in maintaining and strengthening 
relations, both 

among the Central Asian nations and between them in the outside world.  And 
NATO's Partnership for 

Peace program has enhanced security capabilities and readiness in the region, 
so we offer enormous 

support, not only to the individual nations, in terms of their reform programs, 
but we consistently 

support the OSCE, and NATO, and some of the other organizations that try to 
bring this integrated 

approach and focus on the Central Asian nations themselves.

We're promoting multiple linkages to the world for the countries of the region. 
 We think 

that countries should never be left with one option, with one market, one 
trading partner, or one 

vital interest structure link.  More choices for them means more independence 
for them, and more 

independence means more ability to exercise their own sovereignty, and that's 
our goal for the 

countries of Central Asia.  

We'll continue to pursue to it by working with the countries individually and 
with the 

multilateral organizations that share our goals in the region.  

Mr. Chairman, I want to thank you again for the opportunity to talk about this 
important 

region, and now I'd be glad to take your questions.

BROWNBACK:  Thanks, Mr. Boucher.

What's been the SCO's impact, in terms of human rights observation in Central 
Asia?  Has it 

had an impact on human rights efforts in Central Asia?

BOUCHER:  I think the first thing to note is the organization doesn't take up 
human rights 

questions itself, and that is probably our big criticism of Shanghai 
Cooperation in the human rights 

field, that there's no effort at all to match economic agreements, border 
agreements, security 

cooperation, counterterrorism efforts with any standards of human rights or 
even, I suppose, what we 

would say is sort of understanding of the political environment in which those 
things have to 

operate.

And so it's kind of, as I said, no-questions-asked cooperation in these fields. 
 And that in 

itself is not helpful to bring a balanced development in the region.

As far as observers, I can't remember if they've actually sent observers to 
specific 

elections, but some of these countries have observed each other's elections.  
And despite the fact 

that in some of them there have been big problems, they've been very quick to 
approve, and that 

certainly gives a bit of refuge to people who otherwise in the international 
arena haven't met what 

one would call basic standards for a decent election.

BROWNBACK:  What about the SCO has vocally opposed to exportation of democracy? 
 What do you 

make of that statement?

BOUCHER:  Well, exactly.  I mean, their doctrine of non-interference is sort of 
-- 

cooperation without any questions is one that we don't think is helpful to the 
region.  It doesn't 

help things move forward.  And while they have many times assured us that, you 
know, our cooperation 

is not directed as any third country, that was the standard talking point when 
I went and talked to 

people in the region.  

I went to Beijing in August and was talking to the Chinese, as well as I went 
to the 

headquarters of the Shanghai Cooperation Organization.  And, you know, their 
own consistent talking 

point was, "This is not directed at any third parties," but it is directed.  
I'd say, in some ways, 

it's sort of insulating these countries from any criticism or any objective 
scrutiny from outside, 

and that doesn't help these countries in the end.

BROWNBACK:  And so it's to form protection for countries within it so that they 
don't feel as 

much pressure to democratize or have human rights?

BOUCHER:  I think it allows them -- it gives them a club to go to, and be happy 
with each 

other, and not face any criticism, and therefore maybe lessen the pressure that 
can be brought on 

them from outside.

BROWNBACK:  Is there an intent here to build a broader coalition of people 
opposed to 

democracy, the expansion of human rights?

BOUCHER:  I don't think so.  One of the interesting things in this region is, 
everywhere you 

go, people will claim that they have a strong human rights agenda.  I was in 
Uzbekistan last month, 

and President Karimov pointed very proudly to the statements that he had made 
in the past on human 

rights, including some that he'd made with us.  And I said, "Well, that's 
great, but you haven't 

implemented any of this."

But everywhere in the region, they know that political reform and human rights 
is on their 

agenda.  Some find various excuses; some find various different ways of doing 
it.  But the kind of 

pressure that we bring and the kind of pressure that the OSCE brings, the kind 
of pressure that 

relations with the Europeans, or Japan, or others bring, they don't feel it 
when they're inside these 

other organizations, when they're meeting with their collective security 
counterparts or their 

Shanghai Cooperation counterparts.  

And so I think that lessens to some extent the desire of people to see them get 
on with that 

agenda and actually implement it.

BROWNBACK:  Is this an effort by the Chinese in particular to get a leg up on 
us 

economically, by not asking any questions about democracy or human rights?

BOUCHER:  I don't think so, I mean, to get a leg up on us.  I think China is 
pursuing its 

economic interests in the region, not necessarily against us, but it's pursuing 
its own economic 

interests in the region.  And China has a habit of not asking any questions 
about democracy and human 

rights.  

They accept dealing with all sorts of regimes, without any questions.  They 
look for, as they 

say, stability above all.  And when I talk to the Chinese about this, you know, 
I argue very strongly 

with everybody that, for the long term, the only true stability is democratic 
stability.  The only 

way to ensure the continuation of independence and sovereignty of your country 
is to build 

institutions that will last for a long time, build institutions that are 
inclusive, build 

institutions that allow people who have grievances to express them peacefully, 
and give people a 

peaceful role in a political process.

And that's something that, you know, we try to carry forward everywhere we go, 
that building 

democratic institutions is the way to ensure stability and the way to ensure 
sovereignty and 

independence.

BROWNBACK:  What about the executive secretary of the SCO has been quoted as 
saying, "The 

time for color revolutions in Central Asia is gone"?  

BOUCHER:  Well, I think that's -- I didn't see that precise remark.  You know, 
frankly, it's 

one based on the desire to insulate, you know, what we were talking about 
before, to insulate their 

regimes from any sort of criticism or change.

But it's also kind of a smear on the United States, because we're not out there 
trying to 

overthrow governments or, you know, sponsor color revolutions everywhere we go. 
 We're trying to 

support and promote democratic change wherever it exists and to build a stable 
basis for the future 

for these countries, in terms of security, in terms of economic cooperation, 
and in terms of 

democratic reform.

So, you know, he's first of all arguing against a false target and, second of 
all, it's 

really a non-sequitur.  The process of reform in these countries, the process 
of building an 

independent and sovereign state requires progress in all these areas.

BROWNBACK:  I look at this, and I just have a lot of questions that really come 
to mind quite 

quickly about the intent of the people, particularly the larger countries 
involved in this.  

And maybe it's based on a background of inexperience, but particularly, like in 
Africa, I've 

traveled a great deal in Central Asia.  I've traveled in Africa.  And a lot of 
my experience in 

Africa has been a lot of Chinese investment and money pouring in, with many 
rogue regimes and no 

questions asked.

As a matter of fact, many times the rougher the regime, the more their pariah 
status with the 

rest of the world, the more Chinese investment is there.  It's a place that we 
won't go because of 

genocide in Darfur or other places throughout Africa, and there's extensive 
Chinese investment.  It's 

almost a business plan, it seems to be, that it's followed.

Are we seeing that being replicated in Central Asia to some degree?

BOUCHER:  Sure.  They're looking for oil; they're looking for resources; 
they're looking 

for...

BROWNBACK:  No questions asked?

BOUCHER:  ... no questions asked, yes.  That's the way the Chinese do things 
around the 

world, as you yourself have seen.  

BROWNBACK:  When you press the Chinese officials about this, how do they 
respond?  I mean, 

here...

BOUCHER:  I mean, first of all, China, because it's so fearful of people 
telling them what to 

do, takes a very rigid line on not telling others what to do.  Second of all, 
they're looking to 

cooperate with other countries for the sake of resources and economic growth.  
They need the oil.  

They need the raw materials.  

They need the trade and transport routes, and so that's their first goal, and 
that's pretty 

much the basis of their cooperation in this region.  They have new rail lines 
with Kazakhstan; they 

have new pipelines with Kazakhstan.  They're looking at road and rail links 
with others.  They're 

looking at the possibility of gas pipelines from Central Asia.

To some extent, this helps the countries in the region.  I mean, I have to say, 
if the goal 

is really to give them multiple outlets and multiple pipelines, then having the 
China option, as well 

as having the Caspian option, as well as having the options of sending things 
to the south, these are 

all good.  All the infrastructure that was built in the Soviet period, 
obviously, led back up into 

Russia, and these countries are still very heavily dependent on Russia.  

And the more options they have, including the China option, probably the better 
it is for 

each of these countries, to be able to decide on their own which is best, and 
which way they want to 

go, and how they can exercise their sovereignty and maintain their independence 
by having more 

choices.  But, at the same time, I say that in itself does not lead to 
political reform.  They need 

to consider what the long-term stability of their nation requires.

BROWNBACK:  Doesn't it even slow political reform?

BOUCHER:  I guess the answer would be:  Compared to what?  If it would slow -- 
it would 

certainly slow political reform if their only option was to cooperate with 
Europe and the West.  But 

since right now their only option is Russia for many of them, the fact of 
adding more options with 

China, and with Europe, and with NATO and the OSCE actually probably stimulates 
a bit more openness 

and cooperation.

BROWNBACK:  You think President Karimov's participation in the SCO has 
stimulated human 

rights and democracy building in Uzbekistan?

BOUCHER:  No, absolutely not.  No, absolutely not.  He's been very impervious 
to influence, 

shall we say, more than anybody else...

BROWNBACK:  It seems like it buttresses his efforts and it gives him a club to 
go to, and 

market to a substantial size to participate in, and no pressure.

BOUCHER:  Sure.

BROWNBACK:  No questions asked.  

BOUCHER:  Sure.  

BROWNBACK:  And there it would seem like it would be a classic case of really 
slowing down 

the process.

BOUCHER:  I can't disagree with you, sir.  I guess the only thing I'd say is 
slowing -- you 

know, what are his other options?  If he didn't have Shanghai Cooperation 
Organization club to hang 

around in, he'd probably be hanging out in Moscow.  I'm not sure that would 
make his policy any 

different.  Right now, he does both.

BROWNBACK:  Has the U.S. sought membership in the SCO?

BOUCHER:  No, we haven't, sir.

BROWNBACK:  Why would the SCO object to U.S. participation or wider, say, South 
Korean, 

Japanese participation?  Have you thought of that?

BOUCHER:  I don't know that they would.  They might.  They might find a reason, 
even though 

theoretically it's open to others.  

We have not sought participation, I think, for two reasons.  One is the purely 
practical and 

small, well, specific reason that their rules are such that they require 
participation by observers 

at the same level as the level of the meetings.  

So if you had a summit meeting in the United States that wanted to go in 
observer, in theory, 

it would have to be George Bush, President Bush, sitting at a table off to the 
side with a few other 

countries watching the proceedings.  And that generally is not very productive 
for the United States 

to take a role like that.  That's what their own internal rules require.

But the second, I think, is a bigger picture, and that is that, in terms of our 
cooperation 

with the region, we don't think this is a particularly helpful organization.  
It's certainly not one 

that we would want to back, or sponsor, or promote in any way.  We think our 
money, our energy, our 

time is better invested in working with the individual countries and working 
with the organizations 

that take a broader view, the NATO, the OSCE, the European Union, other 
partners, Japan, working with 

them in the region, people who are interested in all aspects of cooperation in 
that region.

BROWNBACK:  What do the Kazakhs say to you as to why they are a member of this 
organization 

and seek to be actively participating in the OSCE?

BOUCHER:  I think it probably applies to all the states in the region that 
they're members of 

this partly because of geography, partly because when it started out it was a 
useful vehicle for 

solving some of the border problems and working on customs and economic issues, 
partly because they 

do want the cooperation on security and counterterrorism.  

The attitude is sort of, the more you can do in that area, the better.  So 
they're looking at 

it from their point of view and finding some benefits for their development, 
for their security, for 

their economic relations with neighboring countries.

The Organization for Security and Cooperation for Europe, of course, takes a 
broader view, a 

more well-balanced view, where it is security, economics and democratization, 
three baskets that OSCE 

has.  And their interest in OSCE is to show, to get some recognition from other 
countries that they 

have some achievements in those areas.

BROWNBACK:  So a member of the Hudson Institute, Chris Brown, has termed the 
SCO, quote, "the 

most dangerous organization that the American people have never heard of."  A 
pretty strong 

statement.  He calls it or suggests it's more than an economic organization.  
He sees it as a 

potential Eurasian Warsaw Pact.  What do you think of those concerns?

BOUCHER:  I don't see it.  I don't really see it that way.  The Warsaw Pact was 
an instrument 

of direct control by the Soviet Union, in places where they had troops, where 
they had security 

services, where they had direct control, really, over many of these nations, 
and sometimes intervened 

forcefully to maintain it.

The countries of Central Asia have more options and they have more 
opportunities.  And to 

some extent, they can get out of any organization what they want to.  And the 
more opportunities they 

have, to the north, the south, the east, and the west, the more organizations 
they can participate 

in, the more options they have.  

And it makes it harder for any one organization to try to control them.  It 
makes it harder 

for any one organization to have the domination that the Warsaw Pact had over 
Eastern Europe.

BROWNBACK:  It seems to me that this is one that bears very close watching, the 
SCO, 

particularly in some of these, it looks like to me, incendiary statements that 
their leadership has 

made against exportation of democracy, no more color revolutions, this sort of 
no-questions-asked 

association.  

The operational techniques that have been used, particularly by the Chinese to 
secure more 

resources and ask no questions or not push at all about human rights or 
democracy, I think this is 

one that we ought to be very concerned and watching quite closely as what its 
trajectory is and what 

it's headed towards, to where it might look not as difficult right now, but 
that it could take a very 

aggressive trajectory against our interests and against the spread of human 
rights and democracy.

BOUCHER:  I agree with you, sir.  I mean, we have watched this organization 
very closely.  We 

watch all the multilateral cooperation in this region.  Again, our emphasis is 
on trying to encourage 

cooperation in this region, trying to help them with their, you know, customs 
efforts, with their 

mutual reinforcing economic efforts, with security cooperation, and other 
things, as well as 

political reform and movement towards democracy in the region.

So we watch all the organizations that are involved in one way or the other.  
We don't find 

Shanghai Cooperation at this stage, given the things they've gotten into, 
particularly in the last 

two years, to make that big of a contribution to this.  And we've been very 
careful in watching it 

and raising it.  We talk about it with the countries of the region.  We raise 
our concerns with 

countries outside the region.

I think, you know, Iranian participation is quite a problem.  And certainly, if 
you look at 

the meeting this year, that Iran probably detracted from the meeting and the 
quality of the 

organization rather than added anything by showing up.  So we do raise this 
regularly with countries; 

we watch it closely.  And we will watch its evolution as it goes forward.  

But I'm not sure I agree with some of the statements you were quoting from 
others, but we do 

watch it very carefully.

BROWNBACK:  And, well, thank you.  Thank you for your presentation and your 
comments here 

today.  I appreciate very much your attendance.

BOUCHER:  Thank you very much, Senator.  Pleasure to be with you.

BROWNBACK:  We'll call up the second panel.  

Sean Roberts is a Central Asian affairs fellow at Georgetown University Center 
for Eurasian, 

Russian and East European Studies.  He's also the author of a Web site on 
political and social 

economic developments in Central Asia.  He's been living on and off in Central 
Asia since 1989.  And 

when he was an exchange student at Tashkent State University, an expert on 
history and culture of 

some of the people in that region.  He speaks fluent Russian and other 
languages.

Dr. Martha Brill Olcott has testified before in front of the commission.  A 
senior associate 

at the Carnegie Endowment for International Peace, one of the world's foremost 
experts on Central 

Asia, also a professor of political science at Colgate University.  Co-directs 
the Carnegie Moscow 

Center's Project on Ethnicity and Politics in the former Soviet Union.  Has 
written extensively on 

the region.

And the final one on the second panel, Dr. Steven J. Black, Strategic Studies 
Institute, U.S. 

Army War College.  He's an expert on the Soviet bloc and post-Soviet world.  
He's editor "Imperial 

Decline:  Russia's Changing Position in Asia," co-editor of "Soviet Military 
and the Future," and the 

author of "The Sorcerer as Apprentice:  Stalin's Commissariat of 
Nationalities."  He's written many 

articles and conference papers on Russian Commonwealth of Independent States 
and Eastern European 

security issues.

We're delighted to have this panel with us today.  Your full statement will be 
included into 

the record.

Dr. Roberts, we'll start with you.

ROBERTS:  Thank you very much for inviting me today to speak to you about the 
Shanghai 

Cooperation Organization and its impact on U.S. interests in Central Asia.

When the Shanghai Five group first met in 1996, few people foresaw that this 
loose alliance 

between China, Russia, Kazakhstan, Kyrgyzstan and Tajikistan would be what it 
is today.  The turning 

point in the organization's development took place in 2001, when the loosely 
aligned Shanghai Five 

group reformed itself into the Shanghai Cooperation Organization, or the SCO, 
and took on Uzbekistan 

as an additional member.

Since 2001, the SCO has gradually built an alternative universe to the Western 
military, 

political and economic alliances that has sought partnership with the Central 
Asian states.  While 

the military potential of the SCO may be at some point an issue for the U.S., 
much more important 

today are the political and economic counterbalances that the SCO presents to 
U.S. interests in 

Central Asia.  

And it may be the political counterbalance of the SCO alliance to U.S. 
interests in the 

region as an alternative to the OSCE that is most critical, since this is the 
aspect of the 

organization that gives its ideological glue.

By the choice of its name alone, it is clear that the Shanghai Cooperation 
Organization was 

created in 2001 at least in part as a conscious counterbalance to the 
Organization for Security and 

Cooperation in Europe, or the OSCE.  Its challenge to the OSCE, however, became 
much clearer with the 

SCO's decision to sponsor an election-monitoring delegation to the 2005 
Kyrgyzstan parliamentary 

election.  This event signaled a serious shift in the activities of the SCO and 
particularly China, 

with regards to its involvement in Central Asia's internal political 
development.

Since 2005, this trend has become more visible in the activities of the SCO and 
in its public 

statements.  While the alliance continues to promote military, trade and 
security cooperation among 

its member states, it now articulates its geopolitical stance as an 
organization that is protecting 

the region from external political influences.  In essence, the SCO has 
positioned itself as the 

protector of the sovereignties of the Central Asian states from foreign 
interference in internal 

affairs.

In doing so, it is creating various regional support mechanisms that can exist 
in economic, 

security and military development, without the commitments to democratic reform 
that being a member 

of the OSCE entails.  Such a situation creates a serious threat to the 
observation of human rights 

and the development of democratic governance in Central Asia, as well as to the 
general raison d'etre 

of the OSCE.

But the question remains as to when the desire for an alternative to the OSCE 
began in the 

region and why.  And, more specifically, why do the Central Asian states now, 
in contrast to the 

early 1990s, perceive of the U.S. and its European allies as equal or perhaps 
even larger threats to 

their sovereignty and independence than China and Russia?

In general, there are three events that have contributed to the situation.  
First, in 1999 

and 2000, Kazakhstan, Kyrgyzstan, Uzbekistan and Tajikistan all held 
parliamentary and presidential 

elections.  None of those elections were recognized as free and fair by the 
OSCE, nor by the United 

States.  The failure of this election cycle to meet international standards 
understandably led to 

significant bad international press concerning the efforts of the Central Asian 
states to develop 

democracy.

This situation one might say ended the honeymoon of Western engagement in 
Central Asia.  It 

was shortly after this election cycle that the Shanghai Five group became 
solidified into the more 

formal Shanghai Cooperation Organization.  

The second event was the establishment of U.S. military bases in Central Asia 
shortly after 

September 11, 2001.  While there was tacit agreement among all parties that the 
U.S. and its 

coalition needed the use of bases to establish control over the disorder in 
Afghanistan, there had 

always been and remains distrust of the intentions of the U.S. in establishing 
those bases.

Third, in the last three years, there has developed a general fear of U.S. 
political 

intentions in Central Asia regarding the concept of regime change.  This fear 
is propelled by a 

conflation of the United States' articulation of the goals of the global war on 
terror, in terms of a 

freedom agenda of bringing democracy to the world, and the belief that the U.S. 
was intimately 

involved in the developments of the so-called colored revolutions in Georgia, 
Ukraine and Kyrgyzstan, 

as well as the Andijan protests of May 2005.

The member states of the SCO, with perhaps the exception of Kyrgyzstan, 
generally see the 

colored revolutions of recent years, along with the campaigns in Afghanistan 
and Iraq, as parts of a 

unified U.S. foreign policy to selectively force regime change around the world 
in the name of 

democracy.  As long as such a perception exists, the SCO is likely to be an 
attractive counterbalance 

to the OSCE and U.S. interests in the region for the Central Asian states.

There are, however, some internal dynamics within the SCO that can limit its 
ability to 

present a long-term challenge to U.S. interests and to the OSCE in the region.  
The Central Asian 

member states of the SCO continue to see the advantage of engagement with the 
U.S., recognizing that 

Russia and China could also pose significant threats to their independence and 
sovereignty.  

Along these lines, Kazakhstan may be in a position to play a pivotal role in 
how the SCO 

positions itself, vis-a-vis the U.S. and the OSCE.  Kazakhstan is the only 
Central Asian country 

whose economic power allows it to be a significant international investor and 
to play an important 

role in the development of the other Central Asian states.

In this context, Kazakhstan seeks a wide range of international partners and 
often wishes to 

exert its independence from Russian and Chinese political and economic 
influence.  Furthermore, while 

Kazakhstan seeks to control public political competition and continues to be 
reluctant to implement 

free and fair elections, the country's growing middle class has Western 
sensibilities that will 

eventually seek the reforms that are aligned with the country's commitments to 
the OSCE.

In this context, it is vital for the U.S. and the OSCE to find new means for 
engaging the 

Central Asian states on long-term democratic reforms in a way that is not seen 
as threatening the 

sovereignty and independence of these states in the short term.  In order to do 
so, however, the 

fears of colored revolutions in these countries must be replaced by a true 
sense of mutually 

beneficial partnership that involves the collaborative efforts of the U.S. and 
the OSCE to build free 

markets and democratic governance in the region over the long term.

Such an approach should not be confused with being soft on democracy, as Ariel 
Cohn (ph) 

recently suggests.  The U.S. and the OSCE need to talk tough about democracy 
with Central Asian 

leaders but also do so realistically, respectfully, and with the assurances 
that they are committed 

to long-term engagement.  

It should be remembered that the fear of U.S. democracy promotion that is 
prevalent among 

Central Asia's leaders is not as much a reaction against the idea of political 
reform as it is a 

suspicion that the freedom agenda presently promoted by the U.S. abroad is 
actually a smokescreen for 

ulterior motives.  In order to refute such ideas, the U.S. needs to demonstrate 
to the Central Asian 

leadership that its interest in promoting political reform throughout the 
region have nothing to do 

with forcing regime change in the short term and everything to do with ensuring 
the long-term 

sustainability of the sovereignty and independence of the Central Asian states.

If the U.S. can regain the trust of the Central Asian states in this regard, 
the Shanghai 

Cooperation Organization will likely cease to be a serious threat to our 
interests in the region.

Thank you very much.

BROWNBACK:  Thanks, Mr. Roberts.

Dr. Olcott?

OLCOTT:  Thank you. 

BROWNBACK:  Good to have you back.

OLCOTT:  Thank you very much for the opportunity to appear once again before 
you today.  I 

have a longer testimony, which I've submitted to the record.

The Shanghai Cooperation Organization is becoming increasingly more active in 
Central Asia.  

Although it is not clear what the final shape of this organization will take, 
either in terms of its 

membership or in terms of its mission, right now though I believe that, 
rhetoric not withstanding, 

that SCO is little more than a discussion forum for a group of states with 
shared borders or nearly 

shared borders, as in the case of Uzbekistan.  

And it is unclear to me whether the efforts at institution-building of this 
organization will 

be any more successful than those of the rather ill-fated CIS, the Commonwealth 
of Independent 

States.  Today, I don't believe that the Shanghai Cooperation Organization 
poses any direct threat to 

U.S. interests in Central Asia or in the region more generally, although I 
grant that its annual 

meetings, most particularly since 2005, have become an opportunity for member 
states and for 

observers to vent their frustration with the U.S.

I also believe that the timetable for possible expansion of this organization 
is uncertain, 

but I certainly feel that it is unlikely to come anytime soon.  And I think 
it's important to 

remember that observer states in the organization have a very limited range of 
activities that they 

can participate in.  And so much of the bluster comes from the observer 
nations, like Iran, at 

general meetings.

Moreover, I believe that the expanded mission for the SCO becomes less viable 
if the 

membership of the organization expanded.  This is something that the membership 
in general is well 

aware of, and this is one reason why the Chinese in particular have privately 
resisted any proposal 

to increase any of the observer nations to full member station.  A decision to 
increase membership 

would need to be consensual, and Chinese authorities have sent strong signals 
to suggest that the 

organization cannot be expanded until its final mission is clarified and made 
operational.

I believe that, although the SCO have made commitments to view security threats 
to one as a 

form of threat to all, they lack the capacity to respond to these threats in 
any sort of concerted 

fashion.  And for the foreseeable future it is hard for me to imagine China 
becoming an equal 

security partner of any of the Central Asian states or of Russia.  Suspicion of 
China simply runs too 

deep.

So furthermore I believe the capacity of the Shanghai Cooperation Organization 
to be a 

security organization with a mission anywhere analogous to NATO further 
diminishes if the SCO takes 

on new members.  I also believe that Russia itself is against the expanding of 
the security mission 

of the SCO, because it works against bilateral Russian efforts and multilateral 
efforts of Russia 

with the Central Asian states.

The economic mission of the organization also remains somewhat ill-defined.  
And the fact 

that China and Kyrgyzstan are both WTO members and that Kazakhstan and Russia 
also have WTO ambitions 

-- Kazakhstan in particular is moving towards WTO membership -- I think will 
impede the SCO from 

emerging as any sort of competitive, exclusive regional trade organization.  

That not withstanding, SCO member states are likely to become important 
economic partners of 

each other, especially in the area of energy.  Russia and China are to some 
degree competitors for 

Central Asian oil and gas reserves, but both realize that the SCO and the 
partial pooling of their 

efforts could work to their individual advantage.  However, the mutual 
advantage that the SCO 

provides in the area of energy really begins to seriously diminish if it admits 
other large oil and 

gas competing producing states, like Iran, or other states with large markets, 
competing markets for 

energy, like India.

I would like to turn to three points before I run out of time and then a 
conclusion.  First 

of all, energy.  I would argue that China's priority, as we've talked about, 
vis-a-vis the Central 

Asian states, lies not with the SCO but with increasing its ownership of oil 
and gas assets in 

Central Asia.  As I will return in the conclusion, as I talk about in my 
testimony, this is something 

that need not be of direct or indirect threat to the U.S.

The Chinese expects the SCO to help with energy security.  OK, domestic 
politics -- again, 

you know, I'm going to run out of time.  I think this question has come up, the 
question on human 

rights.  

I would say that the Chinese have little interest in the domestic politics of 
the Central 

Asian regimes, except as they relate to the treatment of ethnic minorities, 
Chinese ethnic 

minorities, the Uyghurs in particular.  And this is the one place where the 
Chinese government has 

placed very serious pressure on the Central Asian states to restrict the 
political rights and to 

outlaw particular Uyghurs groups, OK?  

I would say that Beijing is not encouraging the Central Asian states to be 
autocratic, and 

they wouldn't break ties with any of these regimes if they became democratic, 
but like the rest of 

the SCO member states, the leadership in Beijing -- and this is really what I'd 
like to emphasize -- 

believe that security threats come from groups with alien -- and I would read 
extremist -- ideologies 

and are not produced as a result of the domestic and, in particular, of the 
human rights abuses of 

the governments themselves.

And this really is where I think the SCO and the OSCE really differ, in the 
evaluation of 

what constitutes threat, domestic threat, and what produces domestic threat.  
And I will come back to 

that in another second, in the conclusion.

Finally, I'd like to say just a word or two about Russia and the SCO.  The 
increased 

visibility of the SCO provides a useful buffer for the Central Asian states to 
use in trying to 

balance Russia and Chinese influence in the region.  One Central Asian foreign 
minister once noted 

that the biggest advantage that his country gets from membership in the SCO -- 
and this is off the 

record -- was that they used it to oppose Moscow.

When there was a position that there had been a clash at bilateral meetings, 
they would bring 

it before the SCO if there was any evidence at all that China would take the 
opposing view, that it 

served as a great discussion place to neutralize some of Russia's concerned.  

I feel it's very important to note that the security goals of Russia and the 
SCO do not fully 

overlap, and Russia itself would be very uncomfortable with 
intelligence-sharing between the Central 

Asian states and Beijing, if all the SCO members would just share intelligence. 
 I'm sure some 

limited intelligence-sharing goes on, but not the kind of intelligence-sharing 
that goes on between 

Russia and the Central Asian states.

I'd like to make for my last minute some concluding comments.  The existence of 
the SCO, I 

would argue, will never serve U.S. interests but it need not directly hinder 
them.  It's easy to 

criticize the SCO as a union of non-democratic states, but I would argue that 
these states are not 

bound together by their common interests in keeping member states from becoming 
democracies.  

They are bound together by a shared set of security interests and a shared set 
of perceived 

risk.  Unfortunately, they understand the roots of these risks in ways that are 
impeding the 

advancement of a democratic process of most of these states.

I think that China's role in the energy sector can be quite positive.  
Secretary Boucher said 

some of that; I'd happily to go back to that in the question period.

But I think that it is not in U.S. interests to try and create chasms in the 
relationship 

between the Central Asian states and China, that Kazakhs and Kyrgyz in 
particular understand that 

there's no way that the fate of their countries can be fully separated from 
that of China.  

For now, at least, China is behaving responsibly in Central Asia, but I think 
that the U.S. 

goal -- that Beijing sees the organization as a way to parry Russian influence 
and, even if only 

indirectly, to keep these states from becoming exclusively European in outlook. 
 The U.S. goal should 

be to ensure these states be Euro-Pacific in outlook and find more ways to 
engage with them in trying 

to achieve what we hope are our shared European -- and by this I mean the 
shared OSCE democratic 

values.

Thank you.

BROWNBACK:  Thank you, Dr. Olcott.  I look forward to further discussion in our 

question-and-answer period.

Dr. Blank?

BLANK:  Thank you, Senator Brownback.  

I'd like to speak today about the relationship between China and SCO, which 
raises many 

questions about Chinese policy and the SCO, which is a work in progress.  As 
Dr. Olcott testified, it 

has not yet found or crystallized its final mission and, for that matter, even 
its final membership.  

And it remains to be seen where it's going to go.

But it is no doubt that China sees the SCO as its main instrument for 
countering the United 

States on a multilateral basis in Central Asia today.  And this realization 
started with the original 

Shanghai Five in 1996.  There is some evidence that the conclusion of the 
border treaties then was 

due to the decision by China to move to multilateralism against American 
foreign policy, as shown 

then in the Taiwan crisis.

Since then, what has become the most striking fact about the SCO is that it's a 
platform for 

all of the local governments, including Moscow and Beijing, to state firmly 
that Washington should 

not interfere in their domestic arrangements.  

This pervasive fear about American calls for democratization or alleged outside 
American 

agitators, like the Open Society Institute or the CIA, are somehow conniving to 
launch revolutions in 

Central Asia may be misguided and false, because they are not doing so, but it 
is nonetheless widely 

believed.  And in the absence of any countervailing public information policy 
by the U.S., it has 

become an article of faith among elites in Central Asia, China and Russia that 
the United States is 

involved in trying to revolutionize Central Asia.  And this has contributed in 
no small measure to 

our setbacks over there.

At the same time, both China and Russia realize full well just how fragile not 
only the 

Central Asian governments are but their own governments are, because of their 
democracy deficits, and 

as a result they continue to stoke these fires in order to wage what might be 
considered an 

ideological counter-campaign against the United States.

So, in other words, the great game in Central Asia is not just about 
geostrategic or energy 

access; it also is about political and ideological values, such as 
democratization.  But we are not 

trying to overthrow governments in Central Asia, as Assistant Secretary Boucher 
pointed out.

Nonetheless, in the absence of any coherent statements to the contrary, this is 
still 

believed widely throughout Central Asia and allows Beijing and Moscow ample 
scope to influence 

governments which are very concerned about their own internal and external 
security and which, 

therefore, as Dr. Olcott said, find the SCO very palatable for their objectives.

We also can see that there is an identity in Russo-Chinese approaches to world 
politics which 

is not necessarily shared by the other members of the SCO and which leads them 
to try and drive the 

SCO in ways against American foreign policy objectives, not just in Central 
Asia, but in Asia more 

generally.  It's no sign of this -- no sign that, say, Kazakhstan or Kyrgyzstan 
are really concerned 

about the Korean issue or that they share Moscow and Beijing's view on Iranian 
proliferation.  

Nonetheless, it is not as vital an issue to them as it is to Russia and China.  
And as a 

result, these issues prop up in the agenda of the discussions there.  

At the same time, China views the United States military presence, as well as 
its ideological 

presence in Central Asia, as a source of strategic encirclement and has tried 
very hard to put 

pressure on both Kyrgyzstan and supported Uzbekistan last year in getting them 
to push us out.  Were 

it not for the Taliban offensives this year, I suspect that we would be under 
much greater pressure 

in Kyrgyzstan than was the case and we would be under much greater pressure to 
get out of there than 

proved to be the case.

Furthermore, China, as Russian sources have pointed out, is trying to project 
its military 

power into Central Asia.  The minute we were removed from the scene in 
Uzbekistan, Beijing made 

inquiries as to whether or not it could move into Karshi-Khanabad, and the 
Russians promptly stopped 

it, which shows you that the Sino-Russian rivalry in Central Asia still exists 
alongside of the talk 

about partnership.  

And to the extent that the United States is not a factor in the Central Asian 
issue, you will 

see tensions arising, not just among Russia and China, but between the smaller 
states, as well as 

Russia and China.  And, again, Dr. Olcott pointed that out in her testimony.

There are also differences between them as to where this organization is going 
to go.  Russia 

flirted with the idea of it being a military organization.  The Chinese have 
come out openly against 

the idea of the Shanghai Cooperation Organization being a military bloc, 
because that would violate 

one of the fundamental principles of Chinese military power and foreign policy, 
that is no membership 

in military blocs.

At the same time, China sees the SCO as a template of the future organization 
of Asia against 

the American alliance system and is in favor of a kind of concept of 
multilateralism from which the 

United States is excluded.  It also has used the SCO as the platform by which 
to conduct military 

exercises, either bilaterally with Kyrgyzstan and just recently Tajikistan, or 
with Russia, or with 

all the members together.  

Ostensibly, these are anti-terrorist operations, but the exercises last year 
with Russia, 

which took place on China's coast in Shandong Peninsula, were widely regarded 
as being anti-Taiwan 

and, for that matter, anti-American, with regard to the Korean theater, in 
their orientation, even 

though they were conducted under the SCO's auspices.

What all this shows is that the SCO is a work in progress.  Its final 
destination, its final 

membership have not been settled.  As a matter of fact, its membership is open 
to some dispute.  It's 

very unlikely that anybody really wants Iran to become a member of the SCO, 
because that would entail 

an obligation to defend Iran.  And everybody in this game knows that Iran is 
playing with fire and 

they're not being entirely responsible actor, insofar as playing with fire is 
concerned, and they do 

not want to have to be called to defend Iran, lest the United States strike at 
it because of its 

proliferation.

China also is committed to bilateral deals with various Central Asian 
governments, most 

recently Turkmenistan, Uzbekistan, and Kazakhstan, in the energy sphere and is 
enhancing its trade 

relationships with all the governments in Central Asia on a bilateral as well 
as multilateral basis.  

Whereas President Putin has called recently for it to become a networking 
organization for Asia or an 

energy club, it remains to be seen exactly if that's going to happen, if that's 
going to command 

support from the other members, and whether or not it's actually going to 
materialize.

So, in conclusion, I would say that this is an organization whose orientation 
is to a 

significant degree anti-American but shows very little capability of developing 
into an anti-NATO or 

an anti-OSCE.  Even though it may try to develop into that kind of operation, 
there are two many 

fissures and too may crises which the SCO cannot address in its present form.  

And while we need to keep a close eye on it and work against its attempts to 
suppress calls 

for democratization and genuine liberalization in Central Asia, it is not going 
to be the answer to 

Central Asia's very crowded security agenda.

Thank you.

BROWNBACK:  Thank you, Dr. Blank.

Dr. Blank, you noted that there was a military exercise done under the auspices 
of SCO or 

just SCO members?

BLANK:  There have been several military exercises, going back, I believe, to 
2002.  There 

have been bilateral Chinese exercises with Kyrgyzstan in 2002 and, I believe, 
2003.  There was just a 

recent one that concluded last week with Tajikistan.

There was an anti-terrorist operation in both Central Asia and China, which 
embraced all the 

members of the organization, in 2004, I believe.  And last year, there was a 
major division-size 

operation involving combined joint arms with Russia, which was allegedly 
conducted under the auspices 

of the SCO, but which was billed as an anti-terrorist operation.  But if you 
look at it closely, it 

involved every kind of conceivable theater, conventional operation, amphibious 
operations, paratroop 

landings, and the like, leading observers to speculate it was aimed either at 
Taiwan or at Korea, 

despite the fact that it was billed as an SCO operation.

BROWNBACK:  Do we have any recent history of Russia and China doing military 
exercises like 

this outside of an SCO organization umbrella?

BLANK:  There had been smaller scale naval exercises between Russia and China 
about five or 

six years ago, before the SCO formally became a security agency, at the time 
when it was basically a 

discussion club and a border-monitoring or confidence-building operation.

The 2005 exercises were significant as a new departure.  The earlier operations 
were 

multilateral or involved China and a Central Asian government, Russia exercises 
with Central Asian 

states, under the Collective Security Treaty Organization, which is its attempt 
to build a military 

organization to defend against threats in Central Asia.  

So last year's operations were the first of their Russo-Chinese type.  And more 
are 

scheduled, I believe, for this year and next year, which may also involve India.

BROWNBACK:  Doesn't that raise your awareness on this issue quite 
significantly, when you 

talk about -- I don't know if it was quite you or Dr. Olcott or others, talking 
about the lack of 

ability of China and Russia to be able to cooperate or the Russians wanting it 
to be a military 

organization, but the Chinese not wanting it to be a military cooperation 
organization, and yet 

you're seeing these exercises happen at pretty significant levels?

BLANK:  Yes, that does raise a flag.  But the point is that the Chinese still 
say this is not 

going to be a military organization, and it is still clear to me that this is a 
work in progress.  

This is a debate that has not yet been resolved in favor of the SCO becoming a 
trade- and 

economic-security-providing organization or a hard security organization.

And the membership has not yet -- the smaller states have not yet stated their 
position.  It 

is, I think, a significant point that they did -- Russia and China did carry 
out this kind of 

operation in 2005 and that we may see something like it again.  But it is not 
clear what the next 

operations are going to look like, so we cannot say in advance what they 
represent.

However, it does suggest to me an attempt to create a deeper political and 
military alliance 

against U.S. interests, not only in Central Asia, but perhaps in East Asia, as 
well.

BROWNBACK:  That seems to me to be pretty significant.  

BLANK:  I agree it's significant, but we haven't seen any follow-up as to what 
that may mean 

for the future.  It certainly does not mean that if -- let's say, for example, 
there was a scenario 

involving Taiwan that the Russian army would get involved in that.  

(CROSSTALK)

BLANK:  On the other hand, Korea is an area where both Russia and China have 
vital interests, 

as is in Central Asia.  So conceivably, if some sort of major crisis developed 
in either of those two 

theaters, we could see perhaps joint operations or joint action or the threat 
even of joint action by 

them, but that's only a hypothetical possibility.  And we don't know for sure 
what's going to come 

out as a result of that.

In the meantime, though, it's very clear that there are divergences between 
Moscow and 

Beijing, with regard to the future orientation of the SCO.

BROWNBACK:  Which there have been for years and years differences between 
Moscow and Beijing, 

going back to many years, in different times.  But it sounds like some of those 
are being overcome...

BLANK:  Well, they're being overcome...

BROWNBACK:  ... by common desires here in the region or common desires to 
offset U.S. 

influence.

BLANK:  Well, it's our policies that drive them together.  And, you know, we 
have to examine 

why they're being driven together, and what the consequences of that are, and 
what we can do about 

it, so as to prevent what could develop into a full-fledged strategic 
partnership.

BROWNBACK:  What policies on our part would you change to prevent them from 
being driven 

together?

BLANK:  Well, it's not up to me to change U.S. policy, but it's very clear that 
they take 

exception to what they believe to be our unilateralism and disregard for their 
interests, for 

example, in going to war with Iraq without going through the final U.N. 
approval stage, or 

disregarding their interests in Iraq.  

They certainly do not approve of our efforts to tie what they see as regime 
change to 

nonproliferation in both Iran and North Korea.  And what certainly exercises 
them the most is the 

combination of what they believe is American efforts to spread democratization 
in the former Soviet 

Union, at the same time as we are building military bases in and around the 
former Soviet Union, 

which they both regard as strategic encirclement and as a kind of ideological 
campaign against the 

stability and integrity of their governments or of their vital interests.

BROWNBACK:  Dr. Olcott, I always appreciate your opinion and thoughts.  I 
gather from your 

comments you really don't have a lot of concern about this SCO, what it's doing 
or what it's likely 

to do?

OLCOTT:  I don't have concern about the SCO.  I accept a lot of what Steve has 
said.  I mean, 

there's actually a huge amount of overlap between our positions.

I think that -- I'm trying to think of how to put it -- I don't think the 
structure of the 

SCO is going to turn into a structure that is used to successfully destabilize 
the U.S. position in 

Central Asia.  I mean, I think what Steve said about the Russo-Chinese military 
activities are really 

interesting, and I wonder whether that would have been possible in Central 
Asia, you know, that this 

was not a theater of operations that Russia has a large military presence in.

And I think that the SCO plays a very important role in Russia for groups that 
want closer 

cooperation between the Russian and Chinese military to conceal some of what 
they're doing, because 

Russian policy, Russian public opinion is still very, very strongly 
anti-Chinese.  And this creates 

an umbrella for that.

I think that the concern that we should have is what I tried to allude to in 
the testimony, 

that we understand risk in very different ways than they understand risk.  And 
that really is our 

burden, if you like.  We have to get these states to understand that their 
policies are putting their 

stability at risk and that the SCO is not meeting their security burden, that 
it's not the ideologies 

that create the risk, but the policies of governments take the presence of 
ideologies and make them 

much more dangerous, as catalysts.

No one talks about Great Britain falling apart because there were the threat of 
Islamic 

terrorism on U.K. soil.  But when you go to Central Asia, you have other fears, 
because the 

governments themselves are destabilizing their own situation.  I think the 
danger that the SCO has is 

that it creates an atmosphere where people just reinforce each other's 
prejudices, and it's that, 

these prejudices, are what are hampering the U.S. effort to spread our 
policies.  

One thing I'd like to very briefly say that I really disagree with Dr. Blank 
on, is I've had 

the opportunity to spend a lot of time with some of the Chinese advisers to the 
SCO over the past 

seven or eight months, in various settings, in China, in Central Asia.  And I 
find that where they 

disagree with us is the question of what constitutes stability and 
destabilizing.  But they're really 

much more interested in balance in the region than in excluding the U.S.

So I don't think the U.S. military bases -- rhetoric at some of these meetings 

notwithstanding -- become the real point where we disagree with China on 
policies in Central Asia.  I 

think where we have not managed to convince the Chinese is that our 
understanding of what's creating 

security risk there is really what's at stake, that they're making the 
situation more unstable, not 

less unstable, by their policies.  So it's not the SCO, but the mindsets that I 
think we need to do 

battle with.

BROWNBACK:  Dr. Roberts, you've spent quite a bit of time in Uzbekistan, a 
student and other 

times.

ROBERTS:  Also in Kazakhstan, as well.

BROWNBACK:  My experience in that region, but particularly in Uzbekistan, with 
the leadership 

that's there, is that they are deeply concerned about Islamic fundamentalism 
spreading and taking 

over.  And what they kind of look for, at least the leadership looks for, 
probably more than 

anything, is somebody to be able to, no matter what, back them whenever or if 
some sort of threat 

starts to mount up in any form.

And you saw the very aggressive position that they took when there was a 
perceived threat 

that comes on forward.  Is that what they get out of this SCO organization, 
that if an Islamic 

fundamentalist threat mounts up, that Chinese and Russian troops, if it becomes 
serious enough, will 

be present?

ROBERTS:  Well, I think that that's what they think they get.  I agree with 
Professor Olcott 

that it's a question as to whether Russian or Chinese troops, for example, are 
enough to deal with a 

problem of fundamentalism in Uzbekistan, when you have a country that's not 
very effectively 

governed.

But certainly they perceive of working with the Russians and Chinese through 
the SCO as more 

comfortable than working with, say, the OSCE on terrorism, because they feel 
that the OSCE is trying 

to undermine their authority through democratization, which is also why I was 
bringing up this issue 

that I think one policy the U.S. has to seriously consider is the way we're 
going about 

democratization.  

And actually, it's not as much the approach, because I actually was working in 
USAID on and 

off for the last eight or nine years in Central Asia doing democratization 
work.  And the approach 

has not changed, but the way it's perceived has changed, partly because of 
other things that have 

happened in the world.  As Dr. Blank mentioned, the Central Asian leadership 
definitely perceives of 

our campaigns in Iraq and Afghanistan as being somehow linked to assumed 
involvement of the U.S. in 

these colored revolutions, in Ukraine, Georgia, in Kyrgyzstan.

They see this as all a large kind of plan to take selected moves for regime 
change that 

benefit U.S. interests.  And part of the problem is they don't really believe 
that we're doing this 

-- first of all, they believe that we're doing it conspiratorially, but they 
don't believe we're 

doing it ideologically for democracy.  They believe we're doing it for our own 
interests and we're 

just using democracy as an excuse.

BROWNBACK:  Well, I appreciate very much your thoughts on this.  I think this 
one bears 

watching really quite closely and intensely and one that could develop quickly, 
as well.  But I 

appreciate your thoughts, appreciate your expert advice and opinion on this.  
And we'll continue to 

look and listen to what people have to say about this group and how it develops 
further.

Thank you all for coming.  The hearing is adjourned.

[Whereupon the briefing ended at 04:15 p.m.]

END